Chairman of The Joint Chiefs of Staff Instruction
Chairman of The Joint Chiefs of Staff Instruction
Chairman of The Joint Chiefs of Staff Instruction
CHIEFS OF STAFF
INSTRUCTION
1. Purpose.
c. Clarifies voting procedures for the JCD governance bodies: the Joint
Concept General Officer Steering Committee (JC GOSC) and the Joint Concept
Working Group (JCWG).
h. Clarifies roles and responsibilities for the design and execution of in-
stride evaluations during concept development, and affirms the requirement for
further testing and verification after approval of a concept.
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DISTRIBUTION
Distribution A, B, C, plus:
Copies
"The office of primary responsibility (OPR) for the subject directive has chosen
electronic distribution to the above organizations via E-mail. The Joint Staff
Information Management Division has responsibility for publishing the subject
directive to the SIPR and NIPR Joint Electronic Library Websites."
i.
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TABLE OF CONTENTS
Page
ENCLOSURE A JOINT CONCEPTS OVERVIEW AND GOVERNANCE............A-1
Purpose of Joint Concepts.......................................................................... A-1
Role of Joint Concepts in the Joint Strategic Planning System (JSPS) ......... A-1
Role of Joint Concepts in Developing the Force........................................... A-3
The Joint Concept Life Cycle ...................................................................... A-5
Joint Concepts Governance Structure ........................................................ A-6
Family of Joint Concepts ........................................................................... A-9
Status of Joint Concepts ......................................................................... A-11
Annual Review of Joint Concepts ............................................................ A-11
Revising Joint Concepts .......................................................................... A-12
Archiving Joint Concepts ........................................................................ A-12
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ENCLOSURE GL GLOSSARY......................................................................GL-1
PART I-ABBREVIATIONS AND ACRONYMS ..............................................GL-1
PART II-DEFINITIONS ..............................................................................GL-3
FIGURES
A-1. Role of Joint Concepts in JSPS .......................................................... A-2
A-2. Joint Concept Life Cycle..................................................................... A-6
A-3. JCD Governance Roles....................................................................... A-7
A-4. Family of Joint Concepts Structure................................................ A-10
B-1. Joint Concept Development Process...................................................B-1
B-2. Joint Concept Version Numbering .....................................................B-5
B-3. Considerations for Developing CRCs ..................................................B-6
B-4. Joint Concept Evaluation Planning Criteria .......................................B-8
C-1. Joint Concept Implementation Framework.........................................C-1
C-2. Selected Joint Capability Application Processes .................................C-5
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ENCLOSURE A
2. Role of Joint Concepts in the Joint Strategic Planning System (JSPS). JSPS
is the primary means by which the Chairman carries out statutory
responsibilities assigned in titles 6, 10, 32, and 50 of the United States Code
(USC).
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b. Figure A-1 depicts the role of joint concepts within the JSPS. On
behalf of the Chairman, the Director for Joint Force Development, Joint Staff
J-7 (DJ-7) develops the Capstone Concept for Joint Operations (CCJO)
(reference k), the Chairman’s overarching vision for the future joint force, by
synthesizing guidance, direction, and information contained in strategic
guidance documents, including the Chairman’s Strategic Direction to the Joint
Force (CSDJF), and a variety of JSPS assessments. Over time, the joint
community develops a family of joint concepts to address defense priorities and
add greater depth to the Chairman’s vision as described in the CCJO and other
vision documents approved by the Chairman. Upon concept approval, the
concept sponsor, with the support of JS directorates, develops a transition plan
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to guide further maturation and analysis of the concept, in order to identify
specific force development recommendations for consideration by appropriate
joint capability development processes. The implementation of approved joint
concepts also informs future iterations of JSPS assessments of readiness, risk,
sufficiency, joint military requirements, roles, and missions.
c. Training. Joint doctrine is the basis for joint training; however, some
joint concepts also affect joint training. For example, the Chairman may
emphasize specific joint concepts and required capabilities in the Chairman’s
Joint Training Guidance or designate them as high-interest training issues
(reference f). Joint concepts may indirectly influence individual, staff, and
collective joint training by identifying the need for changes in joint doctrine or
tactics, techniques, and procedures. Combatant commanders (CCDRs) may
adopt these changes to prepare the joint force to respond more effectively to
strategic and operational requirements, and to execute assigned or anticipated
missions. With concurrence of the relevant joint force commander (JFC), joint
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concepts may be integrated into the joint event life cycle. Concept developers
may engage and support exercise planners to incorporate appropriate aspects
of the future security environment into scenarios, educate the training
audience on the concept and required capabilities, and observe event
execution. Joint training observations also help mature the ideas in an
approved concept or support development of a new or revised concept by
identifying and analyzing trends, best practices, and insights derived from
multiple combatant command (CCMD) exercises across the full range of joint
functions and missions.
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f. Personnel. The personnel component of DOTMLPF-P refers to military
or civilian individuals required to accomplish assigned missions, tasks and
activities. The Chairman, CCDRs, and Secretaries of the Military Departments
are responsible for developing and assigning personnel to meet established
joint personnel requirements. Joint concepts espouse new ways of operating or
new capabilities that may require military, DoD civilians, and potentially the
contractor force, to acquire new individual and collective skills. Consequently,
these new skills may need to be tracked and developed within the structure of
Service and joint personnel systems.
h. Policy. Joint concepts and policy are closely related. Policy can
direct, assign tasks, prescribe desired capabilities, and provide guidance for
ensuring that the Armed Forces of the United States are prepared to perform
their assigned roles. Policy can therefore establish requirements for joint
concepts and capabilities. JCD must consider and account for the intent or
capability articulated in current policy when proposing and assessing the
feasibility of new or alternative ways in which the joint force could operate.
Concept evaluation and assessment should also ensure that new concepts
continue to meet the intent of current policy. Conversely, accepting or applying
new approaches and capabilities articulated in a joint concept could have
significant policy implications. If not resolved through changes in policy, these
implications could negate or marginalize the desired improvements in
operational capability.
4. The Joint Concept Life Cycle. As depicted in Figure A-2, the joint concept
life cycle begins with an understanding of militarily-relevant trends and
evolving conditions in the future security as described in the JOE that present
the most pressing challenges for the joint force. Other key inputs, such as
historical analysis; feedback from the Joint Lessons Learned Program (JLLP);
and an understanding of existing strategic guidance, policy, doctrine and
capabilities, help joint concept developers examine these challenges. Joint
concepts are developed and transitioned using the procedures described in
Enclosures B and C respectively, and implemented in accordance with specific
policy and guidance governing relevant capability development processes.
Joint capability development recommendations are submitted for validation
and approval by appropriate capability development application authorities.
The JCD governance body periodically reviews and assesses the concept and
execution of its transition plan to ensure consistency with current strategic
guidance, relevance in light of documented changes in the future security
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environment, and utility in terms of impact on ongoing or proposed joint
capability development efforts across the joint force. As a result of this review,
a sponsor may recommend suspending, archiving, revising, or terminating the
concept effort. The life cycle of an individual concept culminates when JCD
governance bodies assess that a concept has met its intended purpose, is no
longer needed to guide joint capability development, or requires revision.
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and the scope of the proposed concept effort. Enclosure B provides specific
criteria to guide the development and review of concept prospectuses. The
JCRC may offer feedback to the sponsor prior to a final decision on the
prospectus. Only prospectuses receiving unanimous concurrence of the JCRC
will be forwarded to the broader JCWG for consideration and vote. Once a
prospectus is approved for development, the JCRC will review the draft concept
at approximately the mid-point of development to ensure consistency with the
approved prospectus and adherence to the standards of this instruction.
(2) The Chief, JS J-7 Joint Concepts Division, chairs the quarterly
JCWG, coordinates the agenda, and publishes the minutes. Any member of
the JCWG may propose an agenda topic. The JCWG chair will identify topics
that require a JCWG recommendation or decision, and provide relevant
materials to JCWG members for consideration in advance of the JCWG
meeting. Only the JCWG principal or designated representative may cast a
vote on behalf of the member organizations. A 2/3 majority vote by JCWG
members present, which must include the unanimous vote of the Services,
USSOCOM (in its title 10 role), and JS J-7, is required to create an official
position of the JCWG. If these conditions are not met, the issue will not move
forward to the JC GOSC with a recommended action. For issues meeting the
2/3 vote threshold, the JCWG Chair will present the JCWG recommendation to
the JC GOSC, highlighting all non-concur votes with supporting rationale. For
issues failing to meet the 2/3 vote threshold, the JCWG chair will brief the JC
GOSC chair regarding the circumstances of the failed vote. The JC GOSC chair
may elect, and other JC GOSC members may request, to elevate failed votes to
the JC GOSC level.
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A-9 Enclosure A
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conduct of CBAs and other analyses designed to identify capability gaps and
support the refinement, documentation, and validation of non-materiel and
materiel changes needed to achieve the required capabilities and operational
approach specified in the concept.
8. Annual Review of Joint Concepts. Joint concepts, with the exception of the
CCJO, will enter an annual review cycle after concept approval to determine
their transition progress, continued relevance and utility. The CJCS will
establish timeframes and criteria for reviewing the CCJO. Since approved
concepts are required to have a transition plan, the objectives and milestones in
the approved plan will guide the initial cycles of review. Based on the results
of the review, the concept sponsor will make a recommendation to the JCWG
and JC GOSC on whether the current concept version should remain active, be
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revised, be suspended, or be archived. Concept sponsors, in coordination with
the JS, will apply the following criteria to review approved joint concepts:
10. Archiving Joint Concepts. The DJS is the approval authority for archiving
joint concepts. An approved joint concept may be a candidate for archiving
under three distinct conditions: 1) when the periodic review determines that a
concept is outdated or superseded by a new DoD policy, guidance or joint
concept; 2) when the force development community, in coordination with the
concept sponsor, determines that the concept’s capability recommendations
have sufficiently transitioned to appropriate joint capability development
processes for action; or, 3) when further transition of the concept is deemed no
longer useful or feasible. In any of these situations, the concept sponsor may
submit a recommendation to archive the concept through the JCWG, JC
GOSC, and DJ-7 for approval by the DJS. If approved for archiving, the JS J-7
coordinates with appropriate DoD knowledge management authorities to place
the concept in a designated archive folder. The JS J-7 maintains supporting
research materials in an appropriate repository for future reference.
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ENCLOSURE B
2. Joint Concept Prospectus. New joint concepts are proposed through the
submission of a concept prospectus. The purpose of the prospectus is to
describe a compelling military challenge for which existing solutions are
inadequate or nonexistent, and might be solved by a change in the way the
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joint force operates, and to demonstrate the need for a joint concept over other
types of development actions. Because the development of a joint concept
typically requires a significant commitment of resources across the community,
concept prospectuses are thoroughly reviewed and debated before being
recommended to the DJS for development as a joint concept. The following
procedures apply to prospectus development, review, and approval for both
new concepts and revision of existing concepts.
(2) Describe how the concept supports the CCJO core mission and
central idea.
(5) Summarize initial research to justify the need for a new joint
concept
. (6) Identify the proposed concept’s relationships to other approved
or developing concepts.
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USSOCOM, is required in order to forward a prospectus to the JCWG for
consideration.
(4) Once the DJS issues a DJSM, the concept sponsor, with the
advice and support of the JS J-7, is responsible for organizing and resourcing
all aspects of concept writing, in-stride evaluation, staffing, processing for
CJCS approval, and transition planning. During development of the concept,
the sponsor must brief, and the JCWG must approve, any major changes to
the concept’s purpose, scope, or military challenge as described in the original
prospectus.
a. Core Writing Team. The core writing team is the nucleus of the
writing effort and develops the initial ideas in the concept prospectus into the
joint concept. The core writing team normally consists of the sponsoring
organization’s lead action officer and designated writer, Service representatives,
CCMD representatives as appropriate, relevant subject matter experts, and a
process advisor from the JS J-7 Joint Concepts Division. To remain an
effective vehicle for idea development, the core writing team should be kept as
small as possible. The core writing team must develop a battle rhythm
enabling frequent exchange of ideas and research while developing the written
concept. This battle rhythm is best sustained through a minimum of monthly
physical or virtual meetings focused on producing specific deliverables.
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b. Development Team. The development team provides the means to
obtain a broader set of perspectives from a wider audience on the emerging
conceptual ideas at key junctures in the concept development process. The
development team typically meets once before the Red Team review and again
before the initial joint staff action package (JSAP) review. The development
team consists of additional subject matter experts, concept developers,
operators, and planners from the Services, CCMDs, other DoD stakeholders,
and inter-organizational partners, to ensure broad feedback on the draft
concept.
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Incorporates in-stride evaluation results. Submitted for initial JSAP
v0.5
review.
Incorporates initial JSAP review results. Submitted for final JSAP
v0.7
review.
Incorporates final JSAP review results. Submitted for Operations
v0.9
Deputies (OPSDEPS) and JCS endorsement.
v1.0 Submitted for CJCS approval and signature.
Figure B-2. Joint Concept Version Numbering
5. Outline for a Joint Concept. The following outline is typical for joint
concepts. Concept sponsors may include additional sections in the base
concept or as appendices.
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e. The Central and Supporting Ideas. The central idea is the centerpiece
of the joint concept, providing a framework for how the joint force will address
the military challenge. Supporting ideas explain and expand on the central
idea in greater detail. This set of ideas introduces new ways of operating and
accentuates differences from extant practices.
(2) A CRC directly maps to one or more of the concept’s ideas for
addressing the military challenge within the future security environment. The
concept sponsor, supported by the JS J-7, will convene a capability
development workshop prior to the concept’s in-stride evaluation to develop
CRCs. This workshop enables concept writers, subject matter experts, JS J-8,
and functional capabilities boards (FCBs) to identify and develop unclassified
and classified CRCs collaboratively.
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approach identified in the concept. Risk should be identified and categorized
in accordance with the Chairman’s joint risk assessment system within the
JSPS (reference c).
b. Planning for the in-stride evaluation should begin early in the concept
development process. No later than one month prior to the in-stride
evaluation, the concept sponsor will present the evaluation plan to the JCWG
chair and FED lead for initial review per the criteria in Figure B-4 and update
the JCWG at the next scheduled meeting.
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Joint Concept Evaluation Planning Criteria
Analytical Framework: The analytical framework aligns to evaluation criteria
and is displayed with a series of key and supporting questions to evaluate the
viability of the concept.
Data Collection and Analysis Plan (DCAP): The DCAP specifies how
observations will be generated, collected, and synthesized during and after
the in-stride evaluation.
Design: The overall design (seminar, table top exercise, wargame) of the in-
stride evaluation is adequate to assess concept viability.
Scenarios: Vignettes and adversaries adequately and accurately represent
the concept’s military challenge within the future security environment.
Concept of Operations (CONOPS): The central and supporting ideas of the
concept are reflected in an abbreviated CONOPS to enable player cells to
operate as the concept intends. CONOPS may be developed in advance or
during the initial activities of the in-stride.
Participants: Participants from stakeholder organizations and multinational
partners have experience and subject-matter-expertise to support a thorough
evaluation of the concept.
Facility: A suitable venue for size, classification, and automation
requirements.
Preparation: Adequate measures to prepare participants in the in-stride
evaluation.
Figure B-4. Joint Concept Evaluation Planning Criteria
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adjudication, the sponsor will present the final draft concept to the OPSDEPS
for endorsement and resolve remaining issues. Once endorsed by the
OPSDEPS, the sponsor, with support of the JS J-7, will obtain public affairs
and legal reviews, followed by formal review and endorsement by the Joint
Chiefs of Staff, prior to final review and approval by the Chairman or Vice
Chairman. The DJ-7, in coordination with concept sponsors, will develop and
submit appropriate staffing packages to process the final concept document to
the Chairman or Vice Chairman for review and approval.
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B-10 Enclosure B
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ENCLOSURE C
C-1 Enclosure C
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development recommendations. The concept sponsor is responsible for
executing the transition phase, which has three primary elements: 1) the
transition approach, which describes the end state with specific conditions to
be achieved and outlines actions to achieve the conditions; 2) the transition
plan, which specifies the actions required to construct joint capability
development recommendations and submit those recommendations to
appropriate application processes; and 3) transition plan execution, reporting,
and assessment.
(1) Describe the concept’s desired end state and the key ideas or
proposed solutions that are immediately viable for transition or require further
exploration.
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other supporting organizations. A transition plan outline is provided for
reference in Appendix A to this enclosure. Considerations for transition plan
development include:
(5) Sponsors should tailor the structure, detail and focus of their
recommendations to align with the submission guidelines, approval, validation,
and governance mechanisms for appropriate application process being
considered. For example, the Joint Requirements Oversight Council (JROC) is
the highest level of requirements validation authority for materiel capability
development. Independent validation authority for materiel capability
requirements is delegated to the Services and USSOCOM for Service-unique
and special operations-particular requirements, respectively (reference i).
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(1) Execution. Transition execution begins after transition plan
approval and continues until each change recommendation is approved or
disapproved by the appropriate capability development process authority.
Transition execution timelines may vary substantially from one concept to
another. Transition execution should be adjusted as required to achieve the
desired endstate. Major adjustments to transition plan execution will be
briefed during the annual updates to the JC GOSC.
Functional
DOTMLPF-P Area Associated Guidance/ Processes
Process Owner
Joint Doctrine JS J-7 References g and h
Joint Organizations JS J-8 (with J-1 CJCSI 4320.01F, 21 August 2014
& J-5 support)
Joint Training JS J-7 Reference f
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Joint Materiel JS J-8 References e, i, and l
Joint Leadership & JS J-7 Reference b
Education
Joint Personnel JS J-1 CJCSI 1001.01B, 7 October 2014
Joint Facilities JS J-4 DoDD 4165.06, 13 October 2004
(certified current as of 18 Nov 08)
Joint Policy JS J-5 DoDI 5111.16, 27 October 2005
Figure C-2. Selected Joint Capability Application Processes
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C-6 Enclosure C
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APPENDIX A TO ENCLOSURE C
1. Situation.
b. Risks. Identify risks associated with the transition approach and the
impact on implementing the concept.
3. Execution.
Appendix A
C-A-1 Enclosure C
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c. Synchronization and Coordinating Instructions. Describe the order in
which tasks will be achieved to ensure synchronization and alignment with
application processes.
• Summarize analysis used for selecting each action and explain the
rationale for selecting each action’s process.
4. Assessment. Describe the method and criteria that will be used to assess
the transition plan’s progress.
Appendix A
C-A-2 Enclosure C
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ENCLOSURE D
RESPONSIBILITIES
4. Vice Chairman of the Joint Chiefs of Staff (VCJCS). Approves and signs all
joint concepts, other than the CCJO.
5. The Joint Chiefs of Staff (JCS). Reviews and endorses all joint concepts
prior to submission to the Chairman or Vice Chairman for approval.
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i. Coordinates and resources independent Red Team reviews for all draft
joint concepts.
l. Submits joint concepts for preliminary and final staffing and final
approval using JSAP. Assists sponsors in processing “paper”
OPSDEPS and JCS reviews of final draft concepts. Assists concept
sponsors in scheduling OPSDEPS and JCS Tank reviews, if required.
m. Prepares staffing actions for JCS and CJCS review and approval of
final draft concepts.
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capabilities, and monitoring the execution and assessment of joint concept
transition activities.
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b. Reviews and provides endorsement decisions on prospectuses
submitted as candidates for joint concept development.
b. Consists of the Services, USSOCOM (in its title 10 role), and JS J-7.
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e. Provides feedback and recommendations to the full JCWG.
l. Submits the final transition plan to DJ-7 for review and approval.
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n. Provides an annual review of approved concepts to JCD governance
bodies.
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ENCLOSURE E
REFERENCES
f. CJCSI 3500.01 Series, “Joint Training Policy and Guidance for the
Armed Forces of the United States”
n. Joint Publication 1, Doctrine for the Armed Forces of the United States,
25 March 2013
p. Joint Staff Manual 5701 Series, “Formats and Procedures for Developing
CJCS, Joint Staff, and J-Directorate Publications”
E-1 Enclosure E
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q. Joint Staff Guide 5711, “Editorial Guidance and Accepted Usage for Joint
Staff Correspondence”
E-2 Enclosure E
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GLOSSARY
GL-1 Glossary
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*JFD Joint Force Development
JLLP Joint Lessons Learned Program
JOC joint operating concept
JOE joint operating environment
JP joint publication
JPME joint professional military education
JROC Joint Requirements Oversight Council
JSAP Joint Staff action package
*JSPS Joint Strategic Planning System
JSR Joint Strategy Review
GL-2 Glossary
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PART II-DEFINITIONS
(Unless otherwise stated, the terms and definitions contained in this glossary
are for the purposes of this document only).
archived -- A joint concept may be archived when the JCD governance bodies
determine that active concept development and transition activities are
complete or terminated. An archived concept will no longer be monitored by
the JCD governance body and should not be used as the basis for joint force or
capability development submissions.
GL-3 Glossary
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strategic guidance, defense priorities, or assessments of the future operating
environment.
concept termination -- Formal direction from the DJS to end the ongoing
development or revision of a joint concept based on a JC GOSC and DJ-7
recommendation.
GL-4 Glossary
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joint capability development recommendations for approval and action by the
appropriate application process authority.
Joint Strategic Planning System (JSPS) -- One of the primary means by which
the Chairman of the Joint Chiefs of Staff, in consultation with the other
members of the Joint Chiefs of Staff and the combatant commanders, carries
out statutory responsibilities to assist the President and Secretary of Defense
in providing strategic direction to the armed forces.
GL-5 Glossary
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GL-6 Glossary