jp3 22
jp3 22
jp3 22
17 August 2018
Validated on
02 February 2021
PREFACE
1. Scope
This publication provides joint doctrine to plan, conduct, assess, and support foreign
internal defense.
2. Purpose
This publication has been prepared under the direction of the Chairman of the Joint
Chiefs of Staff (CJCS). It sets forth joint doctrine to govern the activities and performance
of the Armed Forces of the United States in joint operations, and it provides considerations
for military interaction with governmental and nongovernmental agencies, multinational
forces, and other interorganizational partners. It provides military guidance for the exercise
of authority by combatant commanders and other joint force commanders (JFCs), and
prescribes joint doctrine for operations and training. It provides military guidance for use
by the Armed Forces in preparing and executing their plans and orders. It is not the intent
of this publication to restrict the authority of the JFC from organizing the force and
executing the mission in a manner the JFC deems most appropriate to ensure unity of effort
in the accomplishment of objectives.
3. Application
a. Joint doctrine established in this publication applies to the Joint Staff, commanders
of combatant commands, subordinate unified commands, joint task forces, subordinate
components of these commands, the Services, and combat support agencies.
DANIEL J. O’DONOHUE
Lieutenant General, USMC
Director, Joint Force Development
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Preface
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SUMMARY OF CHANGES
REVISION OF JOINT PUBLICATION 3-22
DATED 12 JULY 2010
• Updates the text to align with the new Joint Publication (JP) 3-20, Security
Cooperation.
• Clarifies the role of Air Force Special Operations Command combat aviation
advisor in foreign internal defense (FID).
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Summary of Changes
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TABLE OF CONTENTS
EXECUTIVE SUMMARY ............................................................................................... ix
CHAPTER I
INTRODUCTION
CHAPTER II
INTERNAL DEFENSE AND DEVELOPMENT
General .......................................................................................................................II-1
Construct ....................................................................................................................II-1
Functions ....................................................................................................................II-2
Tenets of Effective Foreign Internal Defense Operations .........................................II-4
Organizational Guidance ...........................................................................................II-6
CHAPTER III
ORGANIZATION AND RESPONSIBILITIES
CHAPTER IV
PLANNING
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Table of Contents
CHAPTER V
TRAINING
CHAPTER VI
OPERATIONS
Section C. Direct Support (Not Involving United States Combat Operations) .......... VI-13
General ................................................................................................................... VI-13
Civil-Military Operations....................................................................................... VI-14
Military Information Support Operations .............................................................. VI-20
Operations Security ................................................................................................ VI-23
Security Force Assistance ...................................................................................... VI-23
Logistic Support ..................................................................................................... VI-25
Intelligence and Information Sharing .................................................................... VI-26
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Table of Contents
APPENDIX
GLOSSARY
FIGURE
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EXECUTIVE SUMMARY
COMMANDER’S OVERVIEW
Introduction
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Executive Summary
Relationship of Foreign Internal IDAD encompasses the full range of measures taken
Defense to Internal Defense and by a nation to promote its growth and protect itself
Development from subversion, sabotage, lawlessness, insurgency,
terrorism, violent extremism, and other threats to its
security. IDAD focuses on both internal security and
building viable civic, social, and economic
institutions that respond to the needs of the HN
populace.
Foreign Internal Defense and the One of the characteristics of FID is that it involves all
Instruments of National Power the instruments of national power (diplomatic,
informational, military, and economic).
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Executive Summary
Foreign Internal Defense Within Service and joint capabilities in military engagement,
the Range of Military Operations SC, and deterrence activities help the USG shape the
operational environment (OE) and manage the day-
to-day tensions between nations or groups below the
threshold of armed conflict, while maintaining US
global influence. These capabilities contribute to a
whole-of-government and comprehensive approach
to a transregional, multi-domain, and multifunctional
threat by assuring US allies and partners to enhance
the global network of relationships that enable
effective operations. Foreign assistance can support
or augment military engagements as routine SC
activities or a FID program for an HN IDAD.
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Executive Summary
Tenets of Effective Foreign Certain tenets guide efforts across the four IDAD
Internal Defense Operations functions:
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Planning
Department of Defense Guidance The majority of military planning for FID takes
place at the CCMD level. GCCs base strategy
and military planning to support FID on the broad
guidance and missions provided in the JSPS.
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Executive Summary
Planning Procedures and The military plans and executes missions through
Considerations Adaptive Planning and Execution, which provides
the framework for operational activities and the
planning and execution functions. The framework
is a continuous process that synchronizes both the
plans and their execution with a feedback loop
informed by assessments.
Planning for Force Protection JFCs and their subordinate commanders address
force protection (FP) during all phases of FID
operations, from planning through deployment,
employment, and redeployment.
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Training, Knowledge, and Skills Training needed for successful military operations
Needed for Success in support of FID includes:
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Operations
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Termination of Operations The nature of the termination will shape the futures
of the HN and regional countries. It is essential to
understand that termination of operations is a vital
link between NSS, DSR, NMS, and the desired
national strategic end state(s).
National Strategic End State The first and primary strategic task regarding
termination of intensive FID operations is to
determine an attainable national strategic end state
based on clear national strategic objectives. For
specific situations that require the employment of
military capabilities (particularly for anticipated
major operations), the President and SecDef typically
establish a set of national strategic objectives.
Achieving these objectives is necessary to attain the
national strategic end state and the broadly expressed
diplomatic, informational, military, and economic
conditions that should exist after the conclusion of a
campaign or operation. In FID, this is determined
with the HN civilian leadership to ensure a clearly
defined national strategic end state that is mutually
beneficial. The President or SecDef approves
specified standards that must be met before a FID
operation can be concluded or transitioned to a less
intensive level of support.
Mission Handoff Procedures The overall authority for the handoff and
assumption of command lies with the commander
ordering the change. The authority for determining
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Executive Summary
CONCLUSION
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CHAPTER I
INTRODUCTION
1. General
a. Foreign internal defense (FID) is the participation by civilian agencies and military
forces of a government or international organization in any of the programs or activities
taken by a host nation (HN) government to free and protect its society from subversion,
lawlessness, insurgency, violent extremism, terrorism, and other threats to its security. The
United States Government (USG) and Department of Defense (DOD) face increasingly
larger volume of threats; counter-influence activities against the US and allies; and more
violent threats that operate transregionally, span activities across multi-domains, and
organize to operate multi-functionally. One of the activities geographic combatant
commanders (GCCs) can apply to counter these threats in multiple countries, but organized
from an ideological credence, is FID, which supports each affected nation’s security. The
USG applies FID programs or operations within a whole-of-government approach to
enhance an HN internal defense and development (IDAD) program by specifically
focusing on an anticipated, growing, or existing internal threat. A FID program would
typically be supported by DOD through routine security cooperation (SC) activities as part
of the GCC’s combatant command campaign plan (CCP).
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c. The security cooperation organization (SCO) has a unique role as the primary
interface between the GCC, US ambassador or chief of mission (COM), and HN on all SA
and SC matters. The SCO performs its SA and cooperation management functions under
the Foreign Assistance Act (FAA) and the Arms Export Control Act (AECA), as well as
other authorities. If the internal threat requires a significant military effort, the USG may
require a FID operation as a contingency operation or in crisis response. In the context of
this publication, internal threats include threats manifested within the internationally
recognized boundaries of a nation, whether externally supported or not. These threats
may include, but are not limited to, subversion, political violence, sabotage, insurgency
(including support to insurgency), terrorism, violent extremism, and criminal activities.
These activities are conducted by a multitude of groups that may seek to perpetuate
insurgency during periods of instability by conducting criminal activities that can
generate further instability, such as trafficking illicit drugs, weapons of mass destruction
(WMD), and human trafficking. While such threats present themselves internally, some
may be supported from outside the country by a transregional or non-state organization,
an international criminal organization, or another nation sponsoring instability through a
surrogate or proxy.
For more information on violent extremism, see Joint Publication (JP) 3-24,
Counterinsurgency.
b. While FID is one of the designated core special operations activities of the United
States Special Operations Command (USSOCOM) and its subordinate commands, FID
can be supported by the joint force, multinational forces (MNFs), and other USG
departments and agencies. FID is not just a military operation; rather, it typically
includes an interorganizational approach to assisting an HN’s security, stability, and
development. FID requires a whole-of-government approach focused on achieving and
leveraging unified action by all participants through facilitating practices such as
interoperability, integration, and interdependence. Interoperability is the ability to act
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Introduction
c. The JFC supporting a FID effort may employ capabilities provided by both SOF
and CF. A large FID operation may be conducted through the command and control (C2)
structure of a joint task force (JTF) or special operations joint task force (SOJTF). When
SOF and CF are integrated, appropriate C2 or liaison elements should be exchanged or
provided to the appropriate interoperability components of a joint force.
For additional detail on SOF and CF relationships, refer to JP 3-05, Special Operations,
and Field Manual (FM) 6-05/Marine Corps Reference Publication (MCRP)3-30.4/Navy
Tactics, Techniques, and Procedures (NTTP) 3-05.19/Air Force Tactics, Techniques, and
Procedures (AFTTP) 3-2.73/USSOCOM Publication 3-33, Multi-Service Tactics,
Techniques, and Procedures for Conventional Forces and Special Operations Forces
Integration, Interoperability, and Interdependence.
It is important to frame a FID effort within the context of US strategy and policy and
to understand how the USG uses a FID program to support and enhance an HN IDAD
program to create or improve security and stability.
a. IDAD encompasses the full range of measures taken by a nation to promote its
growth and protect itself from subversion, sabotage, lawlessness, insurgency, terrorism,
violent extremism, and other threats to its security. IDAD focuses on both internal
security and building viable civic, social, and economic institutions that respond to the
needs of the HN populace. A foreign nation that is anticipating or faced with internal
security threats establishes an IDAD strategy to combine internal defense with other
essential developmental efforts and then implements that strategy through an IDAD
program. Based on US national security strategy, interests, and risk evaluation, a USG
assessment can inform a policy decision to provide US foreign assistance to that IDAD
program. US involvement may vary from simple military engagement and routine SC
activities within a FID program up to a complex FID operation. An example of a FID
program that develops into a FID operation is US forces supporting an HN
counterinsurgency (COIN) operation to suppress an identified insurgency or rebellion
that fails to achieve FID program objectives but escalates into a larger US military
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commitment involving stability and combat support. Ultimately, the focus of a US FID
program or operation is to support the HN IDAD program.
b. FID is the participation by other USG departments and agencies and the US
military in any program or operation taken to support the security and stability of another
government and to protect its society. FID also supports an HN IDAD strategy consistent
with US national security objectives and policies. FID is functionally related to foreign
assistance, which supports the HN not only through SA but also development assistance,
by promoting sustainable development and growth of various indigenous institutions.
These efforts support US goals to promote long-term HN and regional stability. A good
example of FID supporting an HN IDAD strategy that aligned with US goals and objectives
is Plan Colombia. The Colombian government developed Plan Colombia and was
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Introduction
Jamie Ruiz, a Colombian, and the Chief of Staff for Colombian President
Andres Pastrana, authored “Plan Colombia” linking economic
development and security to the peace process. The “Plan Colombia”
was an internal defense and development (IDAD) plan developed by the
Columbian government that aligned with US goals to improve many
areas of security, governance, economy, and criminal activities. In the
words of Dr. Gabriel Marcella, an instructor of strategy in the Department
of National Security and Strategy at the US Army War College and a
former advisor to the Commander of United States Southern Command,
“Plan Colombia endeavored to strengthen the state, reenergize an
economy with deep unemployment, generate the conditions necessary
for the pursuit of peace, control the expansion of illegal crops and drug
trafficking, and restore civil society. In other words, Plan Colombia
(was) nothing less than a grand strategy for the remaking of the nation
into a secure democratic society freed of violence and corruption.”
Similar to an IDAD, “Plan Colombia” was not exclusively a military or
security strategy, but it was an inclusive plan that spanned the
Colombian ministries efforts to stabilize the country.
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multinational partners will necessarily make a military contribution, as some, for example,
may be more inclined to support development of social or economic institutions. US
military support to FID helps the HN to anticipate, preclude, and counter internal threats
while simultaneously addressing the drivers and root causes of instability. Emphasis on
internal developmental programs, as well as internal defense programs and operations, is
essential when organizing, planning, and executing military support to US FID activities.
FID includes three categories: indirect support (training foreign security forces [FSF]),
direct support (e.g., intelligence cooperation, logistic support, and CMO), and US combat
operations, all of which will be discussed in more detail in Chapter VI, “Operations.”
(3) If that internal threat grows despite the ongoing US-HN FID effort, and
significant escalation in size or complexity of the FID operation is required, it would
likely be reflected in the transition to subsequent campaign phases of a limited
contingency operation or a major operation. Such a transition could include not only
more aggressive indirect support and direct support categories of FID but it may also
necessitate the third category of FID, US combat operations. For example, that level
of FID involvement could include US forces conducting COIN operations or other
security operations for, or combined with, FSF. When conducting operations alongside
a PN, this type of involvement transitions from FID to support to multinational
operations. Support to multinational operations can take many forms and may include
SFA (e.g., combat advising).
d. A FID program can also support other activities like counterterrorism (CT),
counterdrug (CD), countering some other large or transregional extremist movement or
criminal enterprise rather than COIN, or countering threat networks (CTN). Although most
of the FID programs may remain focused on COIN, in a complex and rapidly changing
security environment, US FID planners should anticipate threats to an HN’s internal
stability. These threats may include civil disorder; criminal gangs; and activities, to include
illicit drug, arms, or human trafficking; terrorism; radicalization; and resource competition
among ethnic groups. While these threats may feed a growing insurgency, they may also
become predominant as traditional power centers shift, suppressed cultural and ethnic
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Introduction
rivalries surface, or the economic incentives of criminal activities persist, all driven by
globalization, diffusion of technology, and demographic shifts. Therefore, planning and
preparation for US military response should increasingly account for transregional, multi-
domain, and multifunctional threats. These developmental aspects of IDAD fall outside
the scope of FID but highlight the difficulty of progressing with development assistance
while internal security remains tenuous. FID involves the support of an HN government
and its military, FSF, or paramilitary forces. FID remains a US whole-of-government
approach that supports an HN government’s IDAD plan to preserve the sovereignty of the
HN.
See Chapter II, “Internal Defense and Development,” for a detailed discussion regarding
IDAD.
a. As shown in Figure I-1, one of the characteristics of FID is that it involves all the
instruments of national power (diplomatic, informational, military, and economic).
Examples of how these instruments are applied include SA and collaborative intelligence
sharing. Although this publication centers on the military instrument’s contribution, it is
also important to understand the overlying national strategy that directs FID activities and
how all instruments of national power support these activities.
b. The goal of the USG use of the instruments of national power and FID is to assist
foreign nations in the development and use of their own national power. The ability of the
US to advance its national interests is dependent on its ability to employ the instruments of
national power to achieve national strategic objectives. The US does this throughout the range
of military operations through SC, FID, or major operations. FID leverages the instruments of
national power to focus on a foreign nation’s power to promote its growth and protect itself
from subversion, sabotage, lawlessness, insurgency, terrorism, violent extremism, and other
threats to security. The FID operational framework, shown in Figure I-2, is discussed in more
detail throughout the remainder of this chapter.
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d. Informational Instrument
(1) FID requires strong trust and credibility between the US and HN-supported
forces, as well as among all partners. This trust and credibility increases when words and
actions are aligned and communication is consistent with USG strategic guidance. JFCs
use the commander’s communication synchronization (CCS) process to implement
strategic-level guidance to coordinate, synchronize, and ensure the integrity and
consistency of strategic- to tactical-level narratives, themes, messages, images, and actions
throughout joint operations. JFCs, their component commanders, and staffs coordinate and
adjust CCS plans, programs, products, and actions with the other interorganizational
participants employed throughout the operational area (OA), such as the various COMs
relevant to the joint operation. Effective CCS focuses processes and efforts to understand
and communicate with key audiences and create, strengthen, or preserve conditions
favorable to advance USG interests, policies, and objectives.
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(3) Cultural and social sensitivities must be considered during FID negotiations
and agreements. Accurate portrayal of US FID efforts through positive information
programs can influence worldwide perceptions of the US FID efforts and the HN’s desire
to embrace changes and improvements necessary to correct its problems, as well as deter
those opposed to such changes. Additionally, some HNs may be willing to accept
informational or intelligence support more readily than types of military support that are
more visible to internal and external audiences.
e. Military Instrument
(1) With Presidential direction, FID involves the use of US combat units and
advisors in roles intended to stabilize the nation with indigenous FSF and ensure the
sovereignty of a PN and its vital institutions. The US military plays an important
supporting role through FID activities that complement a PN’s IDAD strategy. In some
cases, the role of the US military may become more important because military officials
have greater access to, and credibility with, national regimes that are heavily influenced or
dominated by their own military. In such cases, success may depend on US representatives
being able to persuade the PN government and military authorities to lead or support reform
efforts aimed at eliminating or reducing corruption and human rights abuse. FID supports
Presidential Policy Directive (PPD)-23, Security Sector Assistance, to strengthen the ability
of the US to help allies and PNs build their own security capacity. US military support
requires joint planning and execution to ensure the efforts of all participating CCMDs,
subordinate joint force commands, and/or Service or functional components are mutually
supportive and focused. FID can only occur when an HN has asked for assistance. See
Figure I-3 for examples of indirect support, direct support, and US combat operations.
These categories represent significantly different levels of US diplomatic and military
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Introduction
Indirect Support
Security Assistance
Security Cooperation
Exchange Programs
Joint/Multinational Exercises
Direct Support
(not involving US combat operations)
Civil-Military Operations
Military Information Support Operations
Logistic Support
Intelligence Cooperation
Operations Security
Cybersecurity Assistance
Security Force Assistance
US Combat Operations
commitment and risk. It should be noted, however, that various activities and operations
within these categories can occur simultaneously. As an example, indirect and direct
support (not involving combat operations) may continue even when US forces are
committed to a combat role. Additionally, when conducting FID support to combat
operations, many levels of the US role are considered and applied. US policy informs US
FID support to combat operations that can allow or prohibit US integration with the FSF
during combat operations. The JFC can also place restrictions on US forces based on the
FSF progression timeline and JFC intent to reduce FSF reliance on US assets or capability.
Additionally, US forces can be allowed to conduct unilateral operations that are
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coordinated with FSF and approved by the HN, or US forces can be relegated to only
supporting FSF operations.
(2) Planning is crucial to determine what tasks the US forces must provide the
FSF during HN combat operations and what US policy allows. As a result of US policy
and planning for US FID support to combat operations, various roles can be assigned to
US forces. The US roles are known as advise, assist, and accompany in relation to US
force interaction with the FSF. The challenge for US trainers and advisors is the actual
observation, assessing, and advising interaction with FSF performance during training,
mission rehearsals, and, finally, FSF combat operations. FID support to combat operations
may either allow US and FSF integration during combat operations or restrict US
participation. The advise role is viewed as the least permissive and generally allows US
forces to only train and advise at FSF training locations but not go with the FSF during
operations. The advise role normally restricts US integration during FSF operations and
involves training only, training and equipping, or training and advising. A US role for
assist, which is more permissive, can allow US integration during FSF operations with
caveats that may restrict US forces from physically going with the FSF through their final
assault. The assist role can permit US forces and assets supporting FSF operations during
enemy engagement and attempts to provide US capability support to the trained FSF (i.e.,
US intelligence support, air support, medical support). The accompany role is the most
permissive and allows US integration with the FSF during all phases of their combat
operations. A US accompany role where US advisors are authorized to accompany the
trained FSF on operations normally includes advising and providing connectivity or US
control with US supporting assets. The US commitment is determined by US policy;
international commitment; and whether the threat is either exclusive to the nation where
the US is supporting FID, a mutual threat to both the US and supported nation, or a
transregional threat.
(1) Financial. The financial activities of the nation promote the conditions for
prosperity and stability in the US and encourage prosperity and stability in the rest of the
world. The Department of the Treasury is the primary USG department responsible for the
economic and financial prosperity and security of the US. In the international arena, the
Department of the Treasury works with other USG departments and agencies, governments
of other nations, and international financial institutions to encourage economic growth;
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Introduction
raise standards of living; and predict and prevent, to the greatest extent possible, economic
and financial crises. The activity of the Department of the Treasury abroad has a deterrence
function implemented through the Treasury Office of Terrorism and Illicit Finance, which
can support those nations where FID programs or operations are ongoing. Examples
include levying financial sanctions, conducting asset forfeiture, combating money
laundering, and tracking terrorist financial activities. The Department of the Treasury can
implement these actions in the country where FID is conducted or against those external
nations supporting the threat within the PN. JFCs will also work with the Department of
the Treasury and the Department of Justice (DOJ) in counter threat finance (CTF)
activities. CTF seeks to rob insurgent, terrorist, and criminal organizations from funding
streams that finance their illicit or offensive capabilities.
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5. Security Cooperation
SC involves all DOD interactions to develop foreign defense and security capabilities
and build defense security relationships that promote specific US security interests,
develop allied and PN military and security capabilities for self-defense and multinational
operations, and provide US forces with peacetime and contingency access to allies and PNs
(see Department of Defense Directive [DODD] 5132.03, DOD Policy and Responsibilities
Relating to Security Cooperation, and JP 3-20, Security Cooperation, for a more detailed
discussion). Under multiple authorities consolidated into a single, dedicated chapter (Title
10, USC, Chapter 16) by the National Defense Authorization Act for Fiscal Year 2017, SC
uses a combination of programs and activities by which DOD, in coordination with DOS,
encourages and enables countries and organizations to partner with the US to achieve
strategic objectives. SC involves an overarching functional relationship rather than a
hierarchical relationship with its associated activities/programs. SC is critical to effective
operations regarding disruption, degradation, and defeat of violent extremism, especially
targeting the drivers and root causes of the extremism by setting theater conditions that
shape and deter escalation and enabling effective operations, if necessary. The Guidance
for Employment of the Force (GEF) contains DOD guidance for SC. This guidance, along
with the Chairman of the Joint Chiefs of Staff Instruction (CJCSI) 3110.01, (U) 2015 Joint
Strategic Campaign Plan (JSCP) (commonly referred to as the JSCP), and global campaign
plans, provides goals and activities for specific theaters and regions and provides the
overarching framework for many FID-related activities. The GEF includes SC activities,
some of which will be discussed (as they apply to FID) further in the chapter. Security
sector assistance, as outlined in PPD-23, Security Sector Assistance, influences these
functional relationships and directs USG assistance to a PN’s security sector, which
comprises those government and international institutions, both civilian and military,
responsible for protecting their state and citizens. SA is a group of programs the USG uses
to provide defense articles, military training, and other defense-related services by grant,
loan, credit, or cash sales to advance national policies and objectives. Figure I-4 depicts
the functional associations among foreign assistance, SC, SA, SFA, and FID as generally
organized from larger to more specific programs.
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Introduction
Figure I-4. The Functional Relationships Among Foreign Assistance, Security Cooperation,
Security Assistance, Security Force Assistance, and Foreign Internal Defense
For further information on SC and applicable tools supporting theater development, refer
to JP 3-20, Security Cooperation.
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a. SA. Those portions of SA authorized under Title 22, USC, and administered by
DOD for DOS are considered a part of SC. DOD-administered SA is typically directed
and administered through the Defense Security Cooperation Agency (DSCA) and managed
and executed by the Military Departments. SA is a principal element in a US FID effort,
providing many of the resources in the form of funding, materiel, and training. Like unified
action for FID, SA can include efforts of civilian agencies, as well as those of the military.
While integral to FID, SA has a much broader application outside of FID under SC, such
as providing defense articles, military training, and other defense-related services. Note
that only a portion of the overall SA effort fits into the FID area but that it is a large part
of the overall FID indirect support effort. Also, it is important to note that the direct
support (not involving US combat operations) category typically makes up the
preponderance of the remaining military operations. DOD-administered SA is the
military component of foreign assistance implemented by DOD IAW policies established
by DOS and includes, but is not limited to, foreign military sales (FMS), FMF,
international military education and training (IMET), peace operations (PO), and excess
defense articles (EDA). DOS provides financial support to international peacekeeping
operations (PKO), a subset of PO, through a PKO fund. These components, combined
with the Economic Support Fund and commercial sales licensed under the AECA, are
SA tools the US can use to further its national interests and support the overall FID effort.
(2) FMF. FMF falls inside the foreign assistance budget process of DOS. FMF
provides funding to purchase defense articles and services, design and construction
services, and training through FMS or, for a limited number of countries, commercial
channels. FMF can be an extremely effective FID tool, providing assistance to nations
with weak economies that would otherwise be unable to afford US assistance.
(3) IMET. IMET, also part of the DOS foreign assistance budget process,
contributes to internal and external security of a country by providing training to selected
foreign militaries and related civilian personnel on a grant aid basis. The program helps
to strengthen foreign militaries through US military training (and exposure to culture and
values) that are necessary for the proper functioning of a civilian-controlled, apolitical,
and professional military. This program has long-term positive effects on US and HN
bilateral relations. IMET serves as an influential foreign policy tool where the US shapes
doctrine, promotes self-sufficiency in maintaining and operating US acquired defense
equipment, encourages the rule of law, and occasionally has a marked effect on the
policies of the recipient governments. Foreign students—many of whom occupy the
middle and upper echelons of their country’s military and political establishments—are
taught US defense doctrine and employment of US weapon systems, values, and
management skills, resulting in greater cooperation and interoperability.
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Introduction
(4) PO. This program funds US PO, such as the MNF and observers in the
Sinai and the US contribution to the United Nations (UN) Force in Cyprus. These
operations are limited in scope and funding levels and, although related to FID
operations, are generally considered separate activities with focused goals and objectives.
(5) EDA. EDA are DOD- and USG-owned defense articles no longer needed
and declared excess by the US Armed Forces. This excess equipment is offered at reduced
or no cost to eligible foreign recipients on an “as is, where is” basis. EDA are used for
various purposes, including internal security (including antiterrorism [AT] and
nonproliferation). The EDA program is most effective in assisting friendly nations and
allies to augment current inventories of like items with a support structure already in place,
as the friendly nation, upon receipt, gains responsibility for the articles’ movement to its
country and their sustained operation and maintenance.
For further information on SA, refer to DSCA Manual 5105.38-M, Security Assistance
Management Manual.
b. Exchange Programs. Military exchange programs also support the overall FID
effort by fostering mutual understanding between forces; familiarizing each force with the
organization, administration, and operations of the other; developing and strengthening
interoperability between FSF; and enhancing cultural awareness. Exchange programs,
coupled with the IMET program, are extremely valuable in improving HN and US relations
and may also have long-term implications for strengthening democratic ideals and respect
for human rights among supported governments. Exchanges typically originate with or are
coordinated between Services and a foreign security force purposed to promote a specific
interoperability or institutional requirement. It is important, however, that such exchange
programs (funded with Title 10, USC, funds) do not themselves become vehicles for SA
training or other services to the PN in contravention of the FAA and AECA.
For further information on CMO support to FID, refer to Chapter VI, “Operations;”
Appendix A, “Legal Considerations;” and JP 3-57, Civil-Military Operations.
a. Service and joint capabilities in military engagement, SC, and deterrence activities
help the USG shape the OE and manage the day-to-day tensions between nations or groups
below the threshold of armed conflict, while maintaining US global influence. These
capabilities contribute to a whole-of-government and comprehensive approach to a
transregional, multi-domain, and multifunctional threat by assuring US allies and partners
I-17
Chapter I
to enhance the global network of relationships that enable effective operations. Foreign
assistance can support or augment military engagements as routine SC activities or a FID
program for an HN IDAD.
b. FID applies throughout the range of military operations, from enduring military
engagements, to limited contingency operations involving indirect and direct military
support, to US SOF and CF with a FID combat mission. A FID program can also counter
transnational criminal enterprises. The type of operation that FID supports is also a
factor. For instance, FID in one country may include training the HN to thwart criminal
activity such as drug trafficking, while in another country, FID may include training the
HN to conduct a major CT or COIN operations. As part of the overall support to an
IDAD strategy, FID may include capacity and capability building across the HN, with
the emphasis on combating internal threats and assisting the HN to operationalize their
security capability in maintaining legitimacy, protection, and influence over the
indigenous population. Designed and authorized to meet the needs of HN IDAD, FID
programs will likely use scaled and tailored SFA activities, which could transition to the
third category of FID (US combat operations), for a limited contingency or major
operation/campaign—at the higher end of the range of military operations. If taken to
this extent, indirect and direct support FID activities would likely continue support to the
HN IDAD, while the overall USG participation expands to include US combat operations
in the form of CT, CD, COIN, countering weapons of mass destruction (CWMD), SC, or
stabilization efforts.
For additional detail on the range of military operations, refer to JP 3-0, Joint
Operations.
I-18 JP 3-22
Introduction
involve the transfer of arms and equipment, and do not usually (but may) include training
local military forces. Direct support operations are normally conducted when the HN has
not attained self-sufficiency and is faced with social, economic, or military threats
beyond its capability to handle. Assistance normally focuses on CMO (primarily, the
provision of services to the local populace), military information support operations
(MISO), operations security (OPSEC), communications and intelligence cooperation,
mobility, and logistic support. In some cases, training of the military and the provision
of new equipment may be authorized.
(a) Civil Affairs Operations (CAO). CAO are those military operations
conducted by civil affairs (CA) forces that enhance the relationship between military forces
and civil authorities in localities where military forces are present; require coordination
with other interagency organizations, international organizations, nongovernmental
organizations (NGOs), indigenous populations and institutions, and the private sector; and
involve application of functional specialty skills that normally are the responsibility of civil
government to enhance the conduct of CMO. During FID activities, CAO can facilitate
the integration of US military support into the overall IDAD programs of the supported
nation.
For further information on CMO support to FID, refer to Chapter VI, “Operations,” and
JP 3-57, Civil-Military Operations.
(b) FHA. FHA operations relieve or reduce the impact of natural or man-
made disasters or other endemic conditions such as human suffering, disease, or privation
I-19
Chapter I
in countries or regions outside the US. FHA provided by US forces is limited in scope and
duration.
(4) MISO. The focus of joint MISO objectives during FID operations or
activities is to support US national security objectives, the GCC’s theater strategy
objectives, and the objectives of the country team. These objectives are accomplished by
MISO efforts to modify the behavior of selected target audiences (TAs). Additionally,
MISO is used to promote the ability of the HN to defend itself against internally and
externally based insurgencies and terrorism by encouraging the civilian populace to
actively support the HN military and government.
I-20 JP 3-22
Introduction
For further information on MISO support to FID, refer to JP 3-13.2, Military Information
Support Operations.
(5) OPSEC. The focus of OPSEC objectives during FID operations or activities
is to identify critical information and indicators associated with those operations and
activities and to employ appropriate measures and countermeasures to protect FID critical
information and indicators.
For further information on OPSEC support to FID, refer to JP 3-13.3, Operations Security.
For more information on synchronization of OPSEC, MISO, and CMO/CAO, refer to JP
3-13, Information Operations.
The History:
Following the collapse of the Iraqi government during 2003, after the US
and coalition invasion of Iraq, both US conventional and special
operations forces (SOF) began rebuilding the Iraqi Security Forces.
Security force assistance (SFA) was paramount during the development
of the Iraqi army and police, along with US SOF development of the Iraqi
I-21
Chapter I
a precursor to SFA,
Special to create
Operations and sustain
Forces (ISOF)PN training programs
consisting of Iraqi and build a cadre within
counterterrorism
(CT) forces and Commandos. The US SOF also developed the Iraqi
Minister of Interior (MOI) Emergency Response Unit (ERU) a CT and
counter insurgency element of the Iraqi Security Forces. Before
operations in Mosul both ISOF and the ERU had matured and
reorganized into the Iraqi CT Service (ICTS) and the MOI ERU had
matured into an emergency response division (ERD). US SOF trained
both elements into a fully capable urban-trained CT force with the goal
to provide the Government of Iraq a future CT capability. The capability
of both ICTS and ERU was key for the success of Iraqi security forces
(ISF) during the liberation of Mosul.
The Challenge:
The Islamic State of Iraq and Syria (ISIS), seized terrain in both Iraq and
Syria and declared an Islamic caliphate under their leader Abu Bakr al-
Bagdadi. Syria became an Unconventional Warfare effort for the
coalition to remove an occupying power or the self-declared ISIS
government of Syrian cities. US policy did not approve the removal of
the Syrian government, but it supported degrading ISIS in both Syria and
Iraq. In the Iraq case, ISIS declared governance over terrain through the
occupation and control of Mosul, while US policy in Iraq was supportive
of the government and their security forces. This vignette highlights
how training the ISF (Army and Police) during the years following
Operation IRAQI FREEDOM (2003) contributed to follow-on success in
the liberation of Mosul.
The Campaign:
After a brutal nine-month campaign to liberate Mosul ISIS, ISF retook
Iraq’s second largest city. The battle was the largest conventional land
battle since the capture of Baghdad by coalition forces in 2003, and a
significant sustained urban operation involving ISF, US SOF and
conventional forces, and Coalition SOF. The battle included all the
organizations of the ISF (the Iraqi Army, Air Force, Special Operations
Forces, Counterterrorism Forces, and Police) who both planned and led
the fighting. The early successes in the Mosul campaign came from the
ICTS and the MOI ERD elements who provided the critical capability to
spearhead the campaign and gain initial momentum to degrade ISIS. As
Iraqi SOF and MOI ERD units fought, secured, and liberated portions of
the city, the Iraqi Army and Police Forces provided key security and
control for those liberated sections of Mosul and surrounding towns.
The Combined Joint Special Operations Task Force-Iraq (CJSOTF-I)
security force assistance approach to the ICTS is an example of a
comprehensive and long-term approach to building partner capacity and
synchronization of US enabling support for ISF-led operations.
Although the ISF had a robust capability, the US and Coalition forces
aided ISF in the defeat of the Islamic State and the recapture of Mosul
through providing critical enablers such as combined, joint, and
supporting fires; intelligence, surveillance, and reconnaissance
capabilities; and logistics. Integrating US and coalition support
occurred through SFA by a force generation effort to prepare, train, and
equip ISF for sustained combat. All of this was necessary, as the Islamic
I-22 JP 3-22
Introduction
Achieving Success:
The success of the liberation of Mosul can be attributed to the US SOF
model for partnering with Iraqi SOF beginning with the rebuilding of the
Iraqi foreign security forces through to the liberation of Mosul. A unified
Iraqi, US, and coalition force enabled by key US/coalition capabilities
supporting the ISF elements enabled both unified efforts with
responsive fires against ISIS. The US conventional, SOF, and coalition
SOF aided the Iraqi forces by an integrated advise-and-assist network
provided by the US and coalition forces that accompanied ICTS and ISF
through sections of Mosul. The success in Mosul exemplified the US
SOF and conventional force approach to SFA that helped build the
foundation of ISF. The early development of ISOF that reorganized into
ICTS enabled the Iraqi forces to use their SOF to spearhead contested
areas of Mosul. US and coalition enablers allowed a unified approach to
degrade ISIS and gave ISF key support during the liberation of the city.
Various Sources
their security forces, rather than US forces cadre training the FSF. FID and SFA are related
but distinct approaches to develop the FSF. FID programs may be used to develop an
existing capability, while SFA programs are often better suited to build a sustainable
capability from the ground up. The vignette highlights how US partner building
methodologies led to the successful liberation of Mosul in 2017 by Iraqi Security Forces.
Since the end of Operation IRAQI FREEDOM, US CF and SOF implemented SFA, which
helped reorganize and develop the Iraqi FSF, including their police, military, SOF, CT
force, and air force. The liberation of Mosul was successful based on the combined US
CF, US SOF, and coalition SOF support through SFA.
I-23
Chapter I
threat (i.e., outside of FID). Normally, SFA activities and SA are part of any unified action
for SSR, whether or not within a FID program.
For further information on SFA or SSR support to FID, refer to JP 3-20, Security
Cooperation.
(1) If possible, the primary role for US military forces in tactical operations is to
support and assist HN forces through logistics, intelligence, or other combat support and
service support means and to advise in combat operations. This allows the HN force to
concentrate on taking the offensive against hostile elements. Due to the long lead time
required to develop certain key capabilities such as aviation, explosive ordnance disposal,
and SOF, US forces may need to provide these enablers to the HN for a considerable length
of time.
I-24 JP 3-22
Introduction
(3) In all cases, the strategic initiative and responsibility lie with the HN. To
preserve its legitimacy and ensure a lasting solution to the problem, the HN government
must bear this responsibility.
For more information on the US combat operations discussed above, refer to one or more
of the following for detailed doctrine regarding US combat operations in COIN, CT, AT,
CD, and stability activities: JP 3-24, Counterinsurgency; JP 3-26, Counterterrorism; JP
3-07.4, Counterdrug Operations; and JP 3-07, Stability.
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Chapter I
Intentionally Blank
I-26 JP 3-22
CHAPTER II
INTERNAL DEFENSE AND DEVELOPMENT
“Arguably the most important military component in the War on Terror[ism] is not
the fighting we do ourselves, but how well we enable and empower our partners
to defend and govern themselves. The standing up and mentoring of indigenous
army and police—once the province of Special Forces—is now a key mission for
the military as a whole.”
1. General
US FID programs align USG diplomacy, development, and security efforts with a
designated HN that wishes to strengthen its own instruments of national power and improve
its institutions, economy, and security conditions. The IDAD program is advanced either
through an HN request for support to the USG, a mutual USG and HN desired goal, or a
USG proposition to an HN to improve its governance and security. Most often, the HN
lays out its governance, economic, and security goals to the USG, which informs the
development of a plan to meet those goals. Subsequently, the IDAD program is ideally
preemptive; however, if an insurgency, illicit trafficking, criminal element or network,
violent extremist or terrorist organization, or other threat develops, the IDAD program can
evolve to counter that threat. Commanders and their staffs account for the HN’s IDAD
program and its objectives to plan effectively to support it. The objective of FID will be
to assist the HN in formulating an appropriate IDAD program, which often includes
coalescing several separate strategic plans and programs into one broader strategy.
2. Construct
a. An IDAD program integrates security force and civilian actions into a coherent,
comprehensive effort. Security force actions provide a level of internal security that
permits and supports growth through balanced development. This development requires
change to meet the needs of vulnerable groups of people. This change may, in turn,
promote unrest in the society. The strategy, therefore, includes measures to maintain
conditions under which orderly development can take place.
b. Often a government must overcome the inertia and shortcomings of its own
political system before it can cope with the internal threats it is facing. This may involve
the adoption of reforms during a time of crisis when pressures limit flexibility and make
implementation difficult.
c. The successful IDAD strategist must realize that the true nature of the threat to the
government lies in the adversary’s political strength rather than military power. Although
the government must contain the armed elements, concentration on the military aspect of
the threat does not address the real danger. Gaining support of the populace is vital to any
IDAD strategy. Any strategy that does not pay continuing, serious attention to the political,
II-1
Chapter II
d. DOS, USAID, and DOD provide the foundation to promote and protect US
interests abroad. Each represents a critical component of national security with unique
roles and responsibilities. The functions performed by each provide greatest value to the
nation when they are complementary and mutually reinforcing. As the USG assists an HN
in developing its IDAD through a whole-of-government approach, the HN is the definitive
component of the mutually supported strategy.
3. Functions
(2) Security includes all activities implemented to protect the populace from
violence and to provide a safe environment for national development. Securing the
populace and government resources remains essential to countering the threat. Protection
and control of the populace permits development and denies the adversary access to
popular support. The security effort should establish an environment in which the HN can
provide for its own security with limited US support.
(c) Include all lawful activities (except those that degrade the government’s
legitimacy) to disrupt, preempt, disorganize, and defeat the threat (i.e., insurgent, terrorist,
or organizations, or criminal networks);
(d) Can involve public exposure and the discrediting of insurgent and
criminal leaders during a period of low-level unrest with little political violence;
II-2 JP 3-22
Internal Defense and Development
National Objective
National Strategy
Internal Defense and Development Responsive government
Unity of effort Maximum use of
Maximum intelligence MISO/CMO and OPSEC
Minimal force Balanced Development Security Communication
synchronization
Neutralization Mobilization
Military Strategy
Develop, deploy, and employ resources
to assist security, neutralization,
balanced development, and mobilization.
Concept of Operations
Security Force Operations
Results
Feedback
Legend
CMO civil-military operations OPSEC operations security
MISO military information support operations
(e) Can involve arrest and prosecution when laws have been broken; or
(f) Can involve combat action when the adversary’s violent activities
escalate.
Note: All neutralization efforts must be legal. Forces involved in neutralization efforts
must scrupulously conform to HN laws and policy provisions regarding rights and
responsibilities and, to the degree sanctioned and substantially supported by the USG, they
must be consistent with US laws and ethical expectations. Security forces must act lawfully
II-3
Chapter II
b. The HN continuously analyzes the results of its IDAD program and establishes
measures of effectiveness (MOEs). It should also have a methodology to provide feedback
for future planning, refinement of strategy, and continued formulation of strategic national
policy.
a. Although each situation is unique, certain tenets guide efforts across the four IDAD
functions to mitigate insurgency growth, prevent lawlessness progression, or defeat an
internal threat. Planners must incorporate the IDAD strategy and apply the tenets described
below to each specific situation. Planners should answer three main questions when
considering the tenets: What is the necessary consensus among the political leadership
and, more broadly, among civil society for the country to contribute forces to FID
operations or to conduct operations to deter threats? What operational capacity and
capabilities does the HN require for it to perform these and other desired roles? What
institutional capacity is needed to sustain the required operational and capacity and
capabilities?
b. Unity of Effort. Unity of effort is the product of successful unified action and is
essential to prevent crisis and to defeat credible threats. Unity of effort requires
cooperation and collaboration among all forces and agencies toward a commonly
recognized objective regardless of the command or coordination structures of the
participants.
II-4 JP 3-22
Internal Defense and Development
For more information on network engagement, see JP 3-25, Countering Threat Networks.
e. Synchronized Use of CMO and MISO. The effective use of CMO and MISO,
fully coordinated with other operational activities, can enhance the legitimacy of HN forces
and, ultimately, the stability of the HN. Stability activities, enabled by CMO, are the
“deeds” US and HN forces use to demonstrate and reinforce the “words,” delivered through
dedicated MISO and a broad-based CCS effort. Use of CMO can mitigate grievances
exploited (or potentially exploited) by insurgents, as well as other internal threats to HN
stability, by actively demonstrating an HN force’s commitment to the wellbeing of the
population. It can also reinforce to key elements of the populace their importance as the
COG and as an essential factor in the government’s legitimacy. CMO is an initial step to
reinforce and enhance the HN’s image as a responsive government, both internally and
internationally. The application of CMO integrated with MISO helps generate active and
tacit popular support of the HN government and can generate time for the HN civil
authorities and government to eliminate or mitigate valid popular grievances. CMO is
executed by all forces and can be better enabled and facilitated by the application of CA to
train, advise, and assist other forces, as well as plan and execute specific and targeted CAO
to achieve operational and strategic objectives. Examples of coordinated CMO and MISO
objectives in FID/IDAD include:
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Chapter II
(5) Increase the effectiveness of, respect for, and cooperation with HN LE and
security forces.
5. Organizational Guidance
a. The following discussion depicts a notional HN organization the JFC may see when
planning and conducting FID. Actual organizations may vary from country to country to
adapt to existing conditions. Organizations should follow the established political structure
of the nation concerned. The organization should provide centralized planning and
direction, facilitate decentralized execution of the plan, and be structured and chartered so
it can coordinate and direct the IDAD efforts of existing government agencies; however, it
should minimize interference with those agencies’ normal functions. Examples of national
and subnational organizations show how to effect unified action at each level.
II-6 JP 3-22
Internal Defense and Development
trafficking, violent extremism, and terrorist threats. Figure II-2 depicts notional planning
and coordination organization at the national level that is specific to COIN.
(2) The intelligence office develops concepts, directs programs and plans, and
provides general guidance on intelligence related to national security. The intelligence
office also coordinates intelligence production activities and correlates, evaluates,
interprets, and disseminates intelligence. This office is staffed by representatives from
intelligence agencies, LE, and military intelligence.
(3) The populace and resource control office develops economic policies and
plans and provides general operational guidance for all forces in the security field.
Chief Executive
Director
National Planning and
Coordination Center
Military
Civil Populace and Information Cultural
Affairs Resource Information Affairs
Support
Control Operations
Subnational or State
Area Coordination Center
II-7
Chapter II
(4) The military affairs office develops and coordinates general plans for the
mobilization and distribution of the regular armed forces and paramilitary forces.
Representatives from all major components of the regular and paramilitary forces staff this
office.
(5) Six separate offices covering MISO, information, economic affairs, cultural
affairs, CA, and political affairs represent their parent national-level branches or agencies
and develop operational concepts and policies for inclusion in the national plan.
(6) The OPSEC office ensures the protection of information and indicators
associated with the organization, its operations and activities, and its intentions and
capabilities.
II-8 JP 3-22
Internal Defense and Development
(f) Other local and national government offices involved in the economic,
social, and political aspects of IDAD.
(2) There are two types of subnational ACCs that a government may form—
regional and urban—depending upon the environment in which the ACC operates.
(a) Regional ACCs normally locate with the nation’s first subnational
political subdivision with a fully developed governmental apparatus (state, province, or
other). These government subdivisions are usually well established, having exercised
government functions in their areas before the onset of insurgency. They are often the
lowest level of administration able to coordinate all COIN programs. A full range of
developmental, informational, and military capabilities may exist at this level. Those on-
call elements or government subdivisions that are not part of the normal government
organization should be added when the ACC activates. These additional capabilities enable
the ACC to coordinate its activities better by using the existing structure.
(b) Urban areas usually require more complex ACCs than rural areas.
Urban ACCs are appropriate for cities and heavily populated areas lacking a higher level
coordination center. Urban ACCs are organized like the ACCs previously described and
perform the same functions. However, urban ACCs include representatives from local
public service agencies, such as police, fire, medical, public works, public utilities,
communications, and transportation.
(c) When a regional ACC includes an urban area, economy of force and unity
of effort may dictate that urban resources locate in that center where planners can
coordinate and direct urban operations. The decision to establish an urban ACC or to use
some other ACC for these purposes rests with the head of the government of the urban area
and should be based on, among other things, available resources.
(d) If the urban area comprises several separate political subdivisions with
no overall political control, the ACC establishes the control necessary for proper planning
and coordination. The ACC should seek to support and rely as much as possible on local
governance structures to exercise that control.
II-9
Chapter II
(g) Heads of local news media, distinguished writers, journalists, and editors.
II-10 JP 3-22
CHAPTER III
ORGANIZATION AND RESPONSIBILITIES
“I believe it must be the policy of the United States to support free peoples who
are resisting attempted subjugation by armed minorities or by outside pressures.”
1. General
a. Integrated Effort
(1) When it is in the interest of national security, the US may employ all the
instruments of national power to assist friendly nations in conducting IDAD programs.
(2) For FID to be successful in meeting an HN’s needs, the USG must integrate
the efforts of multiple US and multinational government agencies, thus interorganizational,
and in many cases international, coordination and cooperation becomes extremely
important. Effective integration is difficult and requires a consistent, focused effort that
adjusts and evolves as the situation changes and different organizations and groups become
involved.
(3) Such integration and coordination are essentially vertical between levels of
command and organization and horizontal between USG departments and agencies and
HN military and civilian agencies. In addition, integration and coordination requirements
may extend to allied nations and multinational partners participating with the US in FID
efforts. As Figure III-1 illustrates, the lines of organization and coordination during FID
operations are complex. This factor, combined with the breadth of potential FID
operations, makes complete integration and coordination of all national FID efforts a
daunting challenge.
(1) Management of the FID effort begins at the national level, with the selection
of those nations the US will support through FID efforts. This decision is made by the
President with advice from the Secretary of State, the Secretary of Defense (SecDef), and
other officials. Funding for these programs is appropriated by Congress. The US considers
FID support when the following three conditions exist:
III-1
Chapter III
President
Allied Nation/
Department of Department of Multinational Partner
Defense State Government
Country Team
Host Nation
Internal Defense
and
Development
Program
Legend
lines of coordination
(2) The level and type of assistance required is determined and a country-specific
plan is developed. No two FID programs or operations are alike.
(3) The GEF describes SecDef’s priorities for creating new partnerships and
building the capacity of existing partnerships.
(4) Ordinarily, when the decision limits FID support to minor levels of SA or
CMO, there is no requirement to establish a special management program to facilitate
interagency coordination. Larger FID efforts (i.e., those in support of nations important to
III-2 JP 3-22
Organization and Responsibilities
2. National-Level Organizations
The National Security Council (NSC) will generally provide the initial guidance of
national-level decisions pertaining to FID. Specific guidance will also be provided to
government agencies and departments. Key USG departments and agencies that
normally take part in FID are:
a. DOS. DOS is generally the lead for US FID (noncombat) operations. Major DOS
responsibilities related to the planning and execution of FID include:
(1) The Secretary of State advises the President in forming foreign policy and
has other major specific responsibilities key to the overall planning and execution of the
national FID effort.
(2) DOS assists the NSC in building national FID policies and priorities and is
the lead government agency to carry out these policies in the interagency arena. DOS
involvement extends from policy formulation at the highest level to mission execution at
the HN and country team levels. The Office of Plans and Initiatives, Bureau of Political-
Military Affairs (PM), and the Office of the Coordinator for Reconstruction and
Stabilization are the elements of DOS most involved with interagency planning for FID.
The Bureau of the Comptroller and Global Financial Services provides financial and
operational support services to all of the department’s program areas.
(3) The Under Secretary of State for Arms Control and International Security
is the principal advisor and focal point for SA matters within DOS. Control and
coordination of SA extends from this office to the Assistant Secretary of State for
Political-Military Affairs. These lines of supervision and administration interface with
DOD at the individual country teams and SCOs in the HNs (see Figure III-1). DOS
directs the overall US SA program and DOD executes the program.
(4) At the national level, PM is the principal channel of liaison between DOS
and DOD. This bureau has primary responsibility for assisting the Secretary of State in
executing the responsibilities of managing the military portion of SA. PM is also the
focal point within DOS for providing policy direction in international security, military
operations, defense strategy and plans, and defense trade.
III-3
Chapter III
be mutually supportive. Close coordination among embassy public affairs officers (PAOs)
and cultural attachés, military PA offices, and MIS elements is essential.
(7) USAID. The activities of USAID, which reports to the Secretary of State,
have a significant impact on military activities in support of FID. USAID carries out
nonmilitary assistance programs designed to assist certain less-developed nations to
increase their productive capacities and improve their quality of life. It also promotes
economic and political stability in friendly nations. The mission of USAID and the parallel
DOD developmental activities supporting FID underscore the importance of employing an
integrated interagency effort.
(a) The Under Secretary of Defense for Policy (USD[P]) provides policy for
SA for OSD through the various assistant secretaries of defense.
(b) The Under Secretary of Defense for Intelligence provides policy for
defense and military intelligence, to include oversight of the Defense Intelligence Agency
and respective Service contributions.
(d) DSCA is the principal DOD organization through which SecDef carries
out responsibilities for SA. DSCA leads the SC community for the development and
execution of security solutions that support mutual US and partner interests. DSCA
administers and supervises SA planning, selects and trains US personnel to support SA,
identifies requirements, and executes SA efforts in coordination with other government
programs. DSCA also conducts international logistics and sales negotiations with
III-4 JP 3-22
Organization and Responsibilities
representatives of foreign nations and serves as the DOD focal point for liaison with US
industry regarding SA. Finally, DSCA develops and promulgates SA procedures,
maintains the database for the programs, and makes determinations with respect to the
distribution of FMS administrative funds.
(f) The Assistant Secretary of Defense for Public Affairs supervises and
establishes policy for PA programs with DOD. PA is an integral part of military support
to FID.
(2) Chairman of the Joint Chiefs of Staff (CJCS). The CJCS and JS play an
important role in providing strategic guidance to the CCDRs for the conduct of military
operations in support of FID. This guidance is provided primarily through the National
Military Strategy (NMS) and the JSCP, the key components of the Joint Strategic Planning
System (JSPS). This guidance is provided after, and often modified as a result of, the
interagency coordination and policy development process described earlier in this chapter.
Because of their familiarity with the needs of the friendly nations in their regions, the GCCs
are given great latitude in managing and coordinating their military activities in support of
FID.
d. USCG, within DHS. The USCG is specifically authorized to assist other USG
departments and agencies in the performance of any activity for which the USCG is
especially qualified, including SA activities for DOS and DOD. The Memorandum of
Agreement Between the Department of Defense and the Department of Homeland Security
for the inclusion of the US Coast Guard in Support of Maritime Homeland Defense
Missions identifies certain national defense capabilities of the USCG, including SC, and
improves the process by which the USCG serves as a force provider for DOD missions.
3. Combatant Commands
a. GCCs plan and execute military operations in support of FID within their AOR.
Other CCDRs play a supporting role by providing resources to conduct operations as
directed by the President or SecDef.
b. The GCC coordinates and monitors all the military activities in the AOR in support
of FID. GCCs develop CCPs that include SC programs and activities IAW the GEF.
Organizing for military operations in FID will vary, but there are fundamental principles
that apply when planning or executing FID operations. For example:
(1) Military activities in support of FID are an integral part of the long-range
strategic plans and objectives for the GCC’s AOR. These plans reflect national security
priorities and guidance.
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Chapter III
(2) GCCs may request to expand the military presence in the country team. In
most instances, the application of US military resources in support of an HN’s IDAD
programs will occur through the framework of SCOs. However, should it become
necessary to expand US assistance, this may be accomplished by introducing selected US
military forces, such as a JTF or the appropriate-level SOF C2 structure to coordinate this
effort. Examples of appropriate SOF C2 nodes are a small theater special operations
command (TSOC)-supplied C2 node or an O-5-level special operations command-forward,
a medium to large O-6-level C2 node or special operations task force from one Service or
multiple Service joint special operations task force (JSOTF), and a general officer-level C2
node or SOJTF.
c. Staff Organization. The general purpose and functions of the CCDR’s staff are
provided in JP 1, Doctrine for the Armed Forces of the United States, and JP 3-33, Joint
Task Force Headquarters. The purpose of this discussion is to outline general
organizational requirements for FID oversight and management at the CCMD level.
(1) Plans Directorate. The plans directorate of a joint staff (J-5), as the staff
planner, incorporates military support to FID into theater strategy and plans. The J-
5 has three ways to accomplish this: the plans division prepares the GCC’s vision and
strategy, looking out 5 to 10 years and providing long-term and mid-term objectives for
military support to FID; the political-military affairs division links the CCMD to the SCOs;
and the SA section provides oversight of military SA efforts and coordinates integration of
regional SA activities into theater-wide activities. The SA section may be organized within
another directorate of the CCMD staff, depending on the desires of the GCC.
III-6 JP 3-22
Organization and Responsibilities
(4) Foreign Policy Advisor (POLAD). DOS may assign a POLAD to a GCC.
The POLAD serves as a link between DOS and the GCC’s staff and should have a
solid understanding of the complementary and concurrent roles and authorities of DOS
and DOD. An effective use of the POLAD’s skill in FID-intensive theaters may be for
the GCC to establish a FID interagency working group (see Figure III-2) consisting of
interagency representatives and military staff from country teams and the GCC’s staff.
This group acts as a focal point for the coordination and integration of military and
nonmilitary support to FID.
(5) Legal Advisor. The legal advisor should evaluate all military operations in
support of FID because of the legal restrictions and complex funding sources. See
Appendix A, “Legal Considerations,” for additional considerations when supporting FID.
(8) Other Staff Elements. All staff elements of the GCC contribute to the
overall support of the FID operation. Some, such as the logistics directorate of a joint
staff and the communications system directorate of a joint staff, may be given primary
responsibility for specific military technical support missions. These staff elements will
usually focus on the direct support (not involving US combat operations) category of
military support to FID.
III-7
Chapter III
Geographic
Combatant
Commander
Department of State
Interagency POLAD
Representatives
J-1
Security
Cooperation J-2
Organization
Senior Defense FID J-3
Official/Defense Interagency Coordination and Liaison
Attaché J-4
Working
Legal J-5
Group
Subordinate Unified
Command(s) J-6
Representatives
J-9
Joint Task Force(s) Country Teams
Representatives PAO
The FID interagency working group may consist of representatives of all the activities shown, plus special
operations forces, medical, engineer, and others as the geographic combatant commander sees fit.
Legend
FID foreign internal defense J-6 communications system directorate of
J-1 manpower and personnel directorate of a a joint staff
joint staff J-9 civil-military operations directorate/
J-2 intelligence directorate of a joint staff interagency operations directorate of
J-3 operations directorate of a joint staff a joint staff
J-4 logistics directorate of a joint staff PAO public affairs officer
J-5 plans directorate of a joint staff POLAD foreign policy advisor
III-8 JP 3-22
Organization and Responsibilities
force special operations requirements. Accordingly, the GCC, as the common superior,
will normally establish support or TACON command relationships between JSOTF
commanders and JTF/task force commanders. Coordination between the joint force
special operations component commander (who is also normally the TSOC commander,
SOJTF commander, or JSOTF commander) and the other component commanders within
the CCMD is essential for unified action of military operations in support of FID, including
joint and multinational exercises, mobile training teams (MTTs), integration of SOF with
CF, and other operations.
GCCs may form JTFs to execute complex missions. For example, US Northern
Command’s Joint Task Force-North provides US military assistance to US civil LEAs to
combat transnational threats to the homeland. Another example, Joint Task Force-
BRAVO, which is subordinate to US Southern Command, was formed by the CCDR for
the primary mission of coordinating and supporting US military training exercises in
Honduras during a time when a US forward presence in Central America was deemed
necessary. The large number of training exercises and related HCA projects was a primary
factor in the decision to form the JTF. Other JTFs may be organized to accomplish specific
functional missions such as road construction and support for transportation and
communications efforts. Much of the training, CAO, and MISO conducted by a JTF may
warrant the creation of a subordinate JSOTF, a joint CMO task force, or a joint MIS task
force. In some instances, a JSOTF may be the initial or follow-on task force structure when
conducting FID operations. As seen in recent experience during Operation ENDURING
FREEDOM-Philippines, the JSOTF structure may include a subordinate CF element.
For further information on JTFs, refer to JP 3-33, Joint Task Force Headquarters.
b. Organization. The country team structure (see Figure III-3) denotes the process
of in-country, interdepartmental coordination among key members of the US diplomatic
mission. The composition of a country team varies, depending on the desires of the COM,
III-9
Chapter III
Ambassador
Chief of Mission
Security
Defense Cooperation
Attaché Office Organization
Director
United States Cultural Attaché/ Other Agency
Agency Consular Public Affairs
Office Representatives
for International Officer
Development
Becomes chargé d'affaires when ambassador is out of the country or when an ambassador
has not yet been appointed
the in-country situation, and the number and levels of USG departments and agencies
present. The principal military member of the country team is the senior defense
official (SDO)/defense attaché (DATT). In addition to being the diplomatically
accredited DATT, the SDO is the chief of the SCO. In some instances, the COM may
use the term SA organization/officer for the organization of his or her staff members.
Although the US area military commander (the GCC or a subordinate) is not a member
of the diplomatic mission, the commander may participate or be represented in meetings
and coordination conducted by the country team. The following discussion provides
an outline of typical country team representatives and explains the military elements
important to the FID mission.
(1) The COM coordinates much of the FID effort in the assigned country and
accomplishes this task either through the assigned SCO or through the country team.
III-10 JP 3-22
Organization and Responsibilities
(2) The SCO is the most important FID-related military activity under the
supervision of the ambassador. The specific title of the SCO may vary; however, these
differences reflect nothing more than the political climate within the HN. As examples, an
SCO may be referred to as a military assistance advisory group, military advisory group,
defense liaison office, office of security cooperation, office of military cooperation, or
office of defense cooperation. SCOs may have up to six members of the Armed Forces
before congressional approval is required. Usually, a US military officer serves as the
chief. When programs involve more than one Service, the SCO organization will be joint.
The organization (departmental and functional alignments) of a typical SCO are indicated
in Figures III-4 and III-5.
(b) SCOs manage equipment and service cases; manage training; monitor
programs; evaluate and plan HN military capabilities and requirements; provide
administrative support; promote rationalization, standardization, and interoperability; and
perform liaison exclusive of advisory and training assistance.
Chief,
Security Cooperation
Organization
Joint Programs
Management Section
III-11
Chapter III
Chief,
Security Cooperation
Organization
For more information on the roles and responsibilities of the SCO, refer to JP 3-20,
Security Cooperation.
III-12 JP 3-22
Organization and Responsibilities
hierarchies; however, they often occupy the same operational space, and efforts must be
made for coordination. While NGOs may have similar goals as DOD, they may choose
not to cooperate with DOD or USG efforts to maintain their neutrality. Because of their
capability to respond quickly and effectively to crises, NGOs can lessen the civil-military
resources a JFC would otherwise have to devote to an operation. Although NGOs may
have philosophical differences and divergent agendas from military forces, short-term
objectives are frequently similar. Identifying common ground with NGOs can be mutually
beneficial, although NGOs often object to any sense that their activities have been co-opted
for the achievement of military objectives. Their mission is often one of a humanitarian or
development nature and in very few cases related to assisting the military. For US forces,
there are legal restrictions on the provision of support to NGOs. NGO activities and
capabilities are factors the JFC assesses when selecting a COA. The country team, USAID
representatives, or CA teams are the best sources of information on those NGOs. The joint
force staff should develop an understanding of the location of existing NGOs and areas
where the NGOs are focusing their efforts. Protection of NGOs from threats in the OA and
from FSF operations is critical and requires efforts from the joint force staff to monitor and
deconflict.
III-13
Chapter III
Intentionally Blank
III-14 JP 3-22
CHAPTER IV
PLANNING
"As we look to the future, the US military and its allies and partners will continue
to protect and promote shared interests. We will preserve our alliances, expand
partnerships, maintain a global stabilizing presence, and conduct training,
exercises, security cooperation activities, and military-to-military engagement.
Such activities increase the capabilities and capacity of partners, thereby
enhancing our collective ability to deter aggression and defeat extremists."
1. General
a. FID is designed to bolster the internal stability and security of the supported
nation. Only a comprehensive planning process at both the national and theater levels
can provide the means to reach this goal.
IV-1
Chapter IV
2. Planning Imperatives
FID involves certain aspects that make planning for it complex. When integrating FID
into strategies and plans, basic imperatives include the need to:
(3) Acceptability of development models across the range of HN society, and the
impact of development programs on the distribution of resources within the HN.
(5) The relationship between improved military forces and existing regional,
ethnic, and religious cleavages in society.
(6) The impact of improved military forces on the regional balance of power.
(9) The willingness and ability of the HN to absorb and sustain capabilities
implemented by FID development efforts.
c. Tailor military support to FID to the OE and the specific needs of the
supported HN. Choices in equipment and training conducted during FID operations may
affect future interoperability capabilities. It is important to consider the threat, as well as
local religious, social, economic, and political factors, when developing the military plans
to support FID. Overcoming the tendency to use a US frame of reference is important
because this potentially damaging viewpoint can result in equipment, training, and
infrastructure not at all suitable for the nation receiving US assistance.
IV-2 JP 3-22
Planning
e. Understand US Foreign Policy. NSC directives, plans, or policies are the guiding
documents. If those plans are absent, the GCC and the JFC, and their respective staffs,
must find other means to understand US foreign policy objectives for an HN and its relation
to other foreign policy objectives. They should also bear in mind these relations are
dynamic, and US policy may change as a result of developments in the HN or broader
political changes in either country. DOD planners should seek guidance from the COM
and country team in interpreting foreign policy and guiding US efforts in a particular
country.
(1) With the advent of instant or nearly instant communications and media access
in even the most remote regions, US FID efforts in any HN may be scrutinized more closely
within the region, surrounding regions, or globally. In addition, FID operations may affect
countries throughout the region or even cause international debate and opposition. In some
theaters, traditional rivalries and hostility toward the US will be a factor. For example, US
assistance to a nation with long-standing adversaries in the area may be perceived by those
adversaries as upsetting the regional balance of power. Although it is increasingly an
untenable position, some nations may consider the HN to be within its “sphere of
influence.” The ethnic rivalries in the Balkans and the quasi-religious dogmas of the
jihadists promoting terrorism show that historical animosities, even a millennium old, can
still foster fanatic resistance to US FID efforts. These examples highlight the propensity
of some internal threats to use revisionist history in their propaganda.
(2) Proactive PA programs that accurately depict US efforts, integrated with IO,
support efforts to defeat or mitigate the adversary propaganda program. Effective
employment and synchronization of information-related capabilities is also essential to
gaining a decisive advantage in the information environment. For example, JFCs should
pursue a proactive MISO effort in the HN and neighboring or other stakeholder countries
to prepare key TAs for US FID operations. In addition, MISO can exploit early successes
in the HN. US commanders must consider friendly, neutral, and hostile nations in the
supported HN region and envision how they will perceive US support. Additionally, it
may be prudent and most beneficial to emphasize HN actions over US contributions so the
message is viewed as being owned by the HN rather than originating from the US. IO and
PA, through CCS, must be coordinated to address regional, transregional, and, if
applicable, global audiences that may have, or perceive they have, a stake in any US FID
operations.
IV-3
Chapter IV
(3) Planners should be mindful that all FID operations have the potential to move
quickly from obscurity to the center stage of global media. Forces properly trained and
knowledgeable about the OE’s culture, politics, and social dynamics are necessary for
successful mission accomplishment.
g. Sustain the Effort. This includes planning for both the US sustainment effort and
also the efforts necessary for the HN to sustain its operations after the US or MNFs depart.
h. Protect the Effort. OPSEC planning should be integrated into the operations
planning process to ensure the essential secrecy of the effort. OPSEC must not only protect
essential elements of the operations being planned, but of the planning effort itself.
a. The majority of military planning for FID takes place at the CCMD level. GCCs
base strategy and military planning to support FID on the broad guidance and missions
provided in the JSPS. This section will briefly discuss the major JSPS guidance documents
and their relation to the CCDR’s FID planning process. Only those documents most
relevant to the FID planning process will be discussed.
For further information on joint planning, refer to JP 5-0, Joint Planning, and CJCSI
3100.01, Joint Strategic Planning System.
b. The NMS supports the aims of the National Security Strategy (NSS) and
implements the Defense Strategy Review (DSR). The NMS conveys the CJCS’s message
to the joint force on the strategic direction the US Armed Forces should follow to support
the NSS and DSR. It describes the ways and means to realize the NMS, NSS, and DSR
through a legislatively mandated review of DOD strategy and priorities.
c. CJCSI 3110.01, 2015 (U) Joint Strategic Capabilities Plan (JSCP). The JSCP
implements the strategic policy direction provided in the GEF and initiates the planning
process for the development of campaign, contingency, and posture plans. The GEF
integrates DOD planning guidance into a single, overarching document. Through the
guidance and resources provided in the JSCP, the GCCs develop their operation
plans (OPLANs) and concept plans to support FID. Generally, the JSCP provides
guidance important to FID in the following areas:
(1) The JSCP provides general tasking planning guidance for SC activities to the
CCMDs from which CCDRs may deduce military missions to support FID.
(2) The JSCP supplemental instructions (CJCSI 3110 series) provide additional
planning guidance and amplification of tasking for certain specified capabilities.
These supplemental instructions impact the military planning and execution of FID through
various functional associations, such as those described in Figure IV-1.
d. GEF. The GEF provides the foundation for all DOD interactions with foreign
defense establishments and supports the President’s NSS. With respect to SC, this
guidance provides direction on irregular warfare; building partner capability and capacity;
IV-4 JP 3-22
Planning
Joint Strategic
Capabilities Plan
Figure IV-1. Foreign Internal Defense Operations Functional Associations with the
Joint Strategic Campaign Plan
and stability, security, transition, and reconstruction. SC tools are discussed in Chapter I,
“Introduction.”
e. DOD Guidance for SC. SC guidance comes from many sources and informs DOD
SC planning, implementation, and oversight to achieve defense strategy objectives and
complements policy and guidance promulgated in the GEF; the Defense Planning
Guidance; and PPD-23, Security Sector Assistance. The geographic CCMD staffs plan
their theater plans with COM integrated country strategy input that helps prioritize those
nations in theater for resource allocation and development. This guidance informs a
standardized SC prioritization framework to assist GCCs and other stakeholders in
prioritizing SC resources and activities in alignment with the DOD defense strategy. This
framework also assists in accounting for risk and other considerations related to the
likelihood of successful outcomes.
IV-5
Chapter IV
f. Joint Assessments. The CCDRs, by completing the annual joint assessment survey
that includes an integrated priority list, also identify requirements to support FID efforts
and request authorization and resourcing.
a. GCCs may develop theater strategies and campaign plans that support taskings by
the CJCS in the JSCP. Regardless of how commanders may tailor the planning process,
military activities in support of FID requirements are integrated into concepts and
plans from the strategic level down to the tactical level.
b. Theater and functional strategies are broad statements of the GCCs’ long-term
vision for the AOR and the FCCs’ long-term vision for the global employment of
functional capabilities guided by and prepared in the context of the SecDef’s priorities.
The NMS, GEF, and JSCP guide the development of theater and functional strategies that
incorporate campaign plan objectives and contingency plan end states that reflect national
and DOD policy and guidance. Campaign plan goals will normally focus on deterring
hostilities and enhancing stability in the theater. FID is an integral part of these strategies.
The determination of the desired end state for the AOR or functional capability is an
important element in the strategy process. This determination establishes the strategic
direction on which commanders and their staffs base campaign plans as well as other plans.
In general, the theater and functional strategies will normally include an analysis of US
national policy and interests, a strategic assessment of the AOR or global functional
capability, a threat analysis, the commander’s vision, and a statement of theater missions
and objectives.
c. Theater and functional campaign plans are extensions of the theater or functional
strategies. They provide the commander’s vision and intent through broad operational
concepts and provide the framework for OPLANs, which are branch plans.
For further information on campaign plans, refer to JP 3-0, Joint Operations, and JP 5-0,
Joint Planning.
IV-6 JP 3-22
Planning
a. The military plans and executes missions through APEX, which provides the
framework for operational activities and the planning and execution functions. Figure
IV-2 depicts the joint process to develop these products. The framework is a continuous
process that synchronizes both the plans and their execution with a feedback loop
informed by assessments. This framework is fully described in JP 5-0, Joint Planning,
and CJCS Guide 3130, Adaptive Planning and Execution Overview and Policy
Framework. FID planning follows these guidelines and is further described below.
(3) GCC Initiated. Military support to FID efforts that is not directed under
an existing specified or implied mission may be identified. The GCC endorses these
requirements and obtains authorization from SecDef. Also, routine civilian-military
dialogue during the four operational activities (situational awareness, planning,
execution, and assessment) provides updated strategic direction that could identify
requirements for military activities to support FID.
IV-7
Chapter IV
IV-8 JP 3-22
Planning
For more information on nonlethal weapons, refer to Army Techniques Publication (ATP)
3-22.40/Marine Corps Warfighting Publication (MCWP) 3-15.8/NTTP 3-07.3.2/AFTTP 3-
2.45/Coast Guard Tactics, Techniques, and Procedures (CGTTP) 3-93.2, Multi-Service
Tactics, Techniques, and Procedures for the Employment of Nonlethal Weapons.
IV-9
Chapter IV
For additional information on SROE, refer to CJCSI 3121.01, (U) Standing Rules of
Engagement/Standing Rules for the Use of Force for US Forces.
(3) Staff Estimates. The staff analyzes and refines tentative COAs during the
staff estimate process of concept development. These detailed options serve as the
foundation for the commander’s decision to select a COA. Military options to support FID
under consideration can involve any of the categories of indirect support, direct support
(not involving US combat operations), or US combat operations. The following three
estimates have specific implications for the development of an effective FID plan.
For more information of planning considerations, social network analysis, and link
analysis, see JP 3-25, Countering Threat Networks.
IV-10 JP 3-22
Planning
(b) The CMO estimate examines each military COA and how CMO
may best influence the various COAs the commander is considering. The CMO
estimate focuses on situation assessment rather than COA development. The purpose
is to assemble information underlying a CMO concept of support that can be modified
to support the overall concept of operations (CONOPS). CA should complete area
studies where operations are likely. During military operations that support FID, these
assessments focus on social, economic, and political factors that relate to existing or
potential lawlessness, subversion, or insurgency. They may include overlays that show
local demographics, civil supply support, public utilities, and population displacement.
The CMO estimate shows how CMO can best be integrated into the overall operation
and supports decision making throughout an operation. CA support, like MISO, should
be incorporated into all FID operations.
(c) The MISO staff estimate process examines the potential impact of
proposed US military operations. Internal stability is closely connected to the HN
populace’s perceptions; thus their perceptions should be continually assessed and
MISO adjusted accordingly. More specific guidance is included in the MISO annex to
the appropriate plan. At the CCMD level, MISO concepts and plans are coordinated
through the country team. This coordination is discussed in more detail in Chapter
VI, “Operations.”
IV-11
Chapter IV
d. Plan Development. Plan development (Figure IV-2) begins after the GCC’s
strategic concept is fully developed. This phase matches mission requirements against
available resources. This action is particularly important because a large portion of
the force needed to conduct FID is in the Reserve Component (RC). In major military
operations in support of a FID operation, the commander must consider availability of
forces (both Active Component [AC] and RC) to support the mission requirements. Use
of RC forces, including USCG Reserve, may alleviate shortfalls and assist organizing and
tailoring resources to carry out the military support to FID as efficiently as possible.
Similarly, leveraging the mutually supporting capabilities of the United States Navy (USN)
and USCG can serve as a force multiplier. Coordination among the HN, third-party
nations, and USG interagency partners (country team) remains paramount during plan
development. This is an extension of the coordination that began during the plan initiation
phase.
e. Plan Assessment. Commanders and their staffs should consider many FID
objectives will involve a long-term effort, and MOEs may be difficult to evaluate in the
short term.
f. Supporting Plans. Supporting FID plans may come from a variety of units such
as Service or functional component commanders; subordinate unified commanders; JTF
commanders; supporting CCDRs; or subordinate CA, MIS, engineer, medical,
transportation, SOF, or other combat units.
(1) For personnel recovery operations that may occur during FID, refer to JP 3-
50, Personnel Recovery.
a. JFCs and their subordinate commanders address FP during all phases of FID
operations, from planning through deployment, employment, and redeployment. All
IV-12 JP 3-22
Planning
Situational Awareness
Planning
Execution
Assessment
Strategic Concept Plan Plan Allocation Mobilization Deployment Distribution Employment Redeployment Demobilization
Guidance Development Development Assessment
Assignment
Apportionment
IPR-
IPR-Concept Development IPR-Mature
Discussions Discussions Discussions SDOB
Campaign Plans
Planning Products Execution Products
Execute
Subordinate Orders
CSCSs/Country Plans Warning Orders
Campaign Plans
Deployment Request for GFM Allocation
Theater Posture Plans Orders Forces Plans
Contingency Plans Planning Orders Operation Orders
Supporting Plans
Prepare to Deploy Mobilization Redeployment
Orders Orders Orders
Levels Alert Orders
1. CDR’s Estimate Fragmentary
2. Base Plan Orders
3./3.T CONPLAN
4. OPLAN
Legend
CDR commander GFM global force management
CONPLAN concept plan IPR in-progress review
CSCS country-specific security OPLAN operation plan
cooperation section SDOB Secretary of Defense orders book
IV-13
Chapter IV
d. JFCs also plan for CI support to the FID operation and should incorporate umbrella
concepts for CI FP source operations in the planning process.
e. For the foreseeable future, the threat of terrorism is a constant factor, even in those
nations with advanced domestic security infrastructures. FID operations require proactive
FP measures and consideration of the following:
(2) VEOs.
(9) Activities to safeguard the force from CBRN hazards and measures to control,
defeat, disable, and/or dispose of WMD and related materials.
IV-14 JP 3-22
Planning
For further information on FP, refer to JP 3-0, Joint Operations, and JP 3-07.2,
Antiterrorism. For further information on CBRN defense, refer to JP 3-11, Operations in
Chemical, Biological, Radiological, and Nuclear Environments. For further information
on CBRN response, refer to JP 3-41, Chemical, Biological, Radiological, and Nuclear
Response.
For further information on mines and unexploded ordnance, refer to JP 3-15, Barriers,
Obstacles, and Mine Warfare for Joint Operations.
a. Commanders and staffs must realize that planning for joint FID operations is an
integrated process. It is totally integrated into theater planning and is reflected in planning
documents extending from the JSCP and the GCC’s strategy down to subordinate joint
force and Service component supporting plans. During the concept development of FID
planning, a broad approach to JIPOE must be considered. In addition, MISO and CMO
estimates are included in the decision-making process to formulate adequate and feasible
COAs from the FID standpoint; in other words, how can CMO best influence the
operational concept. Finally, the staff reviews FID plans for adequacy, acceptability, and
feasibility before ensuring the creation of appropriate supporting plans to support theater-
level operations.
b. Those responsible for conducting FID operations assess what activities to conduct.
DOS representatives work with foreign governments and DOD representatives work with
foreign military personnel to develop IDAD programs that are consistent with US foreign
policy objectives and useful to the country concerned. The SC planning process is used to
assess currently implemented programs and exercises. Representatives assess the previous
programs for relevancy and success in relation to country-specific objectives and to the
overall goals within the region. Programs are assessed on the basis of key trends, shortfalls,
future opportunities, and challenges.
a. Military Resources. SOF are beneficial forces of choice for FID due to their
extensive language capability, cultural training, advising skills, and regional expertise.
However, FID requirements in theater and transregional conflicts can exceed available
SOF capacity. CF, when designated, should be prepared to conduct FID operations. In
fact, CF have a distinct advantage in certain FID operations where their HN counterparts
have a similar conventional mission. Conventional commanders must assign the best
qualified Service members to training and advisory missions. Both SOF and CF
participating in FID operations outside of their normal area of expertise may require
augmentation from linguists fluent in the HN language and culture.
IV-15
Chapter IV
(a) USA FID operations are primarily aimed at developing and improving
HN ground force capabilities through ground force advisor operations in coordination
with SA programs. A principal US activity for conducting FID is the transfer of major
items (weapon systems and related support items) to selected HNs, primarily through SA.
The USG often facilitates such transfers through operational and strategic assessments,
ground force studies, SA-funded equipment refurbishment, training on specific weapon
systems and support items through SA-funded MTTs, and SA case management and
oversight. Delivery of FMS items can be performed in conjunction with multinational
operations and contingencies and with other training programs conducted by the GCCs
and USG departments and agencies. FID operations can establish a US presence, build
rapport, achieve integration of forces, and build a foundation for future regional
cooperation. Commanders can employ a greater range of capabilities and resources
through the provision of direct support and US combat operations for FID, when HN
ground units are inadequately sized or structured to make necessary and timely
contributions to their own defense effort. Principal initiatives to accomplish FID
objectives include the following:
IV-16 JP 3-22
Planning
For further guidance and detail on USA FID capabilities, refer to FM 3-07, Stability,
and FM 3-22, Army Support to Security Cooperation.
For further guidance and detail on ARSOF FID capabilities, refer to ATP 3-05.2, Foreign
Internal Defense.
(a) The Marine Corps uses CF task-organized and enabled with SC skills
to enable FSFs to operate alongside Marine forces, to provide access, build relationships
that support strategic objectives, and contribute to Service operational capabilities. The
Marine Corps employs forward-deployed, crisis response-capable Marine expeditionary
units (MEUs) and special purpose Marine air-ground task forces (SPMAGTFs) and
smaller task-organized teams enabled with varied skills to conduct SC. These forces are
trained to advise partner FSF and deployed to conduct combined exercises, key leader
engagements, and other SC activities with FSF.
IV-17
Chapter IV
(c) Although SPMAGTFs and MEUs account for the majority of USMC SC
activities for GCCs, other task-organized and enabled units, MTTs, detachments, and task
forces routinely support the GCC’s requirements. The Marine Corps provides GCCs with
trained advisors capable of operating across the range of military operations in task-
organized or purpose-built task forces.
(f) The USMC Center for Advanced Operational Culture Learning serves as
the central Marine Corps organization for operational culture and language familiarization
training programs, ensuring Marines are regionally focused, globally prepared, and
effective at navigating and influencing the culturally complex modern OE.
(3) USN
(a) While SC support can be sourced from units across the USN, the Navy
Expeditionary Combat Command provides most of the USN’s CF contribution and is
composed of several subordinate commands that are able to provide unique capabilities in
support of FID. Expeditionary training units deliver focused maritime capabilities training
to HN personnel across a wide array of maritime competencies that include the following:
IV-18 JP 3-22
Planning
(a) USAF FID operations are primarily aimed at developing and improving
HN airpower capabilities through air advisor operations in coordination with SA programs.
A principal US instrument for conducting FID is the transfer of major items (weapon
systems and related support items) to selected HNs, primarily through SA. The USAF
often facilitates such transfers through operational and strategic assessments, airpower
studies, SA-funded aircraft refurbishment, airlift of SA-funded defense articles, training on
specific weapon systems and support items through SA-funded air advisory and technical
MTTs, and SA case management and oversight. Delivery of FMS items can be performed
in conjunction with multinational operations and contingencies and with other training
programs conducted by the GCC and USG departments and agencies. USAF FID
operations can establish a US presence, build rapport, achieve integration of forces, and
build a foundation for future regional cooperation. If necessary, commanders can employ
an even greater range of capabilities and resources in the direct support and US combat
operations categories of FID support when HN aviation units are inadequately sized or
structured to make necessary and timely contributions to their own defense effort.
Principal USAF initiatives to accomplish FID objectives include efforts to:
3. Train foreign military air forces to plan and execute effective and
efficient intelligence collection, as well as to produce, disseminate, and distribute raw data.
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Chapter IV
For further guidance and detail on USAF FID capabilities, refer to Air Force Doctrine
Annex (AFDA) 3-22, Foreign Internal Defense.
(5) USCG. The USCG possesses broad authorities across the spectrum of
military, LE, regulatory, and intelligence activities in support of FID.
(a) Many of the world’s navies and coast guards have a mix of military, LE,
resource protection, and humanitarian functions very similar to those of the USCG. A
common constabulary and multi-mission nature promotes instant understanding and
interoperability and makes USCG a valued partner for many naval and maritime forces.
The USCG has a long history of providing training and support to maritime forces around
the world.
IV-20 JP 3-22
Planning
nations through multiple ministries and can offer a model maritime code that countries can
use to improve their laws and regulations.
(c) The USCG is the lead agency for maritime counter illicit trafficking
operations and is the principal maritime LEA of the US. In addition, subject to
international agreements, the USCG may patrol or conduct pursuit, entry, and boarding
operations in the territorial waters of other countries.
(6) State Partnership Program (SPP). The SPP is a joint DOD SC program,
per Title 10, USC, Section 341; overseen by USD(P); managed and administered by the
Chief, National Guard Bureau; executed by the GCCs; and sourced by the National Guard
of the states and territories. The SPP supports the SC objectives of the US, achieves the
GCCs’ CCPs objectives, and supports the objectives of the relevant COM to promote
national objectives, stability, partner capacity, better understanding, and trust.
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For further guidance and detail on OCS, refer to JP 4-10, Operational Contract Support.
IV-22 JP 3-22
CHAPTER V
TRAINING
“A government is the murderer of its citizens which sends them to the field
uninformed and untaught, where they are to meet men of the same age and
strength, mechanized by education and discipline for battle.”
1. General
a. A tenet of the NMS is to assist allies, multinational partners, and the governments of
threatened states in resisting aggression. This strategic imperative demands that joint forces
strengthen their abilities to assist, train, and advise foreign military and security forces for
their own self-defense and to enable those forces to apply their capacity in support of US
strategic interests.
b. FID may be conducted by a single individual in remote isolated areas, small groups,
or large units involved in direct support (not involving US combat operations) or US combat
operations. In many of these situations, US CF will be operating in unfamiliar circumstances
and cultural surroundings.
The following subparagraphs highlight some of the training needed for successful
military operations in support of FID.
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Chapter V
these goals provides a foundation upon which to determine if an individual’s actions and
operations support overall theater objectives.
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Training
a. Preparation for military operations to support FID requires training that covers a
broad range of topics. The training must also be designed to support a mix of personnel,
ranging from language-trained and culturally focused SOF to those untrained in the specific
area where the FID operation is being conducted. Some training, such as language
qualification, requires an investment in time and money that will not be practical for all
personnel. A combination of institutional and unit-conducted individual and
collective training will be required.
c. Unit Training. Much of the training necessary to prepare personnel to support FID
activities may be conducted within the unit. This training can be individually focused or,
in the case of unit-size participation, may involve large-scale collective training. Training
resources may be drawn from a variety of sources, but SOF are particularly valuable
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Chapter V
because of their area orientation and FID focus. When feasible, units should conduct
operational rehearsals of the FID mission. These rehearsals allow participants to become
familiar with the operation and to visualize the plan. Such rehearsals should replicate, as
much as possible, the potential situations that a unit may encounter during a FID mission.
4. Training Plan
a. Developing a training plan for the HN is paramount for US support to FID and
establishing the HN security forces capacity to support the IDAD strategy. The JFC
develops a training plan based on thorough mission analysis and assessment of the IDAD
strategy, HN capabilities and needs, and the OE. This plan should be developed in
conjunction with both the country team and with commanders of HN forces to ensure
comprehensive objectives are detailed.
b. Baseline Assessment and Site Survey. The first step in developing the HN
training plan is the conduct of a site survey. In addition to identifying logistics
requirements for trainers, the site survey must include a baseline assessment of HN
capabilities, drawing conclusions about gaps between capabilities and needs as identified
in the IDAD strategy. The training assessment should, as a minimum, consider:
(7) Airfield suitability survey to assess runway capability for US tactical airlift
support;
(8) Potential training facilities and areas based on projected training (e.g., ranges,
urban terrain training sites);
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Training
(15) Background and analysis of the main interagency partners in the region
(especially JIPOE and intelligence preparation of the battlespace if available);
(16) HN schedule that considers and includes local holidays, traditional days off,
and any cultural training time constraints; and
(17) FP assessment.
c. Training Plans
(1) Upon completion of the baseline assessment and site survey, and in conjunction
with the HN leadership, the JFC or leader of the US element develops a training plan for
FSF. Because training all echelons of forces helps to synchronize execution of mission-
essential tasks throughout the FSF, agreed-upon training strategies must include multi-
echelon training whenever possible. It is imperative to build flexibility for contingencies
into the training plan. Often, the reality of a HN’s capabilities differs, both positively and
negatively, from the initial assessment. Training plans must be able to accommodate this
inconsistency to maximize training and preserve relationships. As a minimum, the training
plan should:
(c) Identify required FID resources and how they will be provided; and
(d) Identify what will be provided by each party, through an instrument (such
as a MOA or letter of agreement) between the HN and the JFC.
(2) Individual units will develop plans for execution of the JFC’s training plan.
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Chapter V
degree, in harm’s way. Advisory assistance (and to a lesser degree, training assistance) may
involve situations that require personnel to defend themselves, which necessitates that the
commander and the US embassy accept greater risk. The difficulty in putting exact and
unqualified definitions on either type of assistance is that both may take place through the
entire range from indirect support to direct support (not involving US combat operations)
during the same FID operation. As long as risk is clearly defined, planned for, mitigated
where possible, and, most importantly, deemed worth the potential cost, this lack of
definition causes no inherent problems. Mitigation can be accomplished through accurately
assessing the OE in which a FID operation is conducted and carefully matching the
appropriately trained advisory force required to reduce threats and meet objectives within
that environment.
b. Joint force elements typically develop, establish, and operate centralized training
programs for the supported HN force. The joint force can also conduct individual, leader,
and collective training programs for specific HN units. Training topics span the gamut of
military tasks, and training methods range from individual instruction through leader
development to specialized collective training. The joint force can provide both training and
advisory assistance in two ways. In either case, assistance may be provided under the SCO
chief in the role as the SDO in-country, other designated embassy official, the TSOC, or JTF,
depending on the C2 arrangement.
(1) Small teams may provide training or give operational advice and assistance to
HN civilian, military, or paramilitary organizations.
d. In general, those skills, concepts, and procedures for FID taught to US forces are also
applicable to HN forces for IDAD. Training emphasis varies according to the HN
requirements, force composition, and US and HN agreements. The training to be conducted
depends on the situation and varies considerably. Existing military personnel, new military
personnel, or paramilitary forces may receive training assistance.
e. US trainers must be present with FSF counterparts. Ultimately, US trainers use the
train-the-trainer method for developing FSF. The goal is for the FSF to eventually conduct
all instruction and training without guidance from US personnel. Initially, US personnel may
present all or most of the instruction with as much HN assistance as is feasible.
f. Training assistance consists of all formal training conducted by joint force units.
However, all personnel conducting training assistance must be cognizant of the potential
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Training
for the intense (and sometimes magnified) scrutiny of HN government personnel, military,
media, and ordinary citizens. Part of preparing personnel for providing training assistance
is making them aware of the less tangible elements of training assistance that can have a
deep impact. Their words and actions should, at all times, serve as examples of
professionalism. Joint force personnel should know, that in many HNs, their mere presence
alongside their counterparts often bolsters that counterpart’s prestige within their
organization and among the populace. Those providing training assistance should be aware
that many HNs have a domestic information capability and exploiting the presence of
highly skilled US trainers may be part of their agenda.
g. Advisory Assistance. Within DOD, the principal element charged with providing
advisory assistance is the SCO. The SCO includes all DOD elements, regardless of actual
title, assigned in foreign countries to manage SA programs administered by DOD. The US
advisor may often work and coordinate with civilians of other country team agencies.
When this occurs, they must know their functions, responsibilities, and capabilities,
because many activities cross jurisdictional borders. Together, the advisor and their
counterpart must resolve problems by means appropriate to the HN without violating US
laws and policies in the process. Advisors operate under very specific ROE to ensure
advisors remain advisors.
h. The joint force advisor must understand the scope of SCO activities. The advisor
should be familiar with the functions, responsibilities, and capabilities of other USG
departments and agencies in the HN. Because many joint force (notably SOF) activities
cross the jurisdictional boundaries or responsibilities of other country team members, the
advisor seeks other country team members to coordinate that portion of the overall FID
effort.
(2) Briefs the HN commander on the joint force advisors’ PDSS mission and the
restrictions and limitations imposed on the unit by the higher US commander. The PDSS
leader should use the HN language if possible and, if required, visual aids translated into
the HN language.
(3) Assures the HN commander that all PDSS team members are fully supportive
of the HN’s position and that they firmly believe a combined US and HN-unit effort will
be successful.
(4) Assures the HN commander that assistance is needed to develop the tentative
objectives for advisory assistance to include advisory team agreements with the HN
commander on training objectives.
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(6) Explains the PDSS team’s initial plan for establishing counterpart
relationships, obtains approval from the HN commander for the plan, and requests to
conduct the counterpart linkup under the mutual supervision of the PDSS leader and the
HN commander.
(7) Supervises the linkup between PDSS team members and their HN
counterparts to determine if the HN personnel understand the purpose of the counterpart
relationship and their responsibilities within it.
(8) Identifies support requirements from the parent unit or US based entities.
(9) Endeavors not to make any promises or statements that could be construed as
promises to the HN commander regarding commitments to provide the advisory assistance
or fulfill material requirements.
j. The PDSS team members analyze the HN unit’s status according to their area of
expertise for the purpose of determining the HN requirements for advisory assistance. The
PDSS team members:
(6) Brief, with their counterparts, the estimates to the PDSS team and HN unit
commander.
(7) Inspect, with their counterparts, the HN facilities that will be used during the
assistance mission.
(8) Identify deficiencies in the facilities that will prevent execution of the
tentatively selected advisory assistance COAs.
(9) Prepare written or verbal estimates of COAs that will correct the deficiencies
or negate their effects on the tentatively selected advisory assistance COAs.
(10) Supervise the preparation of the facilities and inform the JFC of the status
of the preparations compared to the plans for them.
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Training
k. Once received, the PDSS leader supervises the processing of the survey results.
The PDSS leader then:
(2) Ensures their counterpart understands the desired COAs are still tentative
contingent on the tasking US commander’s decision.
(3) Selects the COAs to be recommended to the follow-on joint units, after
obtaining input from the HN unit commander.
l. The PDSS team plans its security IAW the anticipated threat. Adjustments are made
as required by the situation on the ground. The PDSS team members:
(2) Maintain a team internal guard system, aware of the locations of all other joint
force advisors and ready to react to an emergency by following the alert plan and starting
defensive actions.
(3) Maintain a team internal alert plan that will notify all team members of an
emergency.
(5) Establish plans for immediate team defensive actions in the event of an
insurgent or terrorist attack or a loss of HN rapport with hostile reaction.
(6) Discuss visible team security measures with HN counterparts to ensure their
understanding and to maintain effective rapport.
(8) Establish mutual plans with the HN unit, through counterparts, for defensive
actions in the event of an insurgent or terrorist attack.
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Chapter V
m. Executing the Mission. The senior joint force advisor assists the HN unit
commander in providing C2 during the execution of the operation. Accompanying an HN
commander on missions will afford the advisor visibility on the interactions between the
HN forces and the populace. The senior advisor:
(1) Monitors the tactical situation and recommends changes to the present COA
to gainfully exploit changes in the situation.
(e) Consolidate and reorganize during lulls in the battle or after seizing the
objective.
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Training
(j) Collect and submit observations, insights, lessons, and best practices to
the higher HQ’s lesson manager for entry and validation in JLLIS.
(5) Monitors any command succession and assists the new HN unit commander
to smoothly and rapidly take control of the execution of the operation.
n. The joint force advisory team members also assist their counterparts during the
execution of the operation. The advisory team members:
(2) Monitor the technical or tactical execution of individual tasks and recommend
improvements or corrections, as needed.
(4) Execute joint force unilateral contingency plans, as required by the situation.
(1) Adhere to the lesson outlines consistent with the cooperation from the HN
forces and changes in the mission, enemy, terrain and weather, troops and support
available, time available, and civil considerations.
(2) State clearly the task, conditions, and standards to be achieved during each
lesson at the beginning of the training (to include training exercises) and ensure the HN
students understand them. (Human rights should be emphasized in the appropriate period
of instruction.)
(3) Demonstrate the execution or show the desired end result to clearly illustrate
the task.
(4) Stress the execution of the task as a step-by-step process, when possible.
(5) Monitor the HN students’ progress during practice and correct mistakes as
they are observed.
(6) State (at a minimum) all applicable warning and safety instructions in the HN
language.
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Chapter V
p. The joint force ensures the security of the training sites. Advisors or designated
security personnel:
(2) Prepare estimates of COAs that would deny the training sites to the insurgents
or terrorists.
(3) Recommend to the HN unit commander that they order the adoption of the
most desirable COA, stressing how it best satisfies the identified need.
(4) Ensure, before each training session (using, as a minimum, brief back
rehearsal), all personnel—both US and HN—understand the defensive actions to be taken
in the event of an insurgent or terrorist attack and any OPSEC measures to be executed.
(2) Record all HN personnel and units who receive training and identify the type
of training they receive.
(5) Identify to the joint force and HN unit commanders the noted training
deficiencies, noteworthy performances, and required additional or remedial training.
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CHAPTER VI
OPERATIONS
“The war on terrorism will be fought with increased support for democracy
programs, judicial reform, conflict resolution, poverty alleviation, economic
reform, and health and education. All of these together deny the reason for
terrorists to exist or to find safe haven within borders.”
Colin Powell
Secretary of State
United Nations Security Council, 12 November 2001
1. General
a. Thus far, describing the functions and tenets of FID has centered on the strategic
and operational levels. This chapter transitions to a more focused examination of the
tactical principles, tools, and techniques used in conducting FID.
b. FID activities are part of the unified actions of the CCMD and emphasize
interagency coordination. Even small, tactical operations will usually require
interagency coordination, most likely through the SCO.
2. Employment Factors
b. MISO Impact. Regardless of where or when MISO are conducted, the FID and
IDAD objectives should be kept in mind. The impact of these efforts may occur
incidentally, as a result of another unrelated operation, or may be the result of an operation
specifically executed for its psychological effect. Globalization has increased the
responsibility for MIS forces to consider the tertiary effects of MISO transnationally and
on populations that may be outside the OE.
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Information Impact
Information must be closely integrated in all aspects of foreign internal defense (FID)
planning and execution.
Military Information Support Operations Impact
The military information support operations effort is relevant to the entire FID operation.
Intelligence Support
A thorough intelligence analysis must focus on the political, social, scientific, technical,
medical, and economic aspects of the area as well as on an analysis of hostile
elements.
Force Selection
Success can be achieved through the employment of a force structure that provides a
combination of conventional forces while leveraging the unique capabilities of special
operations forces. Select US forces with both the expertise to develop partner nation
capability and consider the environments where FID occurs.
Public Information Programs
Public information is an important ongoing effort during the employment phase of any
FID mission.
Logistic Support
Logistic operations in support of FID are both supporting missions to United States
forces and primary operational missions when supporting host nation civilians or military
forces with medical, construction, maintenance, supply, or transportation capabilities.
Counterdrug Operations in Foreign Internal Defense
United States military support of the national counterdrug effort has increased
tremendously in recent years.
Counterterrorism and Foreign Internal Defense
Subversion, lawlessness, and insurgency can all contribute to the growth of terrorists
and terrorism.
Operations Security
A major problem in all FID activities is denial of critical information about friendly
intentions, capabilities, and activities to hostile elements.
Lessons Learned
As FID activities are conducted, it is critical to document lessons learned to allow the
commander to modify future operations and activities to fit the special circumstances
and environment.
the end of the employment of military forces. This continuous intelligence effort gauges
the reaction of the local populace and determine the effects on the infrastructure of US
efforts, as well as evaluate strengths, weaknesses, and disposition of opposition groups in
the area.
VI-2 JP 3-22
Operations
For further information on JIPOE, refer to JP 2-01.3, Joint Intelligence Preparation of the
Operational Environment.
(4) The nature of FID missions and the high degree of dependence on
HUMINT sources necessitate an active CI and OPSEC program. At a minimum, US
forces should be able to:
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d. Force Selection. In general, US forces have some ability to assess, train, advise,
and assist foreign forces. The degree to which they can be tasked to do so depends on their
preparation in terms of language and other skills and the knowledge necessary to function
within the OE. Success can be achieved through the employment of operational designs
that provide a combination of CF, while leveraging the unique capabilities of SOF and
aligning those forces to the mission. The selection of the appropriate ratio of SOF, CF, and
civilian personnel from other agencies should be a deliberate decision based on thorough
mission analysis and a pairing of available capabilities to requirements. The most
important factor informing this decision is the required level of capability and expertise
rather than the size of the force. Additional factors include the political sensitivity of the
mission and requirements for cultural and language experts or other specialties. JFCs must
be aware that operations may change rapidly in character and their force structures may
need to adapt as well. Both the integration of SOF with CF, and vice versa, are increasingly
the norm.
(1) SOF. SOF may conduct FID operations unilaterally in the absence of any
other military effort, support other ongoing military or civilian assistance efforts, or support
the employment of CF.
(a) SOF units possess specialized capabilities for FID, including support for
COIN and, when applicable, for unconventional warfare. Other support includes CAO,
MISO support, and training in specific areas, typically with HN SOF. In addition, SOF
may support combat operations by conducting highly specialized missions. However, the
typical SOF role in FID is to screen, train, advise, and support HN military and paramilitary
forces.
(b) In addition to the specific capability requirements that may call for
selection of SOF, the nature of the FID mission itself may dictate the use of SOF. SOF’s
unique capabilities for language, cultural awareness, and regional focus may be required
when the environment involves particular political sensitivities. Additionally, SOF’s
ability to conduct short-notice missions, with only modest support, makes them adept at
initiating programs for hand-over to CF.
VI-4 JP 3-22
Operations
(2) CF. When the FID effort requires broader action to support HN IDAD
efforts, the JFC may predominantly employ CF in the FID mission. CF contain and employ
organic capabilities to conduct FID indirect support, direct support, and US combat
operations. This may include providing intelligence and logistic support to HN units,
serving as military advisors, conducting MTTs, embedding US units into HN units,
conducting joint/multinational operations with HN units, and serving as a quick reaction
force in support of HN units. Unit commanders must be given clear guidance on unit
mission requirements that include the need to prepare their forces to conduct FID. USCG
training teams, personnel, and platforms are well suited to support the development of
stable, multi-mission maritime regimes to respond to many transnational threats. USCG
FID activities reach beyond normal military-to-military relations to a broader HN maritime
audience, including, but not limited to, LEAs, maritime administrations, and transport
ministries.
f. Logistic Support. During FID, logistic operations support both US forces and
primary operational missions (supporting HN civilians or military forces with medical,
construction, maintenance, supply, or transportation capabilities). General guidelines for
logistic issues in support of US forces conducting FID operations include:
(2) Commanders must carefully balance the advantages of using HNS with the
danger of establishing dependence on potentially unreliable sources.
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(3) Logistic operations are tailored to the type of mission. Service logistic
support elements will be integrated into the overall joint force. Logistic support for the
deployed forces, however, will remain a Service responsibility.
(4) HNs often require support beyond their organic capabilities. Accordingly,
when conducting FID with multinational partners, there becomes a need to establish
multinational logistic support agreements. The need for such non-organic support must
be identified during the planning phase of FID support and arranged for prior to
participation in the operation. Acquisition and cross-servicing agreements (ACSAs)
negotiated with multinational partners are beneficial to the FID effort in that they allow US
forces to exchange most common types of support. Authority to negotiate these
agreements is usually delegated to the GCC by SecDef. Authority to execute these
agreements lies with SecDef and may or may not be delegated.
(a) DOD is the lead agency of the USG for the detection and monitoring of
aerial and maritime transit of illegal drugs into the US. This mission is performed with
O&M funds, notwithstanding the possibility of incidental benefit to the HN. Such activities
may include nonconfrontational intercepts for intelligence or communication purposes and
gathering and processing of tactical intelligence from a variety of sources, including fixed
and mobile surveillance assets and certain intelligence sharing.
(2) Absent direction from SecDef, DOD forces conducting CD activities are
prohibited from direct LE activity. They may not directly participate in an arrest, search,
seizure, or other similar activity. DOD personnel are not authorized to accompany HN
forces on actual CD field operations or participate in any activities where hostilities are
likely to occur. USN ships contribute significantly to the detection and monitoring phase
of CD operations, as they are frequently in a position to intercept and apprehend maritime
drug smugglers. Because DOD does not directly participate in search, seizure, arrest, and
other similar activities, USCG LE detachments, who are authorized to perform LE
activities, are frequently embarked on USN and allied ships to act in this capacity, as
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Operations
prescribed in Title 10, USC, Section 279. The types of support DOD may provide civilian
LE and foreign LEAs is provided in Title 10, USC, Section 284.
(3) As directed by SecDef through the CJCS, GCCs plan and execute HN
programs using a combination of SA, training and advisory assistance (non-SA-funded),
intelligence and communications sharing, logistic support, and FHA. These efforts are
designed to bolster the HN’s capability to operate against the infrastructure of the drug-
producing criminal enterprises.
(4) CCDRs and subordinate JFCs coordinate closely with the country team drug
enforcement agency and DOS international narcotics matters representatives. Liaison with
the Office of National Drug Control Policy (ONDCP) is also vital. ONDCP is legislatively
charged with the responsibility of establishing the national drug control strategy and with
coordinating and overseeing the implementation of the consolidated National Drug Control
Program budget. This coordination is crucial to an efficient national CD program to
combat illicit drug trafficking in source regions.
i. CT and FID. Subversion, lawlessness, and insurgency can all contribute to the
growth of terrorism. FID can complement CT by reducing these contributing factors.
Specific AT and CT efforts can be conducted during FID operations in support of an
HN’s IDAD program.
(1) Enhancing the will of other states to fight global terrorism is primarily the
responsibility of DOS. Effective FID, however, can improve public perceptions of the HN
and USG and facilitate more active HN policies to combat terrorism. More directly,
military-to-military contacts can help make HN officials advocates of potential operations
against terrorist capabilities.
(2) In many cases, measures increasing the capacity of a state to fight terrorism
also strengthens its overall IDAD program. These measures may include the following:
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Chapter VI
(c) Training personnel at entry and exit points (including airports, seaports,
and border crossings) to identify and apprehend individuals and materials being used by
international terrorist groups.
j. OPSEC. A major problem in all FID activities is ensuring critical information and
indicators about friendly intentions, capabilities, limitations, and activities are identified
early in the planning process so appropriate measures and countermeasures are in place to
protect them throughout the execution of the activities. The nature of FID implies that
many HN officials and much of the populace will know of certain US activities as they
occur. Criminal and insurgent groups may have members or sympathizers within HN
institutions that could be informants. US and foreign personnel involved in FID and IDAD
programs should be provided extensive OPSEC training to ensure effectiveness of their
operations.
For further information for specific reporting procedures, refer to CJCSI 3150.25, Joint
Lessons Learned Program, or the following JLLIS links: https://.www.jllis.mil/ and
http://jllis.smil.mil/.
a. US joint medical personnel and forces can be employed as indirect support or direct
support during a FID operation. The predominant types of activities applied depend on the
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Operations
organization and capability of the HN military medical forces and the HN civilian health
sector, as well as their respective roles in that nation’s IDAD program. For US joint
medical forces, health activities will include varying degrees of military-military activities
and medical civil-military operations (MCMO). In some countries, the military and
civilian health systems may be completely separate, while in other nations, the two systems
may be integrated, necessitating a unified approach. Medical input and involvement in
indirect support to FID such as SA, exchange programs, and multinational exercises must
be provided at the onset of planning and address the health problems facing the HN military
and, in conjunction with other USG departments and agencies, civilian health initiatives
through CAO and FHA. Possible MCMO activities during FID operations include
providing public health activities, such as preventive medicine and veterinary care, disaster
response, worker/occupational health, water sanitation and hygiene, food hygiene,
immunizations of humans and animals, preventive dental hygiene, and paramedic
procedures.
b. Military forces should be employed in MCMO missions that are affordable and
sustainable by the HN. This includes pursuing realistic training and acquisition programs.
In addition to training HN personnel during FID operations, medical education
opportunities for HN personnel through IMET may be pursued. Following a course of
realistic HSS measures and programs may also entail mitigating unrealistic expectations
among the HN populace. Other second-order effects can emerge from HSS as well, such
as a real or perceived imbalance in health care development. Resources should be shifted
to areas where imbalances exist.
c. FID units typically can provide only a small portion of the HN’s HSS needs;
therefore, close cooperation with interagency partners, international organizations, and
NGOs can enhance the support provided by the military. Commanders should seek to
increase the effectiveness of other USG department and agency programs such as USAID
whenever possible. Working with or near international organizations and NGOs may be
untenable due to their desire to preserve the perception of neutrality. Military units may
have to settle for awareness of international organization and NGO activities and employ
themselves so as not to duplicate efforts in HSS.
4. General
b. The three broad approaches to indirect support include SA, joint and multinational
exercises, and exchange programs (see Figure VI-2).
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Chapter VI
Security Assistance
Equipment
Services
Training
Security Cooperation
Joint and Multinational Exercises
Exchange Programs
Reciprocal Unit Exchange
Personnel Exchange
Individual Exchange
Combination
5. Security Assistance
a. This section will discuss specific SA activities and how the GCC may use this tool to
further support FID activities. The military will primarily provide equipment, training, and
services to the supported PN forces. In the SA arena, GCCs and subordinate JFCs do not
have authority over the SA program but have responsibility for planning and executing
military activities to support FID within the SA process. GCCs are active in the SA process
by advising ambassadors through the SCO and by coordinating and monitoring ongoing SA
efforts in their AOR. In addition, through coordination with the FSF and supporting SCOs,
the GCC can assist in identifying and scoping requirements to support SA programs that best
support long-term goals and objectives of regional FID operations. Military Departments,
as the implementing agency for security assistance, typically manage and execute SA based
on national, theater, and Service chief guidance.
b. Equipment. The FID planning used to tailor support to HN needs is also important
in determining equipment support. Environmental factors, level of HN training, ability to
maintain equipment, HN infrastructure, and a myriad of other factors will determine what
equipment is appropriate to the HN’s needs. If equipment in the US inventory is not
appropriate for use by the HN, the commander may recommend a nonstandard item to fill
the requirement. Sustainability of nonstandard equipment and interoperability with existing
equipment must be considered.
c. Services. Services include any service, test, inspection, repair, training publication
(e.g., end user/operator), technical or other assistance, or defense information used for the
purpose of furnishing military assistance but does not include military education and training
activities. Services support is usually integrated with equipment support. The CCDR
has the responsibility for oversight to ensure the equipment is suitable for HN needs and the
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HN is capable of maintaining it. These types of services will almost always be required to
ensure an effective logistic plan for the acquired equipment. There are two common types
of service teams: quality assurance teams (QATs) and technical assistance teams (TATs).
QATs are short term and are used to ensure equipment is in usable condition. TATs are used
when the HN experiences difficulty with US-supplied equipment.
For detailed information on teams available for initial and follow-on equipment support, see
DODD 5105.65, Defense Security Cooperation Agency (DSCA), and the DSCA Manual
5105.38-M, Security Assistance Management Manual.
d. Training. The training portion of SA can make a significant impact on the HN’s
IDAD program. The GCC is actively involved in coordinating, planning, and approving
training support through the SCO and HN. The Services, through their SA training
organizations, are the coordinators for SA-funded training.
(1) The following are the general objectives of training programs under SA.
(2) The following force structure, training plan, and training activities
considerations should be understood before implementing an SA training program.
1. MTTs.
5. Contractors.
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Joint and multinational exercises can enhance a FID operation. They offer the
advantage of training US forces while simultaneously increasing interoperability with
HN forces and offering limited HN training opportunities. The participation of US
forces in these exercises, primarily designed to enhance the training and readiness of US
forces, is funded by O&M funds of the providing Service or USSOCOM if SOF are
involved. Airlift and sealift may be provided by the CCMD from its airlift and sealift
budget. Certain expenses of HN forces participation may be funded by the developing
country multinational exercise program as arranged by the conducting CCMD. These
expenses differ from SA funding because SA is designed to train HN forces, whereas
multinational and selected joint exercises are designed to train US forces in
combination with HN forces. Legal restrictions on what FID activities can be conducted
in conjunction with these exercises are complex. Appendix A, “Legal Considerations,”
provides general guidelines on these restrictions. Prior legal guidance is important to the
concept of the exercise and related FID operations. Exercises should be planned as part of
the overall training program for the theater, and other FID activities should be integrated
into the framework of these exercises. Examples of this integration are found in the
conduct of HCA missions. The implementation of HCA programs into exercises will be
examined in detail later in this chapter. Multinational and selected joint exercises can yield
important benefits for US interests and the overall theater FID operation. The most
significant of these benefits:
7. Exchange Programs
a. These programs allow the commander to use O&M money for the exchange of units
or individuals and may be used to expand the efforts of the SA programs funded under
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IMET that allow HN personnel to train in the US. These exchange programs foster
greater mutual understanding and familiarize each force with the operations of the
other. Exchange programs are another building block that can help a commander round
out the FID plan. These are not stand-alone programs; however, when commanders
combine them with other FID tools, the result can be a comprehensive program that fully
supports the HN IDAD program. The general types of exchange programs commanders
should consider are described below. Appendix A, “Legal Considerations,” provides a
more detailed explanation of the legal aspects of these types of training.
d. Individual Exchange Program. This program is similar to the PEP but involves
a temporary duty assignment in theater. This program gives the commander flexibility,
since personnel will not be lost for extended periods and the commander is able to expose
a larger portion of the force to the program.
8. General
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Civil-Military Operations
Civil Affairs Operations
Foreign Humanitarian Assistance
Humanitarian and Civic Assistance
Military Civic Action
Logistic
Support
operations provide immediate assistance and are usually combined in a total FID effort
with indirect operations.
b. Three types of direct support operations critical to supporting FID across all
categories are CMO, MISO, and OPSEC. Because these operations involve US forces in
a direct operational role, they are discussed under direct support (not involving US combat
operations). Also included in this direct support discussion are military training to HN
forces, logistic support, and intelligence and information sharing activities.
9. Civil-Military Operations
CMO span a very broad area in FID and include activities across the range of military
operations. Using CMO to support military activities in a FID operation can enhance
preventive measures, reconstructive efforts, and combat operations in support of an HN’s
IDAD program. This discussion is limited to those portions of CMO that most directly
contribute to a commander’s support of a FID operation.
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a. CAO. CAO enhance the relationship between military forces and civil authorities in
areas where military forces are present. CAO, usually planned, directed, and conducted by
CA personnel, enhance the conduct of CMO because of the often complex and demanding
requirements for functional specialty skills in work that is normally the responsibility of
indigenous civil governments or authorities. CAO are vital to theater FID operations in
areas from planning to execution. They are a valuable resource in planning and facilitating
the conduct of various indirect support, direct support (not involving US combat operations),
and US combat operations in support of the overall FID effort. CAO also support the
reconstitution of a viable and competent civil service and social infrastructures in areas of
the HN that were previously ungoverned or under-governed or in the direct control of threat
forces or shadow governments. CAO can also assist the HN civilian government by
providing civil administration assistance within its governmental structure.
(1) Force Structure. Each GCC is aligned with both an AC USA CA element and
with a USA CA command that is found only in the USA Reserve and staffed with functional
experts possessing a wide range of functional specialty areas.
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b. FHA. FHA programs are conducted to relieve or reduce the results of natural
or man-made disasters or other endemic conditions. FHA provided by US forces is
generally limited in scope and duration. The assistance provided is designed to supplement
or complement the efforts of the HN civil authorities or agencies that have the primary
responsibility for providing the relief effort. FHA may be planned into the GCC’s military
strategy to support FID as a component of the overall program to bolster the HN’s IDAD
capability. Often, however, FHA efforts are in response to unforeseen disaster situations.
When requested by USAID’s Office of Foreign Disaster Relief, DOD will support foreign
disaster relief (FDR) operations. FHA efforts may also extend outside the FID umbrella.
When FHA is provided to a nation experiencing lawlessness, subversion, or insurgency,
these efforts should be considered as part of the FID effort. As such, all of the MISO and
CMO/CAO considerations discussed earlier should be considered as the FHA programs
are planned and executed.
(1) FHA Missions and Assistance. A single FHA operation may contain one or
more FHA missions. Common missions include: relief missions, dislocated civilian
support missions, security missions, technical assistance and support functions, and
consequence management operations. Common examples of FHA that commanders may
provide are temporary shelter, food and water, medical assistance, transportation
assistance, or other activities that provide or restore basic services to the local populace.
These services are often in response to a natural disaster such as an earthquake, a volcanic
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eruption, or a flood. In addition, FHA support may include assistance to the populace of a
nation ravaged by war, disease, or environmental catastrophes.
(b) DOD. The USD(P) has the overall responsibility for developing military
policy for FHA operations. The ASD(SO/LIC) administers policy and statutory programs.
Policy oversight is executed by the Deputy Assistant Secretary of Defense for Stability and
Humanitarian Affairs. Program management and funding of these programs is the
responsibility of DSCA.
(d) GCC. The GCC considers FHA when formulating and establishing
theater strategic objectives. Planning is conducted IAW APEX. The supported GCC
structures the force necessary to conduct and sustain FHA operations. In certain
circumstances where coordination and approval lead times are not adequate, the GCC is
authorized to commit the command’s resources to provide immediate assistance.
(3) FHA Employment Considerations. There are certain major points CCDRs
and other JFCs should consider when planning or executing FHA operations. Many GCC
theaters reside in regions where natural disasters are current or future threats and are
optimal areas to plan, prepare, and exercise for FHA. FHA planning and employment
considerations require coordination and synchronization within the USG, the country team,
and affected HN governments.
(a) When appropriate and approved, incorporate MISO and CA into FHA
operations or programs. Plan to coordinate and seek approval with HN government
officials, as well as with the US ambassador or COM, to provide positive themes that
support FHA objectives, while supporting HN government credibility and trust in the
populace.
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(b) Coordinate all FHA activities with the country team to obtain input
from all actors and planning participants. Concurrence by USAID regional or bi-lateral
mission director is required prior to conducting FHA. FDR support requires an
executive secretary request for assistance from USAID OFDA.
c. HCA. These HCA programs can be very valuable to the GCC’s support of FID
operations, while at the same time offering valuable training to US forces. It is
important to understand the difference between HCA and FHA programs. FHA
programs, as discussed above, focus on the use of DOD excess property, emergency
transportation support, disaster relief, or other support as necessary to alleviate urgent
needs in an HN caused by some type of disaster or catastrophe. HCA programs are
specific programs authorized under Title 10, USC, Section 401 funding. These
programs provide operational readiness training for US military personnel wartime
skills, providing incidental assistance to the HN civilian populace in conjunction with
military operations, exercises, or deployment for training. These are usually planned
well in advance and are usually not in response to disasters, although HCA activities
have been executed following disasters. Assistance fulfills unit training
requirements that create humanitarian benefit to the local populace.
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(c) Subject all HCA plans to close legal scrutiny. Like FHA operations, the
legal aspects of all HCA operations must be understood.
(e) Establish the primary purpose of HCA missions as training for US forces.
Incidental to this purpose are the benefits received by the civilian populace.
d. MCA. MCA programs offer the JFC a CMO opportunity to improve the HN
infrastructure and the living conditions of the local populace, while enhancing the
legitimacy of the HN government. These programs use predominantly indigenous
military forces at all levels in such fields as education, training, public works,
agriculture, transportation, communications, health, sanitation, and other areas that
contribute to the economic and social development of the nation. These programs can
have excellent long-term benefits for the HN by developing needed skills and by enhancing
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the legitimacy of the HN government by showing the people that their government is
capable of meeting the populace’s basic needs. MCA programs can also be helpful in
gaining public acceptance of the military, which is especially important in situations
requiring a clear, credible demonstration of improvement in HN military treatment of
human rights. MCA is a tool GCCs and subordinate JFCs should use, whenever possible,
to bolster the overall FID plan.
(a) Select projects that are simple and can be accomplished and maintained
by the HN. If the FSF is unable to accomplish the mission, confidence in the local
government and military may be significantly damaged.
(d) Coordinate projects with the country team. The USAID representative
should be consulted for assistance on any major MCA developmental project and should
be informed of all MCA efforts.
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refined during the TA analysis process. These objectives may have great variance among
TAs. MISO units design activities that may include both MISO products and actions to
achieve these objectives. The following are examples of potential groups and broad goals.
(b) Civilian Populace. To gain, preserve, and strengthen civilian support for
the HN government and its IDAD program.
(d) Neutral Elements. To gain the support of uncommitted groups inside and
outside the HN or get the populace to not support criminal organizations or violent
extremism.
(e) External Hostile Powers. To convince hostiles that the insurgency will
fail.
(b) Discrediting the insurgent forces with neutral groups and the insurgents
themselves.
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(3) MISO Capabilities. The JFC should use the extensive capabilities of
MISO assets to complement the FID plan in the following roles. The MISO planner
identifies certain themes and narratives that are most likely to resonate with the TA and
further identifies channels of communication the TA deems credible. Once the
commander chooses a theme and narrative, the tone and general parameters for much of
the MISO to support the FID operation have been established, and all military operations
should be evaluated against these parameters. Objectives, supporting objectives, and
themes frame the program that will be delivered through various communication
channels to foreign TAs and reflect national and theater policy and strategy.
(b) Working with the military PAO and DOS PA personnel to build an
extensive information effort to inform the local populace of US intentions in the FID
effort and to strengthen the credibility of the HN government.
(c) Gathering information through MISO assessments of the local area that
assist in determining FID requirements and MOEs.
(c) MISO programs are audience driven; an analysis is required for each
new TA and must be updated as attitudes and vulnerabilities change.
(d) MISO are a combat multiplier and should be used as any other
capability. This use includes evaluation of targets through joint targeting procedures.
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The HN government requesting FID assistance may wish to reduce the US signature
for force protection, political, or other reasons. OPSEC protects the essential details of all
FID operations and activities. The continual application of the OPSEC process to identify
and protect FID critical information and indicators, beginning in the initial planning stages
and continuing through FID termination, is a must.
a. The HN FID situation may intensify and increase the need for military training
beyond that of indirect support. Direct support operations should provide more immediate
benefit to the HN and may be used in conjunction with various types of SA indirect support
training.
c. SFA
(a) The USG, including DOD, conducts a range of activities to enhance the
capacity and capability of FSF. See Figure VI-4. This is known as SFA.
(b) SFA support unity of effort in FID by enabling allies and PNs to improve
the way they provide safety, security, sustainment, and justice.
(2) SFA encompasses joint force activities conducted within unified action to
OTERA and assist FSF in support of an HN’s efforts to plan and resource, generate,
employ, transition, and sustain local, HN, or regional security forces and their supporting
institutions. This includes activities from the ministry level to the tactical units and the
national security sector.
(a) SFA spans the range of military operations. It can include combat
advisory and support activity but does not include unilateral direct combat by US forces,
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Foreign security forces include but are not limited to the following:
Military forces
Police forces and gendarmeries
Border police, coast guard, and customs officials
Paramilitary forces
Forces peculiar to specific nations, states, tribes, or ethnic groups
Prison, correctional, and penal services forces
Infrastructure protection forces
Governmental ministries or departments responsible for the above forces
Forces peculiar to specific continents, regions, nations, states, tribes, or ethnic groups
as these activities do not build the capability or capacity of the FSF. However, US units
can be partnered with FSF and have the dual mission of conducting unilateral combat
operations and activities, while simultaneously developing the FSF. Subsequently, SFA
may be conducted in both permissive and uncertain security environments.
(b) Joint forces can conduct SFA unilaterally when necessary; however,
when conducted within unified action, joint forces collaborate closely with interagency and
multinational partners.
(a) SFA activities are conducted primarily, but not exclusively, to assist PNs
in developing capability and/or capacity to defend against internal and transregional threats
that contribute to operations of mutual US-PN interest either unilaterally or as part of a
multinational operation, develop interoperability with similar FSF or enable access for US
forces. Although SFA is a subset of SC, it is not a subset of FID nor is FID a subset of
SFA, because SFA activities serve other purposes beyond internal defense. SFA, SC, and
FID have functional, not hierarchical, relationships. SFA provides many, but not
necessarily all, of the means for successful FID. FID programs, with objectives established
in support of the HN IDAD, provide the ways, while SFA activities, which may include
SA, provide the means through SFA-qualified personnel, material and equipment—for
training and advisory assistance to FSF from the tactical unit up to the ministerial level.
Also, if a PN has an SSR requirement inherent with IDAD, SFA activities could support
SSR as part of FID. Other SC initiatives dedicated to the non-security sector that may
support FID, such as bilateral meetings, exchanges, combined exercises, or CA activities,
fall outside the scope of SFA. However, DOD policy requires SFA activities to be
conducted by and with FSF. As such, FID capability or capacity-building operations that
are not conducted with FSF are not SFA
(b) SFA addresses many of the security objectives through which FID can
be accomplished but is still dependent upon the contribution of interagency and
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(c) In addition to providing basic security, a major joint force role in FID or
stability activities may be to support a PN’s SSR, the broad set of policies, plans, programs,
and activities a government undertakes to improve the way it provides safety, security, and
justice to the indigenous population. SFA activities, at the ministerial level and down to
the tactical unit level, if necessary, can provide the means for a PN to attain and sustain the
transformational objectives of SSR. However, in the absence of a FID requirement in an
HN IDAD, but for positive governance and legitimacy, PN SSR objectives may be
accomplished as part of security sector assistance through SC activities (SFA and SA).
(4) CF and SOF conducting SFA will find that baseline and continuous
assessment of the PN security forces is essential for successful advisory efforts. Particular
attention is required when assessing the tasks of OTERA related to FSF development.
Continuous assessment is essential throughout all OTERA tasks and a comprehensive
assessment will help advisors develop program objectives and milestones and a baseline to
measure FSF progress and success. SFA includes organizing, training, equipping,
rebuilding, sustaining, advising, and assisting FSF.
(5) Sustain the Effort. This includes two major efforts: the ability of the US
and PNs to sustain the SFA effort throughout the campaign and the ability of the HN
security forces to ultimately sustain their operations independently.
For additional information on SFA and SC assessment, monitoring, and evaluation, refer
to JP 3-20, Security Cooperation.
(6) Plan and Resource. The planning and resourcing for SFA activity begins as
CCMDs and associated country teams understand the OE and determine the requirements
of FSF for SFA activities. Baseline and continuous assessment by each GCC is an
important part of the process for establishing and validating SC requirements and, in turn,
the need for SFA activities. It also ensures the US provides SFA that achieves the
objectives and attains end states desired by both the PN and US. The PN and US should
then analyze the resource requirements and efforts to ensure developing FSF have
sufficient and appropriate resources. Training FSF and building supporting institutions in
the midst of insurgency or major combat operations has proven to be a difficult challenge
even through the unified action of the joint force with interagency and multinational
partners. While SFA activities are not always conducted in a threat environment, the
inherent cultural, political, leadership, and other complexities associated with any SFA
activities still demand careful, timely, and deliberate attention from SFA planners.
a. Logistic support as discussed here does not include activities authorized under SA.
Logistic support operations are limited by US law without an ACSA. Such support
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b. In some cases, the President or SecDef may direct a show of force exercise to
demonstrate support for the HN and to provide the vehicle for provision of logistic support.
c. Logistic support is integrated into the overall theater FID plan. This is even more
important if the supported nation is involved in an active conflict.
d. When providing logistic support as part of the theater FID effort, the following
should be considered.
(3) Gather and analyze OCS aspects of the OE data for the country. Build a
logistics assessment file on logistic resources available in country. This database should
include political, military, economic, social, information, and infrastructure systems with
focus on information of local supply availability, warehousing and maintenance facilities,
transportation assets, line of communications (LOC), and labor force availability. OCS
can influence diplomatic relations, a nation’s economy, and the enemy. It is imperative
that a detailed analysis of the OCS aspects of the OE be prepared to help shape COA
development and determine the possible intended and unintended outcomes of OCS.
(4) Tailor the proper types of equipment maintenance and training sustainability
packages to the needs of the HN.
(5) Consider utilizing a sea base to provide logistics support, if naval assets are
available and if geographically supportable.
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b. Any intelligence assistance is coordinated with the country team intelligence assets
to benefit from operational and tactical capabilities.
c. The initial focus of assistance in this area will be to evaluate HN intelligence and
communications architecture. Based on this evaluation, the GCC will be able to determine
the HN’s requirements.
d. The intelligence process should be examined in the context of the current situation.
The needs of the HN, as well as their technical expertise and equipment, should be
considered when evaluating their systems. The HN intelligence and communications
systems must reflect the HN’s environment and threat.
g. Training support for intelligence operations, which is indirect support, will also
normally be conducted under SA. Some limited informal training benefits may also be
provided during exchange programs and daily interface with HN military intelligence and
communications assets.
(2) Direct most intelligence and information efforts toward creating a self-
sufficient HN capability. US assistance that creates a long-term reliance on US capabilities
may damage the overall HN intelligence and communications system.
(4) Tailor assistance to the level of the threat, equipment, and technology within
the HN.
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15. General
b. In some cases, US forces may be required to conduct COIN, CT, CD, CWMD, or
other sustained combat operations directly in the place of HN forces, particularly if HN
security force capacity is still being developed. In other cases, US forces may conduct
such combat operations directly in concert with HN forces.
a. This section discusses areas at the operational and strategic levels of warfare that
should be considered when conducting combat operations in support of an HN’s IDAD
program. Many of the considerations discussed in the other two categories of FID remain
important in tactical operations. The most notable of these involve the coordinated use of
CCS, CMO, and MISO and the early application of OPSEC to planning, as well as
coordination with other USG departments and agencies operating within the HN. The JFC
should also consider the following areas when employing combat forces in support of FID.
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Operations
h. ROE. Apply judicious and prudent ROE during combat operations in FID. A
balance between FP and danger to innocent civilians, as well as damage to nonmilitary
areas, must be reached. Each individual must be trained to prevent unnecessary destruction
or loss of civilian life. Commanders must closely monitor this situation and provide
subordinate commanders with clear and enforceable ROE, as well as the flexibility to
modify these ROE as the situation changes.
i. Indiscriminate Use of Force. Employ force only IAW US law, policy, and
applicable ROE. Indiscriminate use of force is not authorized.
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j. Intelligence. Tie the US joint intelligence network into the country team, the
local HN military, paramilitary, and police intelligence capabilities, as well as the
intelligence assets of other nations participating in the operation. Deployed military CI
elements can provide this liaison with local HN military CI and security and police
services in their areas of operations (AOs). In this manner, social, economic, and political
information can be kept current to allow the commander to become aware of changes in
the OE that might require a change in tactics. Appendix B, “Joint Intelligence
Preparation of the Operational Environment to Support Foreign Internal Defense,”
provides detail on the type of information necessary for a thorough evaluation of the AO.
The nature of the required information places a greater emphasis on HUMINT efforts
than on technical collection capabilities.
k. FID Integration With Other Activities. The initiation of hostilities does not
mean other FID operations will be suspended. In fact, MISO, CMO, SA, FHA,
intelligence, and logistic support are all likely to increase dramatically. The FID planning
imperatives to take the long-term approach, tailor support to HN needs, and ensure the
HN bears the responsibility for IDAD remain important throughout both combat and
noncombat operations.
The C2 relationships established during FID US combat operations can change based
on the political, social, and military environment of the area. In general, the following
C2 recommendations should be considered.
a. The HN government and security forces must remain in the forefront. If not
already the case, the HN security forces should be encouraged to establish strategic policy
and objectives, and a single multinational HQ should be established to control combat
operations.
For further information on C2, refer to JP 1, Doctrine for the Armed Forces of the United
States.
18. Sustainment
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f. Routine use of both intertheater and intratheater airlift and sealift to deliver
supplies.
19. General
a. Redeployment of units conducting FID operations does not typically indicate the
end of all FID operations in the HN. Rather, in long-term FID operations, as security and
other conditions improve and internal threats become manageable for HN personnel, direct
military-to-military activities by units will continue, but these activities may become more
intermittent with gaps between regular exercises and exchanges. In ongoing FID
operations, continuous coverage by US units generally involves mission handoff from one
unit to its replacement. Redeployment, if conducted haphazardly or prematurely, can set
FID operations back substantially.
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The nature of the termination will shape the futures of the HN and regional
countries. It is essential to understand that termination of operations is a vital link
between NSS, DSR, NMS, and the desired national strategic end state(s). A poorly
conducted termination of FID operations can have a long-term impact on USG relations
with the HN, the region, and, potentially, other regions. Some level of operations will
normally continue well after intensive FID support has ended. The possibility of an
extended presence by US military forces to assist FID operations should be considered
during the initial planning and COA development.
c. The third approach for achieving national security objectives in relation to the
irregular challenges posed by non-state actors is an indirect approach that erodes an
adversary’s power, influence, and will; undermines the credibility and legitimacy of its
political authority; and undermines an internal threat’s influence and control over and
support by the indigenous population. This approach is necessary with an internal
threat unwilling to enter into discussion.
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a. The first and primary strategic task regarding termination of intensive FID
operations is to determine an attainable national strategic end state based on clear national
strategic objectives. For specific situations that require the employment of military
capabilities (particularly for anticipated major operations), the President and SecDef
typically establish a set of national strategic objectives. Achieving these objectives is
necessary to attain the national strategic end state and the broadly expressed diplomatic,
informational, military, and economic conditions that should exist after the conclusion of
a campaign or operation. In FID, this is determined with the HN civilian leadership to
ensure a clearly defined national strategic end state that is mutually beneficial. The
President or SecDef approves specified standards that must be met before a FID operation
can be concluded or transitioned to a less intensive level of support.
b. Commanders clarify their desired end state for training programs early. The
characteristics of effective HN security forces include flexible, proficient, self-sustained,
well-led, professional forces which are integrated into society. The well-trained HN
security forces should:
(1) Provide reasonable levels of security from external threats while not
threatening regional security.
(2) Provide reasonable levels of internal security without infringing upon the
populace’s civil liberties or posing a coup threat.
b. The overall authority for the handoff and assumption of command lies with the
commander ordering the change. The authority for determining the handoff process lies
with the incoming commander since he or she will assume responsibility for the mission.
This changeover process may affect the conditions under which the mission will continue.
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conflict cannot be resolved with the authority established for the incoming commander, the
commander ordering the relief resolves the issue.
d. As a rule, the commander ordering the change does not automatically place the
outgoing unit under the incoming unit’s control during the changeover process. Although
this procedure would present a clear and easily defined solution to establishing the
incoming commander’s authority, it is not the most effective control for US forces should
hostile contact occur during the process.
a. The unit commander conducts a debriefing that provides an overview of the mission
and all relevant informational subsets. The debrief should begin with the updated area
study and continue with other relevant issues. The range of topics can include military
geography; political parties; military forces; insurgents; security forces; insurgent forces,
targets, and TAs; ongoing CAO; logistics; health service and supply issues; and ongoing
joint, interagency, international, and multinational projects or operations. See Appendix
D, “Foreign Internal Defense Post Mission Debriefing Guide,” for more information.
b. Documentation. As FID operations are executed and the joint force rotates, it is
critical to document lessons learned to allow the commander to modify the FID operation
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to fit the special circumstances and environment. Debriefs by individual units of the
joint force ensure internal continuity. Relevant portions of these debriefs are
consolidated into a single joint force after action report. Therefore, comprehensive
after action reviews and reports focusing on the specifics of the FID operations should
be conducted to gather this information as soon as possible after mission execution.
For further information on documenting lessons learned, refer to CJCSI 3150.25, Joint
Lessons Learned Program, or the following JLLIS links: https://www.jllis.mil/ and
http://www.jllis.smil.mil/.
26. Considerations
Although the considerations in the following paragraphs are intended primarily for
a direct handoff between units, they also apply when handoff is made to an interagency
partner. In addition, the considerations should be taken into account in a mature FID
operation where there may be lag time between deployments. In this latter case,
preparing an analysis of the considerations listed below will aid the incoming
commander on the next iteration. The incoming and outgoing commanders or
interagency partner lead representative should consider the following:
a. Mission. The incoming commander must make a detailed study of the unit’s
mission statement and understand the present mission tasks and the implied mission
tasks. The mission may also require a unit with additional skill sets, such as specialized
intelligence capabilities, near real time connectivity, CA functional specialists, or
complex media production ability. Knowing the mission, commander’s concept of the
mission, commander’s critical information requirements, priority intelligence
requirements (PIRs), and IRs will help him or her understand the mission. After a
complete, in-depth study of the OA, the incoming unit commander should complete the
handoff in a manner that allows for continued, uninterrupted mission accomplishment.
The changeover must not allow any adversary to gain operational advantages.
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d. Friendly US/MNFs. For the incoming unit, learning about the friendly forces is
as important as knowing the enemy situation. The unit needs to be familiar with the C2
structure it will deal with on a daily basis. The incoming unit needs to know all friendly
units in adjacent OEs and be aware of the capabilities of their mission support base in
addition to other operations, units, and their capabilities. If US combat support units are
to be relieved, their relief should occur after the relief of the units they support.
e. HN Forces. The incoming unit plans and prepares for a quick and frictionless
transition in counterpart relations. However, potential or anticipated friction between the
HN unit and the incoming unit may cause the relief to take place more slowly than desired.
Therefore, the incoming and outgoing units need a period of overlap to allow for in-
country, face-to-face contact with their counterparts before the mission handoff. If
possible, the incoming unit members should receive biographical data on their
counterparts, to include photographs prior to deployment. This information allows unit
members to become familiar with their counterparts and may aid to determine which
advisor techniques need more emphasis. Mission execution should be able to continue
within the capabilities of the incoming unit, the HN unit, and the available supporting
assets.
f. Civilian Populace. All incoming units should conduct an in-depth area study,
giving close attention to local problems. General demographic data may be available from
sister units that can be expanded upon for unit-specific needs. Popular support for US
activities taking place within the OE may directly influence changes in the mission
statement. The outgoing unit provides this critical information and describes in detail all
completed civic action projects and those that are underway. The incoming unit should
understand the functioning of the HN government and the status of any international
civilian or government agencies involved in or influencing the situation in its OE.
g. Terrain and Weather. Some handoff operations may require select SOF units,
such as SF detachments, CA teams, or tactical MIS teams, to move by foot or by animal
mounts into and out of the AO. In such instances, the outgoing unit plans and reconnoiters
the routes used for infiltrating the incoming unit and those used for its exfiltration. These
routes should provide the best possible cover and concealment. If possible, the units make
this exchange during darkness or inclement weather. SOF units need to consider
significant terrain or weather features that may impede movement. Limitations of media
coverage or difficulties to civic action projects because of these features are two common
examples. In addition, weather conditions and significant elevations can greatly affect air
operations. These factors can critically affect resupply and health service and supply
(notably medical evacuation procedures) as well.
h. Time. The depth and dispersion of units and the number of operations conducted
will determine the time required to exchange units. Ideally, there is an overlap period to
allow the incoming unit to become familiar with the OE and to establish rapport between
the incoming unit personnel and their HN counterparts. However, the handoff operation
must take place as quickly as possible. The longer the operation takes, the more personnel
in the OE become vulnerable and lucrative targets. A quickly executed relief will reduce
the time available to the enemy to strike before the incoming unit has time to consolidate
VI-36 JP 3-22
Operations
its position. The incoming unit should not sacrifice continued and uninterrupted execution
of ongoing operations for speed. The incoming unit needs to have enough time to observe
training techniques and procedures and to receive a debriefing from the outgoing unit on
lessons learned.
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VI-38 JP 3-22
APPENDIX A
LEGAL CONSIDERATIONS
1. Overview
Unless otherwise stated, the conditions stated in this appendix apply to FID and SFA.
Law and policy govern the actions of the US forces in all military operations, including FID
and SFA. For US forces to conduct operations, a legal basis must exist. This legal basis
profoundly influences many aspects of the operation. It affects the ROE, how US forces
organize and train foreign forces, the authority to spend funds to benefit the HN, and the
authority of US forces to detain and interrogate. Orders issued by the President or SecDef to
a CCDR provide the starting point in determining the legal basis. Laws are legislation passed
by Congress and signed into law by the President, as well as treaties to which the US is party.
Policies include executive orders, departmental directives and regulations, and other
authoritative statements issued by government officials. No summary provided here can
replace a consultation with the unit’s supporting staff judge advocate (SJA). This appendix
summarizes some of the laws and policies that bear upon US military operations in support
of SFA and FID.
2. Legal Authority for Security Force Assistance and Foreign Internal Defense
Without a deployment or execution order from the President or SecDef, US forces may
be authorized to make only limited contributions during operations that involve FID. If the
Secretary of State requests and SecDef approves, US forces can participate in FID. The
request and approval may go through standing statutory authorities in Title 22, USC. Among
other programs, Title 22, USC, contains the FAA and the AECA. Programs under Title 22,
USC, authorize SA, developmental assistance, and other forms of aid. The request and
approval might also occur under various provisions in Title 10, USC. Title 10, USC,
authorizes certain types of military-to-military contacts, exchanges, exercises, and limited
forms of HCA in coordination with the US ambassador to the HN. This cooperation and
assistance is limited to liaison, contacts, training, equipping, and providing defense articles
and services. It does not include direct involvement in operations. Assistance to police by
US forces is permitted but not with DOD as the lead government department.
A-1
Appendix A
b. Planning Concerns
(1) Those planning and conducting FID operations often need a detailed
knowledge of international law, such as the Geneva Conventions, for two principal reasons.
The first is to educate HN military staffs and forces on internationally accepted standards of
conduct. The second is to counter very specific points of adversary disinformation and
propaganda. Advisors and trainers may have to help the HN to either build a knowledge
base of international law among HN military personnel or promote an adherence to that part
of international law the HN military has routinely ignored in the past. In addition, this past
behavior may have carried over to transgressions of its own laws; therefore, advisors and
trainers may have to assist HN forces in building acceptance of new HN laws safeguarding
civil liberties (e.g., the right of free speech, freedom of worship, and freedom of the press).
HN soldiers must uphold these rights in FID operations for many reasons that influence
public trust in the FSF. US personnel who notice suspected violations of basic human rights
must report the facts to their chain of command. Under US law, SA may not be provided to
any country of the government of which engages in a consistent pattern of gross violations
of internationally recognized human rights, except under limited circumstances.
a. The UN Charter came into force on 24 October 1945 after being ratified by the US
and a majority of other signatories. The UN Charter mandates that all member states resolve
their international disputes peacefully and requires that they refrain in their international
relations from the threat or use of force. The UN Charter also provides that all nations have
the right to use self-defense to combat acts of aggression against them, and in collective self-
defense, until such time as the Security Council shall take action.
b. The UN Charter provides the treaty framework for states’ authority for the use of
force and outlines the limits of modern jus ad bellum (the law that regulates the conditions
under which a state may resort to force). Certain jus ad bellum criteria have, at their
philosophical roots, drawn from principles that have been developed as part of the just war
tradition. These principles include:
A-2 JP 3-22
Legal Considerations
c. US forces obey the law of war during all armed conflicts, however such conflicts are
characterized, and in all other military operations. The law of war is that part of international
law that regulates the conduct of armed hostilities. It encompasses all international law for
the conduct of hostilities binding upon the US, including treaties and international
agreements and applicable customary international law. The law of war principles of military
necessity and proportionality are slightly different than discussed in paragraph b. Military
necessity is the use of armed force to attain legitimate military objectives are lawful versus
proportionality of the principles that justifies the use of all measures need to defeat the enemy
as quickly and efficiently as possible that are not prohibited by the law of war. The principle
of proportionality generally requires that combatants must refrain from attacks in which the
expected loss of civilian life, injury to civilians, and damage to civilian objects incidental to
the attack would be excessive in relation to the concrete and direct military advantage
expected to be gained.
For additional information on the principles of the law of war, refer to the Department of
Defense Law of War Manual.
For additional information on the legality of nonlethal weapons, refer to DODD 3000.03E,
DOD Executive Agent for Nonlethal Weapons (NLW), and NLW Policy.
The final sentence of Common Article 3 of the Geneva Conventions makes clear that
armed conflict with an insurgent group neither confers nor removes the insurgent group’s
status under international law. They are not, when captured, prisoners of war. Insurgents
may be prosecuted as criminals for bearing arms against the government and for other
offenses, so long as they are accorded the minimum protections described in Common
Article 3. US forces conducting SFA should remember the insurgents are, as a legal matter,
criminal suspects within the legal system of the HN. Counterinsurgents must carefully
preserve weapons, witness statements, photographs, and other evidence collected at the
scene. This evidence will be used to process the insurgents into the legal system and thus
hold them accountable for their crimes while still promoting the rule of law.
a. The military leader must be aware of and consider the impact of other bodies of law
that impact the planning and execution phases, including HN law and any applicable
SOFAs.
A-3
Appendix A
b. SJAs and planners must be familiar with any SOFAs or other similar agreements
that may be applicable. In any given mission, there may be agreements short of SOFAs,
such as diplomatic notes, on point. Relevant international documents affecting military
operations may be difficult to locate. Several sources are available in which to locate
applicable international agreements governing the status of US forces or affecting military
operations. DOS publications, such as Treaties in Force, contain unclassified international
agreements. Both the relevant CCMD’s legal office and the DATT or military assistance
group at the embassy should also have access to international agreements impacting the
military operation.
c. SOFAs and other international agreements establish the legal status of military
personnel in foreign countries. Topics that are usually covered in a SOFA include criminal
and civil jurisdiction, taxation, and claims for damages and injuries. In the absence of an
agreement or some other arrangement with the HN, DOD personnel in foreign countries
may be subject to HN laws. It is essential that all personnel understand status of US forces
in the AO and are trained accordingly.
6. Legal Constraints on the Security Force Assistance and Foreign Internal Defense
Mission
US law, regulations, and policy play a key role in establishing the parameters by which
military forces may conduct SFA and FID missions. These factors tend to constitute
constraints on the activities of military units. They range from the ROE in combat
situations to the ability to spend government funds for a training or support mission.
Usually, DOD is not the lead government department for assisting foreign
governments. DOS is the lead when US forces provide SA, military training, equipment,
and defense articles and services to HN military forces. The FAA specifically prohibits
assistance to foreign police forces except within specific exceptions and under a
Presidential directive. When providing assistance to training, the DOS’s INL provides the
lead role in police assistance. The President, however, may delegate this role to other
agencies.
All training and equipping of FSF must be specifically authorized. US laws require
Congress to authorize expenditures for training and equipping foreign forces. US law also
requires DOS to verify that the HN receiving the assistance does not commit gross
violations of human rights. Usually, DOD involvement is limited to a precise level of man
hours and materiel requested by DOS under the FAA. The President may authorize
deployed US forces to train or advise HN security forces as part of the mission. In this
case, DOD personnel, operations, and maintenance appropriations provide an incidental
benefit to those security forces. All other weapons, training, equipment, and logistic
support (including supplies, and services) provided to foreign forces by DOD are paid for
with funds appropriated by Congress for that purpose. Moreover, the President gives
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Legal Considerations
Before the US conducts training with any foreign military, foreign security
forces (FSF), or paramilitary group, the unit and associated foreign
personnel designated to receive US training are vetted for previously
identified human rights abuses. During the foreign internal defense
planning process, when the FSF units and individuals are identified and
before training occurs, US law requires Leahy and human rights vetting of
the FSF. This process helps prevent US military training of FSF, with past
human rights abuses. Leahy vetting pertains to a unit as well as any human
rights violation of an individual or leader associated with the unit, presently
or in the past. The process starts with the US country team in the country
where the FSF unit is located and is finalized by the Department of State
(DOS). The process is conducted on a DOS database system known as the
International Vetting and Security Tracking system. The US country team
and DOS have a fast track option, which is an accelerated vetting process
in countries that are functional democracies with little or no human rights
concerns.
Various sources
specific authority to DOD for its role in such “train and equip” efforts. Absent such a
directive, DOD lacks authority to take the lead in assisting an HN in training and equipping
its security forces.
For additional information, see DODI 5111.19, Section 1206 Global Train-and-Equip
Authority.
9. Rules of Engagement
ROE are directives issued by competent military authority that delineate the
circumstances and limitations under which US forces will initiate and/or continue combat
engagement with other forces encountered. Often these directives are specific to the
operation. If there are no operation-specific ROE, US forces apply SROE. When working
with an MNF, commanders must coordinate the ROE thoroughly.
a. While conducting SFA or FID missions, like all operations, commanders require
specific authority to expend funds. This authority is normally found in the DOD
Appropriations Act. As a general rule, O&M funds may not be used for SFA or FID
missions. Congress may appropriate additional funds to commanders for the specific
purpose of conducting more complex stability activities that are not typically covered by
O&M. Examples include the commander’s emergency response program, the Iraq Relief
and Reconstruction Fund, Iraq Freedom Fund, and Commander’s Humanitarian Relief and
Reconstruction.
b. The legal authority for DOS to conduct foreign assistance is found in the FAA,
Title 22, USC, Section 2151.
A-5
Appendix A
c. There are two exceptions to the general rule requiring the use of Title 22, USC,
funds for foreign assistance:
f. The USCG is specifically authorized to assist other USG departments and agencies
in the performance of any activity for which they are especially qualified. As a Service,
the USCG has very limited, organic legislative authority to unilaterally provide training
and technical assistance to foreign countries. With few exceptions, the USCG is generally
a service provider to other USG funding departments and agencies whose international
authorities convey to the USCG with the transfer of funding, for the specific mission. IAW
the Economy Act of 1932, Title 31, USC, Section 1535, the costs incurred by the USCG
while delivering international training and technical assistance are reimbursable whenever
the training/assistance is funded by or through another USG or foreign government agency.
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Legal Considerations
The following programs are administered by DOS, but do not have funds
appropriated to sustain them:
There are additional special programs created by law to assist in the foreign
assistance mission. These programs include:
Democracy
Conflict and Humanitarian Assistance
Global Health (including maternal/child health, infectious diseases,
water and sanitation, and voluntary family planning)
Agriculture
Nutrition and Resilience
Education
Environment and Economic Development
A-7
Appendix A
immediately assist the Iraqi [and Afghan] people.” CERP was originally
funded with seized Iraqi assets, but Congress later appropriated US
funds for the purpose. CERP is a program established to assist in
missions in Iraq and Afghanistan. It is not applicable to missions
outside of those countries. Future missions, though, may have similar
funding sources established to facilitate a humanitarian assistance
mission. Consult with the servicing judge advocate to determine the
availability of funding.
Various Sources
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APPENDIX B
JOINT INTELLIGENCE PREPARATION OF THE OPERATIONAL
ENVIRONMENT TO SUPPORT FOREIGN INTERNAL DEFENSE
1. Introduction
b. JIPOE is a four-step process that defines the total OE; describes the impact of the
OE; evaluates the adversary and other relevant actors; and determines the COAs for
adversary and other relevant actors, particularly the most likely COA and the COA most
dangerous to friendly forces and mission accomplishment.
For further information on the four-step process for JIPOE, refer to JP 2-01.3, Joint
Intelligence Preparation of the Operational Environment.
c. JIPOE for FID, like any operation, is accomplished through a mix of analysis
utilizing all the intelligence disciplines. JIPOE utilizes seven intelligence disciplines:
GEOINT, HUMINT, signals intelligence, measurement and signature intelligence, open-
source intelligence (OSINT), technical intelligence, and CI. The primary purpose of JIPOE
is to support joint planning, execution, and assessment by identifying, analyzing, and
assessing the adversary’s COGs, critical vulnerabilities, capabilities, decisive points,
limitations, intentions, COAs, and reactions to friendly operations based on a holistic view
of the OE. The goal is to gain a solid understanding of internal factors as well as regional
factors. Accordingly, JIPOE for FID is divided into five categories: OAE, geographic
analysis, population analysis, climatology analysis, and threat evaluation.
a. The JIPOE to support FID begins with a broad OAE, which covers the JFC’s OA.
During this phase, data is collected to satisfy basic IRs in the following areas: political;
military; economic; religious; social; endemic diseases and health status of the populace;
geographic; psychological; cultural; friendly forces; threat forces; and nonbelligerent,
third-party forces. Data is collected with respect to the specific OA and mission and
considers all instruments of national power from a strategic perspective. Of particular
interest during this stage is the evaluation of the MISO and CMO estimate.
b. The MISO OAE is initially composed of special MISO studies and special MISO
assessments. These studies identify psychological vulnerabilities, characteristics, insights,
and opportunities that exist in the OA. Analysts doing MISO OAE also focus on, but do
not limit themselves to, identifying:
(1) The ethnic, racial, social, economic, religious, and linguistic groups of the
area and their locations and densities.
B-1
Appendix B
(2) Key leaders and communicators in the area, both formal (such as politicians
and government officials) and informal (such as businessmen, clergy, or tribal leaders).
(3) Cohesive and divisive issues within a community; as examples, what makes
it a community, what would split the community, and what are the attitudes toward the HN.
(5) Types of media consumed by the community and the level of credibility each
is perceived to carry within the community and/or segments within society.
(8) The use of natural resources, industry, and agriculture, and destruction or
exploitation of the environment.
c. In the course of OAE, the MISO planners coordinate with the military PA office,
the cultural officer, and PA staff within the country team to prepare a matrix identifying
groups, their leaders, preferred media, and key issues that should be developed. Target
groups are identified. The locations of mass media facilities in the area that can be used
for the dissemination of MISO products, and the identification of their operational
characteristics, are also important in the selection of the proper outlet for these products.
In particular, the MISO planner should evaluate:
(1) Studios and transmitters for radio and television and their operational
characteristics (wattage, frequency, and programming).
(2) Heavy and light printing facilities, including locations, types, and capacities
of equipment that can supplement the capabilities of MIS units.
(3) Accessibility of such facilities to MIS forces; as examples, who controls them
and whether they will cooperate with the US.
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3. Geographic Analysis
a. The geographic analysis considers a wide range of factors that include the political,
military, economic, religious, social, psychological, and cultural significance of the area.
Although not relying exclusively on the two disciplines of GEOINT and OSINT, the
geographic analysis accomplished during the JIPOE for a FID operation relies heavily on
these two disciplines. The three components of GEOINT, namely imagery, imagery
intelligence, and geospatial information, provide the whole of data (or nearly so) on some
of the six overlays for FID geographic analysis, such as the cover and concealment overlay,
and portions of data for other overlays, such as the logistics sustainment overlay. Similarly,
the incident overlay may rely heavily on OSINT data.
b. Normally, the six map overlays described below are a result of the geographic
analysis.
(2) Cover and Concealment Overlay. The cover and concealment overlay
graphically depicts the availability, density, type, and location of cover and concealment
from the ground as well as from the air. In areas of significant threat of aerial attack or
observation, overhead cover and concealment may be important considerations for threat
selection of base camps, mission support sites, drug laboratories, or other adversary areas.
Surface configuration primarily determines cover, including natural and man-made
features such as mines, bunkers, tunnels, and fighting positions. Vegetation is the primary
feature that provides concealment. The canopy closure overlay is critical for the
determination of areas that offer concealment from aerial observation, particularly in
tropical rain forests, and is incorporated into the cover and concealment overlay for rural
and other forested areas. In built-up areas, man-made structures are also assessed for the
cover and concealment they offer. When used with the population status overlay, the cover
and concealment overlay can be used to determine dwelling and work places, safe houses,
routes of movement, and meeting places.
B-3
Appendix B
defeating hostile activities. Attention is given to basic food, water, medicine, and materiel
supply. In rural areas, the logistics sustainability overlay depicts potable water supplies,
farms, orchards, growing seasons, and other relevant items. In built-up areas, this overlay
depicts supermarkets, food warehouses, pharmacies, hospitals, clinics, and residences of
doctors and other key medical personnel. Key to preparing this overlay is knowledge of
threat and friendly forces, their logistic requirements, and the availability and location of
materiel and personnel to meet these requirements.
(4) Target Overlay. The target overlay graphically portrays the location of
possible threat targets within the area. In FID environments, this overlay depicts banks,
bridges, electric power installations, bulk petroleum and chemical facilities, military and
government facilities, the residences and work places of key friendly personnel, and other
specific points most susceptible to attack based on threat capabilities and intentions.
Hazard estimates are prepared for those targets with collateral damage potential. For
example, the threat to a large airbase may focus on airframes; crew billeting; and
petroleum, oils, and lubricants storage as opposed to runways, aprons, or the control tower.
The target overlay is significant to the friendly commander’s defensive planning because
it shows where defenses need to be concentrated and, conversely, where defenses can be
diffused. It also provides CI personnel with a focus for indicators of threat preparation to
attack; for example, to discover an indigenous worker pacing off the distances between
perimeter fences and critical nodes. The target overlay is useful in disaster relief operations
by identifying likely locations for rioting, pilfering, looting, or areas of potential collateral
damage.
(5) LOC Overlay. The LOC overlay highlights transportation systems and
nodes within the area such as railways, roads, trails, navigable waterways, ports, airfields,
drop zones (DZs), and landing zones (LZs). In urban environments, mass public transit
routes and schedules, as well as underground sewage, drainage and utility tunnels, ditches
and culverts, and large open areas that could be used for DZs and LZs, are also shown.
Where applicable, this overlay will also show seasonal variations. Care is taken to compare
recent imagery and geospatial information to ensure new LOCs are added to the final
product. In many situations, LOC products will be readily available from the HN or other
local sources.
c. MISO and CMO considerations also impact the geographic analysis as described
below.
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information. MISO terrain analysis will, for example, focus on determining the respective
ranges and audibility of signals from the most significant broadcast stations identified during
OAE and locations for cellular communication towers/stations.
4. Population Analysis
a. When conducting FID, the local populace is a key factor to successful operations.
The CMO planner, in conjunction with assigned, attached, or supporting CA, is a critical
contributor to this element of JIPOE. Elements of the CMO OAE provide the basis for this
analysis, as well as CA area study and assessments previously created or created in support
of the mission. During this analysis, the planner identifies, evaluates, and makes overlays
and other products as appropriate for the following factors: social organization; economic
organization and dynamics; political organization and dynamics; history of the society;
nature of the insurgency (if applicable); nature of the government; effects on nonbelligerents;
and COAs of the insurgents, the HN government, and nonbelligerents.
(1) Density and distribution of population by groups; balance between urban and
rural groups; sparsely populated areas; and concentrations of primary racial, linguistic,
religious, or cultural groups.
(2) Race, religion, national origin, tribe, economic class, political party and
affiliation, ideology, education level, union memberships, management class, occupation,
and age of the populace.
(3) Overlaps among classes and splits within them, such as the number and types
of religious and racial groups to which union members belong and ideological divisions
within a profession.
(4) Composite groups based on their political behavior and the component and
composite strengths of each; that is, those who actively or passively support the government
or the threat and those who are neutral.
(5) Active or potential issues motivating the political, economic, social, or military
behavior of each group and subgroup.
B-5
Appendix B
(7) Finally, planners perform a factor analysis to determine which activities and
programs accommodate the goals of most of the politically and socially active groups. Then
they determine which groups and composite groups support, are inclined to support, or
remain neutral toward the government.
(1) The principal economic ideology of the society and local innovations or
adaptations in the OA.
(2) The economic infrastructure such as resource locations, scientific and technical
capabilities, electric power production and distribution, transport facilities, and
communications networks.
(3) Economic performance such as gross national product, gross domestic product,
foreign trade balance, per capita income, inflation rate, and annual growth rate.
(4) Major industries and their sustainability, including the depth and soundness of
the economic base, maximum peak production levels and duration, and storage capacity.
(6) Public health factors that include, but are not limited to, birth and death rates,
diet and nutrition, water supply, sanitation, health care availability, endemic diseases, health
of farm animals, and availability of veterinary services.
(7) Foreign trade patterns, such as domestic and foreign indebtedness (public and
private) and resource dependencies.
(12) Population shifts and their causes and effects; as examples, rural to urban,
agriculture to manufacturing, and manufacturing to service.
(13) Finally, planners identify economic program values and resources that might
generate favorable support, stabilize neutral groups, or neutralize threat groups.
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(1) The formal political structure of the government and the sources of its power;
that is, pluralist democracy based on the consensus of the voters or strong man rule supported
by the military.
(2) The informal political structure of the government and its comparison with the
formal structure; that is, is the government nominally a democracy but in reality a political
dictatorship?
(3) Legal and illegal political parties and their programs, strengths, and prospects
for success. Also, the prospects for partnerships and coalitions between the parties.
(5) Nonpolitical interest groups and the correlation of their interests with political
parties or nonparty organizations such as churches, cultural and professional organizations,
and unions.
(6) The mechanism for government succession, the integrity of the process, roles
of the populace and those in power, regularity of elections, systematic exclusion of
identifiable groups, voting blocs, and patron-client determinants of voting.
(7) Independence or subordination and effectiveness of the judiciary. That is, does
the judiciary have the power of legislative and executive review? Does the judiciary support
constitutionally guaranteed rights and international concepts of human rights?
(8) Independence or control of the press and other mass media and the alternatives
for the dissemination of information and opinion.
(11) Finally, planners correlate data concerning political, economic, and social
groups and then identify political programs to neutralize opposing groups, as well as provide
programs favorable to friendly groups.
(1) The origin of the incumbent government and its leadership. Was it elected?
Does it have a long history? Have there been multiple peaceful successions of
government?
B-7
Appendix B
(2) The history of political violence. Is violence a common means for the
resolution of political problems? Is there precedent for revolution, coup d’etat, assassination,
or terrorism? Does the country have a history of consensus-building? Does the present
insurgency have causes and aspirations in common with historic political violence?
(3) Finally, the analysts determine the legitimacy of the government, acceptance of
violent and nonviolent remedies to political problems by the populace, the type and level of
violence to be used by friendly and threat forces, and the groups or subgroups that will
support or oppose the use of violence.
(1) Desired end state of the insurgency, clarity of its formulation, openness of its
articulation, commonality of point of view among the elements of the insurgency, and
differences between this end view and the end view of the government.
(2) Groups and subgroups supporting the general objectives of the insurgency.
(4) Groups that may have been deceived by the threat concerning the desired end
state of the insurgency.
(5) Organizational and operational patterns used by the insurgency, variations and
combinations of such, and shifts and trends.
(6) Finally, analysts determine the stage and phase of the insurgency, as well as
how far and how long it has progressed and/or regressed over time. They identify unity and
disagreement with front groups, leadership, tactics, primary targets, doctrine, training,
morale, discipline, operational capabilities, and materiel resources. They evaluate external
support, to include political, financial, and logistic assistance or the provision of safe havens
or sanctuaries in neighboring nations or regions. This should include not only the sources of
support but also specific means by which support is provided and critical points through
which the HN could slow, reduce, negate, or stop this support. The planners determine
whether rigid commitment to a method or ideological tenet or other factor constitutes an
exploitable vulnerability and/or a weakness on which the government can build strength.
(1) The leadership and staff structure and its psychological characteristics, skills,
and C2 resources.
(2) Patterns of lawless activities (for example, illicit drug trafficking, extortion,
piracy, and smuggling) or insurgent operations, base areas, LOCs, and supporters outside of
the country concerned.
(3) The intelligence, OPSEC, deception, and information capabilities of the hostile
groups.
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(4) The appeal of the hostile groups to those who support them.
(2) Organization and methods for strategic and operational planning and
execution of plans such as resource requirements, constraints, and realistic priorities.
(3) Use of populace and resources and the effects on each group.
(4) Organization, equipment, and tactical doctrine for security forces; for
example, how the government protects its economic and political infrastructure.
j. In evaluating COAs for threat forces, the government, and nonbelligerents, analysts
balance the foregoing factors and determine likely COAs, as well as the probable outcomes
for each element.
B-9
Appendix B
5. Climatology Analysis
6. Threat Evaluation
b. FID planners determine how the friendly, threat, and nonbelligerent forces can
use geography, offensive actions, security, surprise, and cross-country mobility to
develop locally superior application of one or more of the instruments of national power.
FID planners identify the strengths and weaknesses of friendly, threat, and nonbelligerent
forces, and determine the political, social, economic, and psychological effects of each
side’s COAs, tactics, and countertactics. Finally, planners develop COAs that will
optimize the application of the elements of national power by the friendly side.
c. The MISO threat evaluation serves two purposes. First, it provides the
commander with an understanding of the existing and potential opposing propaganda in
the area. It is a safe assumption that if US forces are conducting MISO in an area, some
other organization is also conducting information activities in the area. US forces in the
area must anticipate and be able to counter, if not prevent, threat information directed at
US forces, allied forces, and the local populace. Second, the MISO threat evaluation
provides the supported commander with a forecast of likely effects of US operations and
also provides alternative measures within each COA. To conduct an effective threat
evaluation, the planner must determine the capabilities of threat organizations to conduct
adversary information activities and to counteract US and allied influence efforts. (The
demographics of any military or paramilitary threat should be evaluated at this step if
they were not considered during OAE.) Specific capabilities to be evaluated include
threat abilities to:
B-10 JP 3-22
Joint Intelligence Preparation of the Operational Environment to
Support Foreign Internal Defense
e. The OPSEC threat analysis provides insight into foreign intelligence service or
other intelligence-related entities with the capability, capacity, and intent to observe,
collect against, analyze, and develop potential COAs to counter or impede friendly
operations. An accurate threat analysis allows OPSEC planners to determine friendly
critical information and indicator vulnerabilities to the threat, assess their risk to friendly
operations, identify measures and countermeasures to protect them, and then assess the
overall effectiveness of the OPSEC program.
B-11
Appendix B
Intentionally Blank
B-12 JP 3-22
APPENDIX C
ILLUSTRATIVE INTERAGENCY PLAN FOR FOREIGN INTERNAL DEFENSE
1. Purpose
b. Identify and sequence a checklist of tasks for each USG department and agency
over time.
d. Include clear MOEs and measures of performance (MOPs) working toward clearly
defined goals.
j. Ensure all USG departments and agencies communicate the same policies and
strategic guidance for consistent themes and messages.
2. Content
Because there is no set format for an illustrative interagency plan, the commander or
lead agent for FID operations should set the form to use. The illustrative interagency plan
should include the following components:
b. US Interests at Stake. This section states the US interests at stake that warrant
US FID assistance. Clearly stated, transparent motives devoid of any unstated or hidden
agendas greatly facilitate the application of the informational and diplomatic instruments
C-1
Appendix C
d. Mission Statement. This section states the who, what, where, when, and why of a
USG FID operation. Although not necessarily providing an exhaustive list of the who (that
is, the USG departments and agencies involved), this mission statement should be in
sufficient detail to encompass generalities on how the instruments of national power are
going to be brought to bear so each USG department and agency involved in FID operations
can infer its level of participation. A comprehensive overview is given with significant
operations or known hard dates. For instance, the mission statement may include, that
during the FID operation, national elections will occur on a specified date. The why of the
mission statement should be one of the most complete and least general portions of the
mission statement and should comply with, and encapsulate, US policy, interests, and
strategic purpose in the context of the HN IDAD needs.
e. Desired End State. This section describes the desired outcome of all FID
assistance. The preparer should describe the end state in measurable and quantifiable terms
rather than generalities. An example might be a situation where a HN is stabilized to the
point that an insurgency is reduced from a national security threat to a minor LE problem.
In this case, the level of insurgents might be quantified by a specific number (expressed in
an acceptable plus or minus range) coupled with an objectively verifiable metric, such as
the actual number of insurgent attacks.
f. Operational Concept. This section describes, in broad terms, how the USG will
employ the instruments of national power in the FID operation. The operational concept
is not the equivalent of a military CONOPS. The level of detail within an illustrative
interagency plan operational concept will typically be less than in a CONOPS. It will
instead focus on a holistic description of the interaction of the USG departments and
agencies involved in the FID operation to leverage all instruments of national power to
effect political-military conditions in the HN.
C-2 JP 3-22
Illustrative Interagency Plan for Foreign Internal Defense
k. LOOs Annexes. Annexes contain key tasks, each with its MOEs, MOPs, costs,
and issues for each LOO. Annexes may be broken down into consolidated multiagency
annexes by LOO or by individual agency listing all relevant LOOs for that agency.
C-3
Appendix C
Intentionally Blank
C-4 JP 3-22
APPENDIX D
FOREIGN INTERNAL DEFENSE POST MISSION DEBRIEFING GUIDE
The unit commander conducts a debriefing that provides an overview of the mission
and all relevant informational subsets. Figure D-1 depicts a post mission FID debriefing
guide.
D-1
Appendix D
D-2 JP 3-22
Foreign Internal Defense Post Mission Debriefing Guide
Military
Friendly forces.
Disposition.
Composition, identification, and strength.
Organization, armament, and equipment.
Degree of training and combat effectiveness.
Morale: general and specific:
General psychological strengths and weaknesses.
Degree of stratification—number of TAs.
Psychological vulnerabilities/susceptibilities.
Targeted by host nation and/or US MISO—effectiveness.
Targeted by internal threat/foreign propaganda—effectiveness.
Mission.
Leadership and capabilities of officers and noncommissioned officers compared with those of the US.
Logistics.
Health capability.
Maintenance problems with weapons and equipment.
Methods of resupply and their effectiveness.
General relationship between host nation military forces, the populace, and other forces (paramilitary, police, etc.).
Influence on local populace.
Credibility.
Lingering effects of past bad acts/incompetence.
Anecdotal or empirical evidence of improvement(s).
Leaders or rank and file as used as key communicators/disseminators.
Significant operations and/or MISO actions with outcomes.
Recommendation for these forces (military and/or paramilitary) for unconventional warfare contact.
Insurgent or Other Internal Defense Threat Forces*
Disposition.
Composition, identification, and strength.
Organization, armament, and equipment including weapons of mass destruction (WMD).
Location and descriptions of WMD programs (stockpiles and proliferation networks.)
Effects of any WMD used.
Degree of training, morale, and combat effectiveness.
Mission.
Leadership capabilities.
Logistics.
Maintenance problems with weapons and equipment.
Method of resupply and its effectiveness.
Psychological strengths and weaknesses.
Relationship between insurgent forces, joint force units, and the populace.
Influence on local populace.
Police and Security Forces (Friendly and Adversary)*
Disposition, strengths, and location.
Organization, armament, and equipment.
Logistics.
Motivation, reliability, and degree of training.
Psychological strengths and weaknesses.
Relationship with the government and local populace.
D-3
Appendix D
D-4 JP 3-22
Foreign Internal Defense Post Mission Debriefing Guide
Targets
Describe the area:
Reaction time.
Security.
WMD programs and storage facilities.
Locations.
Security.
Types of WMD present and means of delivery.
Proliferation networks (who was supporting the insurgent access to WMD).
Highway and road system.
Name and number.
Type of surface, width, and condition.
Location of bridges, tunnels, curves, and steep grades.
Bypass possibilities.
Traffic density.
Location of maintenance crews, facilities, and reaction time.
Security.
Inland waterways and canals.
Name and number.
Width, depth, and type of bed.
Direction and speed of flow.
Location of dams and locks, their power source, and other traffic obstructions.
Location and descriptions of administrative, control, maintenance crew, facilities, and reaction crew.
Location and description of navigational aids.
Natural and synthetic gas system.
Location and capacity of wells and pipelines.
Storage facilities and capacity.
Critical points.
Maintenance crews, facilities, and reaction time.
Principal users.
Security.
Industrial facilities.
Capabilities of plants to convert their facilities in wartime to the production of essential military materials.
Type of facilities.
Power sources.
Locations.
Sources of raw materials.
Number of employees.
Disposition of products.
General working conditions.
Critical points.
Security.
MISO actions.
Restricted targets for cultural, infrastructural, or psychological value.
Targets requiring nonlethal action.
Health and Sanitation
To what degree does hunting and fishing contribute to the local diet?
What cash crops are raised in the area?
What domestic and wild animals are present?
What animal diseases are present?
What is the availability and quality of water in populated and unpopulated areas?
What systems are used for sewage disposal?
What sanitation practices were observed in the populated and unpopulated areas?
What are the most common human illnesses and how are they controlled?
D-5
Appendix D
What basic health services are available in populated and unpopulated areas?
What occupations or practices could lead to illness or disease?
What pesticides are used and how are they applied?
Evasion and Recovery
From which element of the populace is assistance most likely?
What, if any, safe houses or areas for evasion and resistance purposes can be recommended?
What type shelters were used?
Were fires small and smokeless?
Were shelters adequate?
Was food properly prepared?
Were campsites well chosen?
Were campsites and trails sterilized after movement to a new one?
Host nation/US MISO support to evasion and resistance?
Civil Affairs Operations (CAO)
Has the end state been attained for CAO supporting civil-military operations?
Host nation transition plan.
Has coordination for handoff been conducted with appropriate commands, agencies, and other organizations?
If no, remaining benchmarks.
Have the underlying causes of the conflict been ameliorated?
To what degree?
If still existing, how do they influence future planning?
What arrangements have been made with other organizations to accomplish remaining civil affairs (CA) activities?
New humanitarian, governmental, and infrastructure assistance requirements during current deployment.
Will any ongoing operations (for example, engineer projects) be discontinued or interrupted?
CA functional specialists that remain behind and residual requirements for each:
Rule of law.
Economic stability.
Infrastructure.
Governance.
Public education and information.
Public health and welfare.
Who will support CA forces that remain behind?
Miscellaneous
Weather.
Wind speed and direction.
Temperature.
Effect on personnel, equipment, and operations.
Figure D-1. Post Mission Debriefing Guide
D-6 JP 3-22
APPENDIX E
POINTS OF CONTACT
United States of Army John F. Kennedy Special Warfare Center and School
(USAJFKSWCS)
Mailing Address: Joint and Army Doctrine Integration Division
3004 Ardennes Street Stop A
Fort Bragg, NC 28310-9610
Website: http://www.soc.mil/SWCS/
E-mail: doctrine@socom.mil
Phone Number: 1-910- 432-6035
D-1
Appendix D
D-2 JP 3-22
APPENDIX F
REFERENCES
1. General
d National Security Decision Directive 38, Staffing at Diplomatic Missions and Their
Constituent Post.
F-1
Appendix F
a. CJCS Guide 3130, Adaptive Planning and Execution Overview and Policy
Framework.
d. CJCSI 3121.01B, (U) Standing Rules of Engagement/Standing Rules for the Use of
Force for US Forces.
g. CJCSM 3130.03, Adaptive Planning and Execution (APEX) Planning Formats and
Guidance.
F-2 JP 3-22
References
q. JP 3-07, Stability.
r. JP 3-07.2, Antiterrorism.
y. JP 3-24, Counterinsurgency.
F-3
Appendix F
4. Multi-Service Publications
F-4 JP 3-22
References
h. ATP 4-02.42, Army Health System Support to Stability and Defense Support of
Civil Authorities Tasks.
F-5
Appendix F
Intentionally Blank
F-6 JP 3-22
APPENDIX G
ADMINISTRATIVE INSTRUCTIONS
1. User Comments
Users in the field are highly encouraged to submit comments on this publication using the
Joint Doctrine Feedback Form located at: https://jdeis.js.mil/jdeis/jel/jp_feedback_form.pdf
and e-mail it to: js.pentagon.j7.mbx.jedd-support@mail.mil. These comments should address
content (accuracy, usefulness, consistency, and organization), writing, and appearance.
2. Authorship
a. The lead agent for this publication is USSOCOM, and the Joint Staff doctrine
sponsor for this publication is the Director for Strategic Plans and Policy (J-5).
b. The following staff, in conjunction with the joint doctrine development community,
made a valuable contribution to the revision of this joint publication: lead agent, Mr. Ricky
Peterson, USSOCOM; Joint Staff doctrine sponsor, LTC Todd Van Orsdel, Joint Staff J-
3; LtCol Brian Mullery, Joint Staff J-7, Joint Doctrine Analysis Branch; and Mr. Lloyd
Brown and LtCol Mark Newell, Joint Staff J-7, Joint Doctrine Branch.
3. Supersession
4. Change Recommendations
b. When a Joint Staff directorate submits a proposal to the CJCS that would change
source document information reflected in this publication, that directorate will include a
proposed change to this publication as an enclosure to its proposal. The Services and other
organizations are requested to notify the Joint Staff J-7 when changes to source documents
reflected in this publication are initiated.
5. Lessons Learned
The Joint Lessons Learned Program (JLLP) primary objective is to enhance joint force
readiness and effectiveness by contributing to improvements in doctrine, organization,
training, materiel, leadership and education, personnel, facilities, and policy. The Joint
Lessons Learned Information System (JLLIS) is the DOD system of record for lessons
learned and facilitates the collection, tracking, management, sharing, collaborative
resolution, and dissemination of lessons learned to improve the development and readiness
of the joint force. The JLLP integrates with joint doctrine through the joint doctrine
development process by providing lessons and lessons learned derived from operations,
G-1
Appendix G
events, and exercises. As these inputs are incorporated into joint doctrine, they become
institutionalized for future use, a major goal of the JLLP. Lessons and lessons learned are
routinely sought and incorporated into draft JPs throughout formal staffing of the
development process. The JLLIS Website can be found at https://www.jllis.mil
(NIPRNET) or http://www.jllis.smil.mil (SIPRNET).
6. Distribution of Publications
a. Joint Staff J-7 will not print copies of JPs for distribution. Electronic versions are
available on JDEIS Joint Electronic Library Plus (JEL+) at
https://jdeis.js.mil/jdeis/index.jsp (NIPRNET) and http://jdeis.js.smil.mil/jdeis/generic.jsp
(SIPRNET), and on the JEL at http://www.jcs.mil/Doctrine/ (NIPRNET).
b. Only approved JPs are releasable outside the combatant commands, Services, and
Joint Staff. Defense attachés may request classified JPs by sending written requests to
Defense Intelligence Agency (DIA)/IE-3, 200 MacDill Blvd., Joint Base Anacostia-
Bolling, Washington, DC 20340-5100.
G-2 JP 3-22
GLOSSARY
PART I—ABBREVIATIONS, ACRONYMS, AND INITIALISMS
AC Active Component
ACC area coordination center
ACSA acquisition and cross-servicing agreement
ADP Army doctrine publication
AECA Arms Export Control Act
AFDA Air Force doctrine annex
AFSOF Air Force special operations forces
AFTTP Air Force tactics, techniques, and procedures
AO area of operations
AOR area of responsibility
APEX Adaptive Planning and Execution
ARSOF Army special operations forces
ASD(SO/LIC) Assistant Secretary of Defense for Special
Operations/Low-Intensity Conflict
AT antiterrorism
ATP Army techniques publication
GL-1
Glossary
GL-2 JP 3-22
Glossary
LE law enforcement
LEA law enforcement agency
LOC line of communications
LOO line of operation
LOS line of sight
LZ landing zone
GL-3
Glossary
PA public affairs
PAO public affairs officer
PDSS predeployment site survey
PEP personnel exchange program
PIR priority intelligence requirement
PKO peacekeeping operations
PM Bureau of Political-Military Affairs (DOS)
PN partner nation
PO peace operations
POLAD policy advisor
PPD Presidential policy directive
RC Reserve Component
ROE rules of engagement
SA security assistance
SC security cooperation
SCO security cooperation organization
SDO senior defense official
SecDef Secretary of Defense
SF special forces
SFA security force assistance
SJA staff judge advocate
SOC special operations commander
GL-4 JP 3-22
Glossary
TA target audience
TACON tactical control
TAT technical assistance team
TSOC theater special operations command
TTP tactics, techniques, and procedures
UN United Nations
USA United States Army
USAF United States Air Force
USAID United States Agency for International Development
USC United States Code
USCG United States Coast Guard
USD(P) Under Secretary of Defense for Policy
USG United States Government
USMC United States Marine Corps
USN United States Navy
USSOCOM United States Special Operations Command
GL-5
PART II—TERMS AND DEFINITIONS
internal defense and development. The full range of measures taken by a nation to
promote its growth and to protect itself from subversion, lawlessness, insurgency,
terrorism, and other threats to its security. Also called IDAD. (DOD Dictionary.
Source: JP 3-22)
military assistance advisory group. A joint Service group, normally under the military
command of a commander of a unified command and representing the Secretary of
Defense, which primarily administers the United States military assistance planning
and programming in the host nation. (Approved for incorporation into the DOD
Dictionary.)
Military Assistance Program. None. (Approved for removal from the DOD Dictionary.)
security forces. Duly constituted military, paramilitary, police, and constabulary forces
of a state. (DOD Dictionary. Source: JP 3-22)
technical assistance. The providing of advice, assistance, and training pertaining to the
installation, operation, and maintenance of equipment. (DOD Dictionary. Source: JP 3-22)
GL-6 JP 3-22
JOINT DOCTRINE PUBLICATIONS HIERARCHY
JP 1
JOINT
DOCTRINE
All joint publications are organized into a comprehensive hierarchy as shown in the chart above. Joint
Publication (JP) 3-22 is in the Operations series of joint doctrine publications. The diagram below
illustrates an overview of the development process:
Initiation
ENHANCED
JOINT JOINT
WARFIGHTING DOCTRINE
CAPABILITY PUBLICATION
Approval Development