2003 MannerAdverbs
2003 MannerAdverbs
2003 MannerAdverbs
Abstract
The paper investigates the pragmatic effects of word order variation in German,
specifically concerning the ordering of adverb and nominal arguments. The behav-
iour of verbs of creation in combination with adverbs and indefinite object NPs
proves that the allegedly neutral word order NP Adverb Verb is not really presuppo-
sition free. I claim that indefinite object NPs to the left of manner adverbs receive a
special kind of partitive reading which presupposes that the referent of NP is al-
ready contextually present before the reported event takes place. This will offer an
explanation for the fact that in a sentence like Bob hat ein Flugzeug stabil kon-
struiert (‘Bob has a plane solidly constructed’) the object NP cannot receive an
existential (indefinite) reading while the sentence Bob hat ein Flugzeug kunstvoll
bemalt (‘Bob has a plane artistically painted’) seems to be able to refer to a previ-
ously unmentioned plane.
1. Introduction
Adverbs of both type can also be applied to verbs of creation and coming
into existence. However, it turns out that if these verbs are combined with
an indefinite object (as in (6)), then manner adverbs are restricted to the
position preceding the object NP and, dramatically, result-oriented adverbs
become unacceptable altogether, as shown by (10), (11).
Manner adverbs
(6) (daß) Hans geschickt eine Flöte schnitzte
(that) Hans skilfully a flute carved
Result-oriented adverbs
(9) (daß) Hans den Pullover locker strickte
(that) Hans the pullover loosely knitted
The basic question then is, why are sentences like (8), (10) and (11) bad
while (7), (9) and (1b), (5) are acceptable?
I will start by reviewing some basic properties of manner and result-
oriented adverbs (Section 2) and verbs of creation (Section 3). In Section 4,
a wider and more systematic overview of the data will be given. In Sections
5 and 6, I will develop an account for the data in question that is based on
the semantic and pragmatic properties of the sentences in question. It will be
based on the assumption that object NPs that precede adverbs are topical in
the sense of Jäger (1996b). While being topical is a natural state for a defi-
nite NP, Jäger showed that indefinite NPs in topical positions can only re-
ceive one of several non-straightforward interpretations that differ from the
ordinary, presupposition-free purely existential interpretation of indefinites.
I will demonstrate that topical indefinites will lead to almost context-neutral
readings except with verbs of creation and coming into existence, where the
temporal properties of topics and created objects are in conflict.
A brief summary and discussion of open questions will conclude the
paper.
2. Adverbs
I will use the term “manner adverbs” to cover the class of adverbial modifi-
ers that specify the manner in which a certain event was performed. This
manner may come about due to a certain mood of the agent (wütend ‘an-
grily’, schüchtern ‘shyly’, fröhlich ‘gaily’), due to his/her intentions (vorsi-
chtig/aufmerksam ‘cautiously’/‘attentively’, schlampig ‘sloppily’, freiwillig
‘willingly’, ‘voluntarily’, absichtlich ‘intentionally’), be a mere matter of
speed (schnell ‘quickly’, langsam ‘slowly’), be a mixture of these (hastig
‘hastily’, ruhig ‘calmly’) or an indication of his/her dispositions and quali-
ties (fachmännisch ‘expertly’, intelligent ‘intelligently’). I will hence not
distinguish between “subject-oriented” adverbs that are related to a property
of an individual and purely event-related adverbs.3
Syntactically speaking, in German, these adverbs can occur in any posi-
tion after the subject NP and before the minimal verbal domain. The possi-
ble distributions are illustrated in (12) to (17).
264 Regine Eckardt
(13) (daß) das Kind schüchtern dem Nikolaus eine Nuss überreichte
(that) the child shyly to-the St.Claus a nut handed-over
(14) (daß) das Kind dem Nikolaus schüchtern eine Nuss überreichte
(that) the child to-the St.Claus shyly a nut handed-over
(15) (daß) das Kind dem Nikolaus eine Nuss schüchtern überreichte
(that) the child to-the St.Claus a nut shyly handed-over
Some of the listed adverbs can precede the subject, but then they receive a
different interpretation. Temporal adverbs in this position are usually inter-
preted not with respect to the speed or time of the event but rather they
measure the time that elapsed between some previous reference time point
and the beginning of the event:
Let me now turn to adverbs that specify the result of a certain event. Sen-
tence (22) illustrates the case.
Sentence (22) has a reading that states that the result, rather than the process
of dressing, is elegant – i.e. blouse and trousers match, are of a certain fash-
ion etc. Intuitively, this kind of state of affairs differs from the manner read-
ing of (22). In the manner reading, Miriam will have to make elegant moves
in dressing no matter how shabby the attire will look afterwards. I will now
recapitulate arguments why this intuitive difference must be mirrored by
two distinct semantic variants of adverbs like elegantly.
266 Regine Eckardt
(26b) shows that the nominal decoration does not denote an object that
would lend itself to temporal modification. Temporal modification of an
abstract resultant state is possible as in (26) under the paraphrase (a), which
offers further reason to distinguish between resultant state and resultant
object.4 For a more detailed discussion of result-oriented adverbs, I refer the
reader to Geuder (2000) and the sources quoted therein. In the remainder of
the paper, we will draw on the following aspects of result-oriented adverbs:
I will also use the terms resultative adverbs or result modifiers instead of
“result-oriented adverbs”.
So far, the result modifications that we have seen were predicated of results
as performed on some given object (the woman dressed, the tree decorated,
etc.). Verbs of creation and coming into existence – which I will abbreviate
as verbsCC – denote events which result in the creation of a new object
rather than in the modification of a given one. The (real) object is usually
denoted by the (grammatical) direct object in verbs of creation, and by the
subject in verbs of coming into existence. In (27) to (33), I list some exam-
ples where the NP denoting the created object is given in boldface.
He points out that the relation between (34) and (35) is similar to the case of
intentionally opaque verbs like seek or owe. If the agent seeks a mushroom,
for example, she undertakes something to make the proposition “agent finds
mushroom” true. Examples (36)/(37) parallel (34)/(35).
(39) Andrea is the agent of a building event e such that during the time of
e, the proposition “there is a machine y at time t, and the occurrence
of e causes y to exist throughout time t” turns from false to true.
This analysis will imply the existence of a machine of the appropriate kind
after the event of creation has been completed, but without stating that any
kind of machine-entity is existent before or while the event takes place. In
particular, it is explicitly stated that no machine-created-in-e exists prior to
the event in question. While I have to refer the reader to the original paper
for the formal implementation of this idea, and the intricate arguments that
show why this semantic treatment is superior to one based on virtual ob-
jects, I will adopt this view in the subsequent discussion.
Of course, an analysis of verbsCC in terms of temporal opacity does not
exclude reference to plans in general. In (40a), the nouns one of the cakes
and the cakes will obviously refer to the plans (recipes) in the cookbook,
and a cake in (40b) can be understood in that way as well.
(40) a. After having consulted my cookbook for some time, I baked one of
the cakes.
b. After having consulted my cookbook, I decided to bake a cake
(rather than waffles or biscuits).
may be available in some cases, it is not, and need not be, in general. We
find examples like (41) where any reference to previously existing intended
objects or plans seems extremely unlikely.
The NP eine Unterschrift (‘a signature’) in (42) also will refer to the created
object, and not to a plan, under the most common reading of the sentence.
In this case, that is not so much due to the fact that there were no signature-
schemes: In fact there are. It is what is stored at your bank to make sure that
the checks signed by yourself can be distinguished from those faked by
others. Yet if we understood (42) such that the indefinite eine Unterschrift
referred to such plans, the sentence would suggest that Cecile could choose
amongst several such schemes when signing something. World knowledge
will tell us that this is not the case – there is only one signature plan that is
relevant for Cecile in all legal contexts.
4. Possible combinations
I will now review the result modification data for verbs of creation in detail.
Bearing in mind the survey of possible adverbial modifications in Section 2,
we will be better able to appreciate the crucial gap of impossible modifica-
tions.
We are concerned with (un)acceptable sentences that contain indefinite
NPs. It is well-known that indefinites have a wide range of possible inter-
pretations and that it is virtually always possible to understand any sentence
with some one of these possible readings. Usually, two to three readings for
indefinite NPs are distinguished in the literature. These are the following,
exemplified for the noun Hund ‘dog’:
272 Regine Eckardt
Generic and partitive readings are available in the same positions and con-
structions and, in the case that an indefinite does not allow all three readings
in some construction, we will always find either the existential reading, or
both the generic and the partitive reading. The distribution of readings as
well as possible driving forces for these interpretations have received wide
attention in the nineties, starting with the work of Kratzer (1989/1995) and
Diesing (1990, 1992), but also de Hoop (1992, 2000), Reinhart (2000), La-
dusaw (1994), Eckardt (1996) and Jäger (1996b). The present work will
mainly rely on the last source, offering further evidence in favour of the
more differentiated four-way distinction advocated by Jäger. We will come
back to this issue in Section 5. In the present section, we will still rely on
the simpler distinction between generic, partitive and existential interpreta-
tion of indefinite NPs.
Let us start with examples with unambiguous manner adverbs that mod-
ify a verb of creation with definite/indefinite object and that are positioned
to the right/left of the object NP. The full range of possible cases is given in
(43) to (46).
– somehow known – kite, excitedly.5 Sentence (46) means the same as (44)
and they differ only in the kind of contexts in which one would rather use
one or the other. Sentence (45) forces the indefinite NP to receive either a
generic interpretation or a partitive interpretation.
(45’) generic: Usually when Beate built a kite, she did it excitedly.
(45’’) partitive: One of the kites she built, Beate built excitedly.
Is there anything unusual about this pattern? If all verbs behaved like verbs
of creation then the answer would clearly be “no”. In that case, adverbials
would simply be classed as indicator of the “VP boundary” in the sense of
Diesing (1992). The most famous such indicator is the particle ja doch. The
examples in (49) illustrate the general pattern: Indefinites to the right of ja
doch are preferably understood existentially, indefinites to the left are parti-
tive or generic.
Adverbs, however, do not behave like ja doch. For instance, they do not
seem to mark a VP-boundary if they combine with verbs like flicken ‘mend’
or other verbs where an object is affected or destroyed. The following (b)
examples allow for an existential reading of the indefinite object although it
precedes the adverb.
Once again, the indefinite NP before the result modifying adverb must re-
ceive a partitive or generic interpretation (which yields rather odd asser-
tions). Some readers might find sentences like (52b) or (53b) acceptable in
an existential sense if ein Drachen or ein Hund refer to plans (e.g. in a do-it-
yourself book). Similarly, a discourse like (54) is acceptable if we under-
stand ein Rührkuchen to refer to the recipe in the book and not to the real
cake that resulted from Auguste’s baking (and we will see presently why the
cookbook with all its recipes is necessary for the sentence to work):
(54) Auguste bekam Besuch von Hans, der allergisch auf Milch war. Zu-
erst hat sie lange im Kochbuch geblättert.
‘Auguste expected the visit of Hans who was allergic to milk. First she read
the cookbook for a long time.’
Dann hat sie einen Rührkuchen milchfrei gebacken.
Then has she a sponge cake milkfree baked
Two things will turn out to be crucial for (54) to be acceptable: Firstly, the
plan for the sponge cake existed prior to the baking, and secondly, in the
given context the sponge cake plan is one in a set of already implicitly men-
tioned plans for cakes in the cookbook.
While reference to plans is easily available for things to be built, knitted,
kneaded, cooked or baked according to a given scheme, the respective NP
will almost certainly refer to the created object when we report the new
invention of the design or plan itself, like the design of a new costume or a
new car. Consequently, the following examples are clearly “#” according to
my intuition, and do not allow for a rescue in terms of reference to plans
like (54).
Some verbs of creation do not find suitable result modifying adverbs, espe-
cially intransitive verbs. Yet they show very similar effects with suitable
temporal adverbs. Examples (58) to (60) show the behaviour of the verbCC
eine Idee haben ‘to have an idea’ under the adverb plötzlich ‘suddenly’. The
(b) variants with the verb kaufen ‘buy’, which is not a verbCC, are there to
show that the peculiar effects are once more not the general behaviour of the
adverb plötzlich but are restricted to the combination of plötzlich with
verbsCC.
Sentence (59b) shows that the temporal adverbial plötzlich cannot be the
benchmark between existential and non-existential indefinites in general, as
the sentence can well report that Sabine bought a dog (suddenly) without
any other dogs being mentioned in the context (which would be the partitive
reading). The intransitive case is illustrated in (61).
Example (62) offers a reflexive case, this time with a suitable result-
oriented adverb. (We will ignore the marginal reading of (62c) “curiously, a
crystal built up”. This evaluative reading of “curiously” in English must be
translated to the German kurioserweise.)
Which leaves us with the puzzling question: Why does the combination of
adverbs and verbsCC differ from adverbial modification of other verbs?
5. Subtle topics
(63) Sue was stabbed. The criminal / *He had worn a black leather
jacket.
(64) Joe bought a new car. The horn / *It plays the beginning of
“Clementine”.
Yet we can use definites that do not even refer to such Understood Entities.
Notorious examples are the sun or the pope which can enter any discourse at
any point and refer to their referents much in the way of proper names.
Jäger calls these definites “referential” and claims that they, and only they
Definites that refer to Understood Entities, on the other hand, have topical
status8 and need only be unique among the set of Understood Entities, not in
the world: Sentence (63), for instance, does not rely on the fact that there is
but one criminal in the world. The use of Understood Entities allows Jäger
to propose and model the following distinction:9
In the appendix, I will briefly (and without further justification) outline how
these readings can be derived in a compositional framework. For now, I will
take this refined notion of the nature of topical indefinites as a starting point
for another look at possible readings (and intonations) of indefinite NPs co-
occurring with manner and result adverbs.
This contrasts sharply with the inverse word order in (69) which shows the
neutral stress pattern of this type of sentence. Superficially speaking, one
will realize that for (69) one accent is sufficient while (68a) requires three.
A very similar effect for English sentences with manner adverbs has been
described in Gussenhoven (1983) who provides an accent assignment mech-
anism for either case, yet without much discussion of any structural or
pragmatic reasons for this effect.
Jacobs (1992, 1993) describes accent-assignment in German as a mech-
anism that has to rely on a variety of conspiring factors rather than syntactic
structure alone – which many prominent prosodic theories take as their
starting point. In Jacobs’ terms, a constituent α can integrate into another
constituent β under certain circumstances. The constituents can be tied to-
gether by “integration”, in which case this “integrated” domain can receive
one single accent. Several factors support integration. For example, verbs
and objects can only integrate if the thematic relation of the object is appro-
priate (PATIENT-like rather than EXPERIENCER or STIMULUS). They can only
integrate if they are adjacent; and adverbs generally inhibit integration and
do not integrate themselves.
Sentences such as (68a) can be used as out-of-the-blue utterances and are
therefore commonly assumed to be neutral with respect to the preceding
context. I think that this assumption is wrong. Instead, I claim that object
noun phrases that stand to the left of manner and result adverbs are topical
in the sense of Jäger (1996b). Their status is driven not by the intonation as
such but by their syntactic position which will automatically impose certain
(yet unobtrusive) contextual restrictions on the sentences in question. How-
ever, the speaker still has the choice of marking part of the topical material
as new (in focus) by using one of several possible accent patterns. The ex-
amples in (70) show that we find exactly the three possible interpretations
of topical indefinite NPs that were listed in Section 5:
In sentence (70a), I list all possible accent patterns with unaccented object
NP. The object NP is always understood generically, i.e. referring to what
Alicia does to chickens in general. However, the overall focus structure of
(70a) still drives the generic statement in question (an effect that was de-
scribed in Rooth (1995)). The different variants in (70a) mean that “what
Alicia generally did to chickens was, to stroke them carefully” – “the way in
which Alicia generally strokes chickens was: carefully” and “what Alicia
generally did to chickens in a careful manner was: to stroke them”.12
In (70b) we find the partitive interpretation of the topical indefinite NP
that is triggered by the accent on the numeral. The sentence will require a
previously mentioned set of chickens in order to receive an interpretation.
Once more, we need a second – focus – accent later in the sentence. I give
the (most natural) case with focussed adverb. (70b) means: One of the
chickens that were stroked by Alicia was stroked carefully. (The readings
have already been described in Geilfuß (1992), Geilfuß-Wolfgang (1996)
and Eckardt (1999) but the eventual picture which I will propose will set
them in a different light.)
The sentence in (70c) has been held as the “neutral” topic-free variant of
sentence (68) so far. If I am right, however, and the indefinite ein Huhn is
generally topical, then ein Huhn should exhibit the in-group reading in (70c)
(= 68a). I will now argue for the following two points:
(a) The contextual restrictions that are set by the in-group reading of (70c)
are minimal. They require the hearer to accommodate an interest in the
question What did Alicia do in the situation that the speaker wants to
describe? This minimal interest will be supplied at least by politeness
and hence has never been diagnosed as a “presupposition” of the re-
spective sentences.
(b) The contextual restrictions still bear enough information to rule out
verbs of creation. Verbs of creation are hence the test case which shows
that the pattern is not really presupposition-free.
Addressing (a), let us have a closer look at the putative in-group reading of
(70c).
(71) Alicia ging in den Stall und hat alle Tiere begrüßt.
‘Alicia went to the stable and greeted all animals.’
Sie hat ein Huhn vorsichtig gestreichelt, ( ... sie hat eine Kuh
She has a chicken carefully stroked ( ... she has a cow
zärtlich gestupst, und sie hat ein Pferd liebevoll gefüttert.)
tenderly pushed and she has a horse lovingly fed )
Although I am convinced that these effects exist, one would clearly not
want to build an entire semantic analysis of (72) and (73) on them. On one
hand, one might object that even the contents of sentences like (72) are usu-
ally not understood to take place in the empty space, and once we start to
imagine a suitable environment for (72) it will fit (73) as well and vice
versa. On the other hand, even those who share my judgement about the
intuitively felt differences might conjecture that these differences are not
due to the formal interpretation of prosodic patterns but rather are a side
effect of a style of narration (say, one that is rhythmic, slow, contemplative,
allows for accents and breaks, and hence signals the speaker’s intention to
colourfully describe a scene), while the unpretentious (72) is used to convey
pure information rather than to narrate.
Matters change once we use sentences with verbs of creation. Let us turn
to example (74) with the – corresponding – accents, as in (74a). If our story
so far is right then (74a) should evoke the accommodations in (75). And
(76) elucidates why these accommodations will at once contradict the con-
tent conveyed by (74).
rather class a sentence as ungrammatical than turn from this very loose con-
textual restriction to a stronger one. The discourse in (77) offers a suitable
context for the last sentence which is, hence, acceptable.
The presupposed set P is the set of home-made pots, and the salient alterna-
tives are all well-formed answers to Which pot did Alicia make how? The
sentence is straightforward then, but the context is evidently more than zero.
Another possibility to turn IGA into a presupposition that coheres with
the content of the sentence is to interpret the NP as a plan-referring one.
Consider the discourse in (78).
As häkeln ‘to crochet’ is a verb of creation and the PP mit einer superdicken
Häkelnadel ‘with an extremely thick crocheting needle’ cannot be a noun
modifier (*Pullover mit einer superdicken Häkelnadel) we would expect the
sentence to be bad. However, here the NP ein Pullover can refer to the gar-
ment proposed in the journal. The instruction for the pullover clearly exists
prior to the event of crocheting, and the set P of instructions for garments of
which the pullover is an element is clearly an understood object in the given
context. And finally, due to the fact that such journals usually offer instruc-
tions for knitting, crocheting and perhaps sewing, we even find reasonable
alternative ways of construction that can serve as focus alternatives. This
matches with the fact that the sentence in (78) allows smoothly for a focus
on the whole verbal complex mit einer superdicken Häkelnadel häkeln. The
288 Regine Eckardt
(79) Paulina mußte in der Schule ein Schiffchen und eine Taschenlampe
konstruieren.
‘Paulina had to construct a ship and a torch at school.’
Sie hat die Taschenlampe sparsam konstruiert,
she has the torch economically constructed
und kriegte auch eine gute Note dafür.
and got also a good grade for it
We can also get an in-group reading if the definite NP is not anaphoric but
licensed as an understood object as in examples (63)/(64) in the previous
section.
The explanation sketched here can also help us to spot other cases where
topical indefinite NPs may be problematic. If we separate subjects of verbs
like entstehen from the verb by adverbial modification, they become topical
and the same effects arise as in (74).
Manner adverbs and information structure 289
Interestingly, we find parallel behaviour for verbs that were already equated
with verbs of creation by von Stechow (2001). Opaque verbs like suchen
‘seek’ and schulden ‘owe’ can refer to virtual objects which need not exist
anywhere near the events or states reported in the sentence. Adverbs once
more require the NP to their left to be topical and lead to IGA to allow for
an in-group reading of indefinites in out-of-the-blue contexts. Sentence (83)
can only be understood to refer to a given mushroom that is already present
somewhere on the scene. It implies the existence of a mushroom, while
sentence (84) does not.
Finally, note that in-group readings do not always literally require the
physical presence of the group at stake. Verbs like loben ‘praise’ allow for
objects that are remote or even dead. The wider restriction here seems to be
that they must exist independently of the event reported.
290 Regine Eckardt
Neither Goethe nor the referent of einen Dichter have to be part of a group
of physically present persons. In the case of verbs of saying and thinking, it
seems to suffice that these persons existed prior to the event (here: of prais-
ing). Nevertheless, this does not mean that no restrictions hold: Sentence
(86) is again bad because the poet heralded (‘prophesied’) cannot be imag-
ined out-of-the-blue as one of a number of somehow given artists. (87)
shows the admissible variant.
– Object NPs in the position to the left of a manner or result adverb are
topical in German. Subject NPs of verbs of coming into existence in the
position to the left of manner (and temporal) adverbs are topical in Ger-
man.
– Matching the results of Jäger (1996a, b), we found that topical indefinite
NPs can be interpreted generically, partitively or in the in-group reading.
– All three readings associate with focus later in the sentence.
– The in-group reading with verbs of affective action requires contexts
which are very often tantamount to saying “we assume a common inter-
est in what the subject did to some thing in his/her environment”. These
sentences have previously been mistaken as out-of-the-blue sentences
without pragmatic side effects.
– The in-group reading with temporally or modally opaque verbs does not
allow for such contexts. The sentences are acceptable in restricted con-
texts but have never been mistaken to be out-of-the-blue sentences.
These are also the main results of the present paper. In the final section, I
will relate these findings to other positions in the literature.
Manner adverbs and information structure 291
7. On word order
the transitive case. This hypothetical base order will be called AOV (adverb
object verb) order in the following.
Subsequently, NPobj can be moved to the left of Adv (if Adv is a manner
adverb) or even has to be moved there (if Adv is a result-oriented adverb).
If NP is moved, it becomes topical. Luckily though, even for indefinite NPs,
there are ways to deal with their topicality that allow for a sentence meaning
that will suit in virtually any context – i.e. no strongly visible pragmatic
restrictions will arise. Verbs of creation and coming into existence do not
support this unobtrusive kind of topicality and consequently offer a good
test case to demonstrate that NPobj to the left of Adv are indeed topical.
This position has, however, been seriously challenged in recent work of
Frey and Pittner (Frey and Pittner 1998; Frey 2000, this volume). They
claim that the German base position for manner adverbs is immediately to
the left of the verbal complex and after all nominal arguments. I will abbre-
viate it as OAV (object adverb verb) order:
I want to discuss this assumption in some more detail, mainly addressing the
article by Frey (this volume). Three tests for base positions are proposed by
Frey (2000):
Test (II) here will have to be taken with a grain of salt. Frey and Pittner later
allow for another reason for wide focus projection, namely so-called inte-
grated constructions (Jacobs 1992, 1993). Let me first review the data that
are offered in order to lend support to OAV in the light of tests (I) to (III).
Frey (this volume) presents (90) as evidence in favour of OAV, accord-
ing to test (I).
If wh-phrases have to occur in base position, he argues, then the base posi-
tion of the object NP (was) is to the left of the adverb (konzentriert). How-
ever, consider German examples like (91) which are as well formed as (90)
and would support AOV, according to test (I).
The result of these findings is (somewhat disappointingly) that either test (I)
cannot be trusted or that there are in fact two base positions for manner
adverbs.
I will not make use of test (III) because manner adverbs do not exhibit
clear scope effects. Frey proposes to use in jeder Weise ‘in every way’ but I
hold it to be unclear what “ways” or “manners” are in play here; after all,
the question in welcher Weise can be answered with manner adverbials,
subordinated sentences and with instrumental PPs or mental-attitude ad-
juncts (which both occupy a syntactic class different to manner adverbs,
according to Frey (this volume)).
Hence we remain with test (II). It has already been mentioned several times
in this paper that the word order in (88) allows for wide focus projection,
294 Regine Eckardt
and Frey and Pittner do not deny this. This is once more exemplified in
(93).
Frey and Pittner offer two counter-arguments. Firstly, they claim that sen-
tences like (93) exhibit “integration” of object NP and verb in the sense of
Jacobs (1993). If integration occurs, then a single focus accent is enough to
cover the whole integrated domain; and – as Frey and Pittner (1998) pro-
pose – the integrated material forms a verbal complex. A test for this is
whether or not the verb alone can be moved to sentence-initial position.
Indeed, sentences like those in (94) pass this second test for integration as
well as the focussing test.15
Yet both focus projection and (possibly) the verb’s resistance to front with-
out its object NP could also be explained by the AOV base position. Hence,
we will need evidence in favour of undisturbed focus projection with the
OAV word order. Frey offers (95) as a second argument in favour of OAV
base position:
The data in (96) seriously challenge the OAV word order proposed in (89).
Let me finally elaborate Frey’s integration hypothesis for (89) and (96c).
It emerges that it will face problems once we extend it to resultative adverbs
and verbs of creation. It was shown in Section 2 that resultative adverbs
have to stay close to the verb:
Let me summarize the pros and cons for the two word order hypotheses in
(88) (AOV: universally Adv – Obj – Verb) and (89) (OAV: Obj – Adv –
Verb). It emerges that neither one is cost-free: Where Frey has to diagnose
that integration is blocked, the AOV hypothesis forces us to claim that
resultatives force NPs to move. But while OAV will predict that NPs can
have base positions so unusual that existential indefinites cannot survive
there, AOV keeps the picture that indefinites are fine in all base positions
but sometimes may not stay there – below resultatives, in subject position of
individual-level predicates, in object position of attitude verbs like love or
hate. Moreover, if they are moved, they uniformly become topical.
I will leave it to the readers to decide whether topical base positions or
obligatory movement would make the better choice. I hope to have contrib-
uted to the debate by drawing attention to the syntactic behaviour of resulta-
tive adverbs, and to the topical nature of pre-adverbial NPs. The paper also
offers a moral to the investigating researcher in pragmatics: Not all sen-
Manner adverbs and information structure 297
tences that can answer the question What happened? necessarily are out-of-
the-blue. There are subtle topics.
The range of topical NPs that played a role in the paper is treated by two authors,
Büring (1996) and Jäger (1996a, b) which I will take as the referential poles in the
discussion, thereby ignoring a wealth of other literature for the sake of a brief expo-
sition, appropriate for an Appendix.
Sentences (102) to (105) set the range of data to be treated, accents are given.
The / symbol marks rise accents, \ indicates a fall.
The accents on Schweissfüsse turn out to be focus accents upon brief reflection, and
the subject NPs are topical in all cases (here both Jäger and Büring agree).
Büring’s account treats the rise accent / as topical accent and offers a semantic
interpretation [[ . ]]T that resembles focus semantics but moreover links the content
of the sentence (and its alternatives) to a salient topical question. Importantly, the
alternatives that play a role in [[ α ]]T are alternative meanings of the same logical
type as the denotation of α (this is as in focus semantics). I will call this “denota-
tional topic”. This will lead us to consider alternative predicates in (104), alterna-
tive quantifiers in (105) and alternative determiners in (103). These last alternatives
are appropriate only in limited cases and certainly not here, and hence Büring’s
account is tailored for (104) and (105) while missing (many) cases like (103).
Jäger assumes that the referential argument of a topical NP has to be a known
object p in the discourse context. The / accent within topic marks focussed material
within topic, i.e. information that is new about the known object p. The Swede p
must hence be known (as part of a set of known individuals) in all cases (102)–
(105), but is known as a Swede in (103), known as a Swede but newly asserted to be
blond in (104), and known as a person but newly asserted to be a Swede in (105). I
will call this notion of topic “referential topic”. – In contrast to Jäger, I will claim
that the accent / in (103) does not signal new information but simply serves the job
of signalling that the noun Schwede contributes old material (in the spirit of
Schwarzschild (1999)). Otherwise we would predict that the narrow focus-in-topic
in (104) implies that the cardinality information ein ‘one’ is known information –
which is not correct.17
Not much has been said with respect to (102) so far, and I will follow common
wisdom here in assuming that completely unfocussed indefinite NPs are completely
298 Regine Eckardt
topical, hence generic, and that generic sentences can generally associate with focus
(as Rooth (1995), among others, proposes).
I think that the distinction between denotational topics and referential topics lies
at the heart of a proper understanding of the full range of (103) to (105). Büring’s
account allows remarkably strong predictions about the kinds of contexts that sup-
port certain sentences (including the famous Scope Inversion Conspiracy (Büring
1997) but fails in (103) and possibly even (105).18 Jäger, on the other hand, does not
have much to say about the focus following the topic. While remarking that “topics
can associate with focus” in a vague way, he does not explain why they have to
associate with focus and neither how the overall construction relates to a discourse
topic (topical question).
A full account of referential topicality will hence have to exhibit at least the
following features (remember that Understood Entities are objects that are accessi-
ble to all anaphoric constructions apart from pronouns; see Section 5):
Referential topics associate with focus to create the “referential topical question”.
The referential topical question basically equals the non-focal non-topical material
in the sentence where we lambda-abstract over the focal argument and lambda-
abstract over discourse referents over the referential topical argument. Let me give
an impressionistic example:
The case contrasts with Büring’s denotational topical questions like the one in ex-
ample (107) below. Let me stress the fact that the pure intonation pattern will not
tell anything about the kind of topicality that is in play. It has to be derived from
other factors (like the availability of a referential argument and speaker’s interests).
The formula in (106) will evidently only be defined in a framework that allows for
lambda-abstraction over discourse referents; Muskens (1996) offers this possibility.
Intuitively, the topical question in (106) is concerned with individuals that we al-
ready know in context, while (107) asks for customers in general without referring
to any given group of customers. Note that (107) cannot be restricted to equal (106)
even if we allow for further silent predicates that restrict the variable y: Without
reference to discourse referents, we will not be able to ensure that y is instantiated
with those individuals we had been talking about already.
I will not offer a full elaboration of [[ . ]]refT here; this task would require a
paper in its own right. Let me finally give another example where the difference
between referential topicality and denotational referentiality is highlighted, and an
explanation of why created objects are bad referential topics if the focus concerns
the respective act of creation.
The first sentence will refer to the topical question For which quantifier q is it true
that he solved q problems? It might arise in a context where candidates have to
solve a certain minimum of problems in order to pass the exam but where all prob-
lems count as equal.
The second interpretation refers to the problems the candidate actually did
solve. The second, but not the first, interpretation allows us to pick up the solved
questions with a pronoun: ... and they were fairly tricky, too. The second, but not
the first, interpretation determines the meaning of die anderen ‘the others’ as in ...
die anderen hat er nicht einmal probiert ‘but the other ones, he did not even look
at’.
The first interpretation, but not the second one, allows the speaker to continue:
... aber vier/ Aufgaben hat er nicht gelöst, also kriegt er kein “sehr gut” ‘but he
didn’t solve four problems, hence he will not get an A’. In interpretation one, three
solved and four unsolved problems will not imply that there were seven problems
altogether. In interpretation two, the two sentences together will necessitate that the
candidate had seven problems to solve.
What will happen in a sentence like (110) (= sentence (79)) where referential
topic meets a focussed verb of creation?
refT requires that the referential argument p of “a torch” is part of a known group
individual P available in the discourse context. The referential topical question is
What happened to elements of P? In a normal narrative, the reference time R is
located at a point where P is a known object at the non-modal level of the narrative.
Hence P exists at the beginning of R. The verb of creation ‘construct economi-
cally’, however, asserts that p is constructed at reference time R (within or around
300 Regine Eckardt
depending on aspect, see Klein (1994) and Hinrichs (1985). Adopting the semantics
of verbs of creation in von Stechow (2001) will imply that p only exists after the
event time, i.e. not at the beginning of reference time R. This contradicts the com-
mon background information above, that P as a whole (and hence in all its parts)
did exist at the beginning of R. Which shows the hearer that she has accommodated
incoherent background information and hence failed to spell out the conversational
maxim of quality: “Assume that the speaker intends to tell the truth.”
Notes
1. I would have preferred “How to create things in a certain way” for a title, but
this one covers about any key noun that will be used in the article. The paper
was written as part of SFB 471 Wandel und Variation im Lexikon, and al-
though it does not specifically deal with variation, the contents were shaped by
the lively and inspiring environment at Konstanz. Specifically, I want to thank
Willi Geuder, Renate Musan and Arnim von Stechow for useful discussions.
2. I will use “manner adverb” and “result-oriented adverb” in this introduction
without offering a definition, relying on the reader’s intuitive understanding of
the terms. Section 2 will be devoted to clarifying this terminology. I will
mostly use German verb-final sentences in order to avoid further complica-
tions that arise by deriving V2.
3. Originally, Jackendoff (1975) used the term “subject-oriented adverbs” to refer
to those adverbs that always predicate over the grammatical subject of the sen-
tence (no matter what thematic role it maintains) in contrast to those adverbs
that invariably orient towards the agent of an event and cannot refer to any
other participant. Frey (this volume) discusses the case under the label “men-
tal-attitude adverb”. I will follow the terminology of Geuder (2000) at this
point.
4. This argument is not discussed in Geuder (2000).
5. Tastes of German linguists differ as to how bad they find definite NPs that are
“unduly far to the right”. Some scholars accept definites in virtually any posi-
tion while others tend to star sentences quickly. Ultimately, these tendencies
correlate with the ease with which less-than-out-of-the-blue contexts are ac-
cepted as “normal” by speakers. In the present section, I will follow a liberal
strategy to accept definites while the next section will review Jäger’s more re-
fined picture as to which NPs presuppose what kind of discourse universe.
6. Note that expressively can sometimes also be a manner adverb, e.g. in dancing
expressively. Eventually, the range of possible readings is determined by the
combination of verb + adverb and only few adverbs are “manner” or “result”
per se.
7. Let me warn the reader against taking the following boxes as Jäger’s full for-
mal framework which is actually more in the spirit of Groenendijk and Stok-
hof’s Dynamic Intensional Logic than Kamp and Reyle’s Discourse Represen-
Manner adverbs and information structure 301
tation Theory. For details, the original thesis (Jäger 1996b) should be con-
sulted.
8. Jäger’s work is concerned with the theme/rheme distinction, also sometimes
discussed as topic/focus, or as the distinction between thetic and categoric sen-
tences. This distinction is not immediately the same as the notion of focus that
was discussed in the literature on association with focus by Rooth, Krifka,
Büring, Jacobs etc. It is easy to see this by noting, for example, that even defi-
nite NPs that refer to Understood Entities (and should hence be “topical”) can
still be focussed in the latter sense, as in:
Joe bought a car which is entirely red. Even [the steering wheel]focus is red.
9. Let me make it clear that I do not intend to defend this classification as the
ultima ratio in the interpretation of noun phrases. Still, Jäger’s treatment – in
spite of possible shortcomings and simplifications – is one of the most elabo-
rate and differentiated accounts available.
10. Cf. Ladusaw (1994), Jäger (1992), Eckardt (1996).
11. Jäger calls both readings in (66) and (67) partitive readings. This would, how-
ever, be misleading for the purposes of the paper. Let me stress that specificity
is orthogonal to the issues that I discuss here. In particular, an indefinite can
have an in-group reading although the speaker is not acquainted with the refer-
ent, and an indefinite can receive a specific interpretation (“a certain”) without
necessarily being one of a known group.
12. In order to be complete with respect to the readings of at least the core exam-
ples in this paper, I have to add the following readings for (70a): The accented
material can be understood as a contrastive focus. If so, then the respective
sentence will contrast with a similar sentence that differs form (70a) in the fo-
cussed material. Importantly, the contrasted sentence will get the same reading
as the original sentence had, and the original sentence will have received its
reading according to one of the possibilities that are discussed in the set in
(70). Similar possibilities exist for (70b) and (70c).
13. This is not to say that contradictory sentences are always ungrammatical –
which they certainly are not. Yet the hearer allows for accommodation only in
order to rescue what would otherwise be an incoherent discourse, and s/he
does so because she assumes that the speaker will have something rational to
say. If the accommodation leads to contradictions with the literal content of the
sentence then it must be a wrong accommodation: It was made on the assump-
tion of a rational speaker and the result of the process contradicts this very as-
sumption.
14. ... or in-group. Diesing herself did not pay attention to in-group readings, but
this gap has been closed by Jäger (1996a, b) since.
15. The sentences are borderline cases between “need a very odd context” and “are
bad indeed”. I will for the sake of the argument behave as if they were really
bad.
16. This observation offers an attractive basis to integrate result adverbs in the
general programme of Ernst (this volume) according to which all adverbs find
their syntactic positions in dependence on their semantic properties – specifi-
302 Regine Eckardt
cally, the NPs they predicate over. If the result-oriented adverb predicates over
the referent of the object NP, then it will have to have scope lower than this
NP, hence to its right (in German, and, surprisingly, in English as well ...). I
will not be able to elaborate these ideas here.
17. As promised, I am very brief here. The reader might want to check this predic-
tion by going through the original proposal by Jäger and testing more cases
with higher cardinals, like five blonde/ Swedes had stinky feet. – Even if we
know that there are Swedes around, this sentence does not require contexts
where the hearer is certain that the number of Swedes exceeds five.
18. I think that (105) should be continued ... a Dane had a blister on his toe, and
another Swede had a corn on the foot. Yet, Büring would assume that (105)
exhausts the range of relevant true propositions that we can make with A
Swede had ... . Once more, the problem is that he cannot account for the fact
that the same NP ein Schwede can very well refer to different Swedes.
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