Carmel Place Case Study Report
Carmel Place Case Study Report
Carmel Place Case Study Report
Carmel
Acknowledgments
Place
Project Team
CONTENTS
1. Introduction to Case Study Methodology p.07
8. Conclusion p.75
9. References p.77
SECTION 1
INTRODUCTION TO
CASE STUDY METHODOLOGY
This report is one of a series of five case studies initiated and obstacles in the process of healthier building
by Healthy Materials Lab at Parsons School of Design construction. This enables a critical analysis of the current
to record systems of processes and decision-making processes of funding, design, and construction within the
that go into the building of new affordable housing affordable housing sector in each locality and highlights
developments across the United States. Healthy Materials the challenges, and compromises that take place when
Lab team of researchers examine developments that procuring and installing these building products.
incorporate healthier building products and developers Through these case studies, an examination of existing
that have a stated mission to transform and advocate benchmarks and certifications within the industry
for change in standard building practices within the becomes possible. The Living Building Challenge,
affordable housing industry. LEED, Enterprise Green Communities Criteria, Delos®
*
According to research by the Environmental Protection Well Build, and state policies that promote better
THE ROSE APARTMENTS Agency, residents and building occupants in the United building practices can be studied within the context of
Minneapolis, Minnesota States spend more than ninety percent of their time affordability to analyze their accessibility, feasibility, and
indoors, and are therefore very vulnerable to health replicability.
* *
hazards posed by the products used to construct their Other building market sectors have larger budgets, which
TRUMBULL CARMEL PLACE interior environments. This includes increased cases allow for the procurement of healthier products that are
of asthma and cancer, along with developmental
Warren, Ohio
*
Manhattan, New York and reproductive health issues. The health risks are
often associated with higher premiums. The affordable
FIRST COMMUNITY HOUSING housing sector, on the other hand, is subject to restricted
particularly high for children, pregnant women, and
San Jose, California people living in poverty.
budgets that often result in the installation of inexpensive
construction products that can contain toxic chemicals.
Toxic chemicals are used in building products for many Highlighting the innovative approaches that developer
reasons, including performance, maintenance, and low teams have utilized to achieve healthier affordable housing
cost. The regulation of chemical use in building products despite all these constraints, helps set a precedent for
is within the purview of the Toxic Substances Control others to do so as well.
Act, which has been mostly ineffective in chemical Additionally, this provides a list of existing affordable
oversight. As a result, many widely used interior building healthy building products that can be shared and
products may cause unintended chemical exposure for analyzed. This list is currently contributing to the making
*
building occupants. The challenge for all of us working
FOUNDATION COMMUNITIES in the affordable housing sector is to find healthier
of a library of better building products to be showcased in
many contexts, including the Donghia healthier Materials
Austin, Texas affordable building product alternatives. Library at Parsons School of Design, The New School.
Ultimately, these case studies and research have the Finally, this methodology can allow for other evaluation
potential to impact the housing sector as a whole by tools used by designers nationwide to be collected and
demonstrating the health benefits associated with using shared, easing the specification process and paving the
healthier products for residents, staff, and visitors, thus road to innovation through collaborative practices.
creating more demand for these products. These reports intend to share a range of resources that
The systems-thinking methodology used in our case will support the transformation of construction practices
studies interrogates quantitative and qualitative factors in the affordable housing sector in order to create
through a series of research methods such as stakeholder healthier housing for all people. Our case study research
interviews, videography, photography, analytical will be disseminated through various channels, including
mapping, diagramming, media coverage, stakeholder written reports, short films, and animations. The aim
analysis, and a review of current census and other is to target a wide audience by communicating difficult
such data sources. This gives us an understanding of and complex topics in a widely accessible manner.
Cover page: Elevation
of Carmel Place how, why, and when building product decisions are Healthy Materials Lab initiated the case study of Carmel
Development made establishing a current baseline of best practices Place at Parsons School of Design with contributions
p. 4: Photographic for healthier buildings within the affordable housing from Monadnock Development, nARCHITECTS,
montage of the industry. and Monadnock Construction in New York City
Construction and opening in November 2015. Supported by a grant from The
day of the development The regional distribution of these case studies across the
United States helps us recognize the key local influences JPB Foundation, this case study is part of the Healthy
Left: Regional Distribution
of the Case Studies Affordable Materials Project.
9
SECTION 2
1926 ACT (Limited Dividend John P. Mitchell 2 1926 Paul Laurence Dunbar Apartments
Housing
1916 NYCCompanies Act
Zoning Code: 1914 - 1917 Harlem - Private Philanthropy John D.
511 27
Protecting yrs of
Provided 20Light and Exemptions
TaxAir Rights Rockefeller
Jimmy Walker 6
and Permitted Eminent Domain. 1926 - 1932
2
Private
1919 Developers
National Rent Control Limit
Agree toLaw 3 1930 Amalgamated Dwelling housing
Profits to Max 6%
(1920 Adopted by Annually)
NYC) Coop, following 1926 ACT
807
1932-1947 RCF John F. Hyland
John D. O’Brian 4 1934 Knickerbocker Village. 1st Apartment
(Reconstruction Finance Corp) 1918 - 1925
1933 Development in US to Receive Federal
1,590
1934 NYCHA Established Funding (RFC)
(New York City Housing Autority) 5 1935 First Houses Dedicated
US Housing
1937 ACT
1926 (LimitedAct
Dividend
(Refurbishment
2 1926 vs New
Paul Laurence Construction)
Dunbar Apartments
122 13 18
1937 Harlem
6 Harlem - Private Houses
RiverPhilanthropy John D.
511
Housing Aided Housing
(FederallyCompanies Act Program) 27
1939 NYState Public Housing Law Fiorello H. Laguardia NYCHA - Low Rise
Rockefeller
577
Provided 20 yrs of Tax Exemptions Jimmy 6
(Allowing
and Building
Permitted of Subsidized
Eminent Domain. 1934 -Walker
1945 2
1926 - 1932
Housing)
Private Developers Agree to Limit 3 1930 Amalgamated Dwelling housing
Profits to Max 6% Annually) 7 Coop, following
1942-1947 Styvesant ACT
1926 Town
807
1932-1947 RCF John D. O’Brian 4 Private Rental - Metlife
1934 Knickerbocker Village. 1st Apartment
8,755
(Reconstruction Finance Corp) 1933 Development in US to Receive Federal
1,590
1934 NYCHA Established Funding (RFC)
(New York City Housing Autority) 85 1935 Houses Dedicated
William O’Dwyer 1948 First
Johnson Houses 122
(Refurbishment
NYCHA vs New Construction) 1,310 18
1937 US Housing Act 1946 - 1950 13 15 8
1949 US Housing Act 6 1937 Houses
(Federally Aided Housing Program) 9 1949 Harlem
Amsterdam
RiverHouses
1939 NYState Public Housing Law Fiorello H. Laguardia NYCHA
NYCHA - Low Rise
577
1,048
(Allowing Building of Subsidized 1934 - 1945
Vincent R. Impellitteri 10 1949 Jacob Riis 12
Housing) 1950 - 1953 NYCHA
1,768
7 1942-1947 Styvesant Town
1955 West Side Urban Renewal
Private Rental - Metlife
8,755
“Alternative to Slum Clearance” Robert F. Wagner
1954 - 1965
William O’Dwyer
8 1948 Johnson Houses
1946 - 1950 NYCHA
1,310 15 8
1949 US Housing Act 9 1949 Amsterdam Houses
1961 Zoning Resolution NYCHA
1,048
Vincent R. Impellitteri 11 1949
10 1962 Jacob
Penn Station
Riis South 12
1950 - 1953 NYCHA
Limited Equity Coop
1,768
2,820
12 1964 Gaylord White houses
1955 West Side Urban Renewal
NYCHA - Exclusively for Elderly
248
“Alternative to Slum Clearance” Robert F. Wagner
1954 - 1965
1971 HDC Established John Lindsay
13 1968 Riverside Houses
NYC Housing Development Corp 1966 - 1973
Mitchell-Lama
628 9
17
1971 421a Tax Exemption 1
Program
1961 Established
Zoning Resolution
1973 UHAB Established 21
14 1962 Penn
11 1974 West Village South
Station Houses
1974 Housing + Community Limited Equity Coop
2,820
420
Development Act Mitchell-Lama - Private + Non-Profit
Abraham Beame 12 1964 Gaylord White houses
Section 8 of Act-Massive 1974 - 1977 248
15 NYCHA - Exclusively for Elderly
Leased-Housing Program 1974 Schomburg Plaza
Mitchell-Lama
600
1971 HDC Established 16
13 1968
1975 Riverside Plaza
Confucius Houses
John Lindsay 762
NYC Housing Development Corp Mitchell-Lama
Mitchell-Lama
628 20 17
1981 Housing + Community 1966 - 1973 9
1971 Exemption 17 1976 Eastwood Roosevelt Island 1
Development
421a TaxAct (Established Mitchell-Lama
1,003
Program
New RentEstablished
Levels for Public Ed Koch
1973 UHAB
housing Established
NYCHA 30% of income) 1978 - 1989
14 1974 West Village Houses 21
1974 Housing + Community 420
1986 Internal Revenue
Development Act Code Private + Non-Profit
Abraham Beame 18 Mitchell-Lama
1987 Abyssinian- Development Corp.
Amended
Section 8 of Permit Low Income
toAct-Massive 1974 - 1977 (CDC) Established
Housing Tax Credits
Leased-Housing (LIHTC)
Program 15 1974 Schomburg Plaza 22
28
1989 Equality Houses - Asian Americans
19 Mitchell-Lama 600 11 24
1987 NYC Inclusionary Zoning for Equality (CDC)
59
ordinance (R10-IHP) David Dinkins 16 1975 Confucius Plaza
1990 - 1993
1990 York Avenue Estate Landmarked
1 Mitchell-Lama 762 20
1981 Housing + Community 17 1991 Eastwood
20 1976 The TimesRoosevelt
Square Island 7
Development Act (Established Mitchell-Lama
1,003
Ed Koch Breaking Ground 652
New Rent Levels for Public
housing NYCHA 30% of income) 1978 - 1989
21 1996 The Dorothy Ross Friedman 178
Residence - Breaking Ground
Rudy Giuliani 14 10
1986 Internal Revenue Code 18 1987 Abyssinian Development Corp.
1998 President Clinton Signs 1994 - 2001
Amended to Permit Low Income 1999 The
22 (CDC) Prince George
Established
QHWRA Act
Housing Tax (Quality Housing +
Credits (LIHTC) 416 22
Breaking Ground 28 5
Work Responsbility) 19 1989 Equality Houses - Asian Americans 11 24 26
1987 NYC Inclusionary Zoning for Equality (CDC)
59 23
ordinance (R10-IHP)
2002 New Housing Marketplace David Dinkins
23
1 1990 Stanton
2003 York Street
Avenue Development
Estate Landmarked 25 19
Initiative Create or Preserve 1990 - 1993 13 3
NYCHA
68,000 units of Affordable Housing 20 1991 The Times Square 7
Low Income
Breaking with Special Needs
Ground 652
24 2004 The Christopher
Michael R. Bloomberg
21 1996 The Dorothy
Breaking Ground Ross Friedman
207 16
Rudy - 2013
2002 Giuliani
Residence - Breaking Ground
178
14 10
1998 President Clinton Signs 1994 - 2001 25 2009 The Andrews
22 1999 The Prince George 146 4
QHWRA Act (Quality Housing + Breaking Ground
Breaking Ground 416
Work Responsbility) 5
26 2010 The Lee 26
Breaking Ground
262 23
2013 New
2002 NYC - My
AdaptHousing Micro NY
Marketplace 23 2014 Stanton
27 2003 SugarhillStreet Development
Housing 25 19
Carmel Place
Initiative - Zoning
Create Override
or Preserve 13 3
NYCHA
Broadway Housing Community
124
2015 MIZ
68,000 Mandatory
units Inclusionary
of Affordable Housing Low Income with Special Needs
Zoning Passed by the City Council
24 2004 The Christopher
Michael
BillR. Blsio
deBloomberg 2016 Carmel
28 Breaking Place
Ground
207 16
2014
2002 -
- 2013 Monadnock Development + LESPMHA
22 MANHATTAN, NYC
25 2009 The Andrews
146 4
Breaking Ground
26 2010 The Lee
2013 Adapt NYC - My Micro NY 2014 Manhattan Population Breaking Ground
262
Carmel Place - Zoning Override 27 2014 Sugarhill Housing 26,305
124 Total Housing Units
2015 MIZ Mandatory Inclusionary Broadway Housing Community
Zoning Passed by the City Council 8.4911 million
Bill de Blsio 28 2016 Carmel Place
2014 - Monadnock Development + LESPMHA
22 MANHATTAN, NYC
Total
available apartments.” In the space of only four years, Kips Bay, New York NY
demand had become much more fierce and continues
US Census Data 2010
to do so, which speaks to the critical state of affordable
housing availability in New York City. As of May Total
Total households
households
households
45,384
38,444
2016, HPD confirmed that there were 2,626 affordable
apartments available with 2.54 M applications.
50,021
45,384
38,444
45,384
38,444
1.57
Left: Family Profile in Manhattan
$98,446 Average
$98,446
1.57 1.57
$ household
household $
and Household Data household
close to their work.” income
income
$152,855
income
SECTION 3
the land needed to be City-owned in order to engage units, from studios to three-bedroom, available at varying
with the legal framework of zoning resolutions to allow degrees of affordability within the City, of those 257 were
development of micro-units. It was also essential that available in Manhattan. One of those developments with
it be a site where residents would have access to public 55 units, owned by the non-profit Phipps Housing, is two
transport. The City looked at properties in Brooklyn, blocks, directly south of Carmel Place but with studios
but any site in New York City above and beyond 96th starting at $1,715/month—in contrast to Carmel Place’s
street in Manhattan requires the provision of car parking, $950, excluding those dedicated to the formerly homeless
this obligation reduces the number of units, specifically veterans— it qualifies more as middle income (affordable)
affordable units, that can be built on a given site. housing.
The site brought its own set of challenges, particularly
in the context of modular construction as the lot size is
45’ x 105’ a total of 4725 sqft with the building footprint
absorbing 3843 sqft of that area. This space allowed little LEGEND
storage for materials and none for the modules, which
were delivered by truck, overnight with only the number Bars and Clubs
of modules that could be erected the following work day.
Carmel Place is a mixed-income rental building with Bus Stops
forty percent affordable to a range of incomes, from
low-income to middle-income households, each unit Banks
having a maximum of two tenants. The terms of the $
affordability agreement for the Mayor’s office is that
Restaurants
all of the eleven affordable units would be entered into
Rent Regulation and registered with New York State
Homes and Community Renewal (HCR) as per a ATM ATMs
thirty-year regulatory agreement. In order to make the
affordable units permanently affordable, the developer Fast Food Joints
is contractually obliged to see an extended Article
XI tax exemption, or equivalent, for when the initial Retail Stores
421-a exemption expires in twenty years. Article XI
will provide an additional forty years of tax-exempt
Cycle Access/ Parking
status to the affordable units. Eight of the units receive
project-based vouchers, utilized under the Veterans
Affairs Supported Housing (VASH) program. Renting Library
the affordable housing units through NYC Housing
Connect, the source to find and apply for affordable Universities/ Schools1
units in the five boroughs. It is the one-stop-shop of
affordable apartments as it features all units in the City
Hospitals
regardless of being in all-affordable developments or H
mixed buildings. In all of the developments a percentage
of units are set aside for different applicants, residents of
the community board that the development resides in
(50%), those with disabilities (5% mobility and 2% vision
or hearing) and municipal employees (5%) the City also
included a 25 percent preference for NYCHA residents,
including but not limited to the 50 percent preference
for Manhattan Community Board 6. Marketing of the
apartments and the application process for the lottery
typically begins when construction is approximately 70 Right: Services Adjacent to
percent complete. As of mid-June 2016, there were 1060 Carmel Place
18 19
Green Roof
1331 SF
Community Room
Section 304 SF
Terrace
757 SF
Entrance Lobby
T
Retail
Lobby/Residential
Street 848 SF
R
Retail
525 SF Fitness Center
1741 SF
East Patio
675 SF Bike Storage
Left: First Floor Plan and 354 SF
Section Carmel Place Laundry
143 SF Tenant Storage
Right: Community Space in 278 SF
Carmel Place
Den/Study
First Floor Plan 0 20 FT. 324 SF
6M
22 23
Type
TYPE E (4EUNITS)
(4 Units) Type F (2 Units)
TYPE F (2 UNITS)
273 SF
Type G (1
TYPE G (1 UNIT)
300 SF
Units)
323 SF (VARIES)
323 Sqft 273 Sqft 300 Sqft Left: Different Unit
Typologies-Plans
Right: Images of Type A
Housing Unit
24 25
Location
335 E
Zoning Typology
110
55 22 4
Number of Users Number of units Occupant type: Building
Affordable Units
max Towers
10
14 Lottery
8 Formerly Homeless
Veterrans
33
Site Area Building Footprint
6-02 (80%)
Lot Coverage Tallest Modular
Building
in Manhattan
28 1 2
The green roof and a
reasonably spacious
terrace provide
28,239 sq ft
Total Floor Area Bicycle Parking Spaces
st NYC Council
a open social
structure within this
• Not relying on typical materials for affordable housing but focusing on aesthetics and durability (within the job’s
budget) which in turn resulted in healthier choices
• City led pilot program to explore a viable option for a new typology of housing that could be replicated to
Innovation
maximize the affordable units in the city.
• Reduced apartment size but added a variety of communal spaces to support living in a small space
• Focus on health regarding light and air by installing high ceilings with large operable windows
• The design of the development not limited by working with modular units, the architects approached the design of
this building as they would any other not just stacking the module one on top of the other.
• The volume of units is only 10 percent less than a standard 400 sqft. Apartment with 8’ ceiling
• Choice of modular units allows for higher quality control of the units at the fabrication site and a safer work
environment.
• If the lot was larger, the prefabricated units could have been stored on site to maximize the efficiency of
construction.
Strong •
•
A strong collaborative relationship between all of the stakeholders because of the nature of modular construction
from the on-site of the project
Close working relationship between the City (NYC HPD) and housing advocacy group CHPC using their
Relationships resources and expertize to think about the future of housing and in turn, share that with the City
• Relationships between different groups involved in the creation of housing in NYC as illustrated in the board of
+Partnerships CHPC with its 90 members from all areas of housing development and construction including two members from
Monadnock Development and one from resource furniture.
• Zoning regulations last updated 55 years ago in 1961, don’t adequately reflect the current needs of the city, its
Zoning and
households and living conditions.
• New York City as a pioneer in housing policy with the first tenement laws, comprehensive zoning ordinance and
Leadership public housing project is a leader in the nation regarding policy, with other major cities referring to practices here to
guide their development.
in Policy •
•
Other high-cost, high-density cities are also assessing the concept of micro-unit apartments to provide smaller and
less expensive housing options.
Zoning overrides made it possible to build 55 units instead of 38 with current ordinances which is critical to the
creation of affordable units.
Financing •
•
AMI does not accurately reflect the demographics of each city neighborhood or borough; this metric is currently
excluding the extremely low-income, low-income and working poor of many districts in NYC.
The expiry of tax-exemption 421-a has caused a slowdown in requests for permits and the development of
affordable housing.
• Government and Community leaders were working together to advocate for the maximum number of affordable
units in the development.
Broader • Council Member Mendez championing of formerly homeless veterans to be allocated 8 of the 22 affordable
Understanding of apartments and be within walking distance of the VA hospital.
Community • Living on your own doesn’t mean being alone multiple communal spaces designed throughout the building
providing opportunities for residents and guests to socialize
Broader • City to identify existing opportunities adjacent to sites which can be maximized for the health benefits of the
residents as with Bellvue Park South a dedicated neighborhood gathering point with playground, exercise stations,
understanding of volleyball and basketball courts
Health
• The architect’s mindset of designing spaces to allow small households to live together more efficiently and healthily
rather than focus on square footage.
• Modular units with their double-walls, ceilings, and floors have enhanced the acoustical performance of traditional
units which translates to health benefits particularly in a dense urban neighborhood.
28 29
SECTION 4
INCOME-TARGETED HOUSING
IN NEW YORK CITY
A critical part of this case study and the greatest challenge City where rents have increased by as much as 75 percent half the families earn more the other half earn less. The acute inability to make ends meet - lacking finances for
of this debate is to understand what affordability means. since 2002—a rise of 31 points greater than the rest of AMI for NYC in 2015 was $60,500 for an individual, food, housing, medical care or utilities (Wimer 2014)
While it is important to have an understanding of the the country—this measure, which has been in place for which is calculated by the US Department of Housing on the other hand affected 48 percent of all adult New
expression “affordable housing,” it is essential to be aware the past 35 years, inadequately reflects the needs of the and Urban Development (HUD) and adjusted for Yorkers in 2012 and 2013. In that period, 37 percent of
of its meaning within the different contexts of cities, City’s current residents. Affordable housing in New York family size so that family incomes can be expressed as a New Yorkers suffered severe material hardships, defined
neighborhoods and income levels. The common question City relies on government involvement to plug the gaps percentage of AMI. These percentages are then divided as a combination of lack of basic resources, having to stay
is “affordable for whom?” when discussions arise around of the financial proforma so that low-income groups into income categories in a shelter, having utilities shut off or, inability to pay a
affordability. Sarah Watson, deputy director of CHPC, can be reached. Government intervention, through tax doctor.
The most perplexing thing about this flawed metric is
prefers to use the term “income targeted, subsidized breaks and funding, requires a provision for long-term
not just that all five boroughs register the same AMI
housing,” which is a more helpful way of indicating affordability, up to 30 years, which currently can be
(when the reality is starkly different) but also Westchester,
different levels of affordability, it could also be simply renegotiated or allowed lapse on expiry.
Rockland, and Putnam counties, some of the wealthiest
put as “below market rate.” The rule of thumb in the
Most New Yorkers live in multi-family rental housing counties in NY State are included in this calculation,
U.S., used as an indicator of assessing affordability, is a
rather than owning homes. According to the 2014 skewing the figures even further.
family spending no more than 30 percent of their income
Housing and Vacancy Survey (HVS), rental units
on living costs (rent and utilities). With varying income One of the federal interventions to create housing
comprise 64.2 percent of New York City’s available
levels (extremely low income, very low income, moderate
housing stock, 76 percent more than the proportion of
income, middle income, and high income) 30 percent of
rental units in the nation as a whole. New York City in Extremely low income = <30% of AMI NYC 2015 AMI
each of these can be vastly different. In a country where $86,300
2014 had a total of 3,400,093 housing units, the largest
wages have remained stagnant since the 1990s and in a
housing stock since the first HVS was conducted in 1965. Very low income = 31% - 50% of AMI
New York City’s housing is not only dominated by the
size of its rental housing stock but unlike most cities, the
Low income = 51% - 80% of AMI $77,700
2019
bulk of rental units are rent regulated. Of the 2,184,297 Moderate Income = 81% - 120% of AMI
occupied and vacant rental units reported in the most $69,100
recent HVS, 38.9 percent were unregulated, or “free
$15/hr market.” The remaining units were rent regulated. The
HVS also found a citywide vacancy rate of 3.45 percent $60,500
NYC Minimum Wage targeted to residents who are in the low-income (60
in 2014, below the 5 percent threshold required for rent percent AMI) or below is to offer Low Income Housing
regulation to continue under State law. Tax Credits (LIHTC), to avail of these, developers
$1,850/month Income-targeted housing is an incredibly important piece building affordable housing must cater to these
Average 1 Bedroom of the fabric of New York City, with one of the most categories. Carmel Place does not qualify in this regard;
Apartment Rent in NYC expensive housing markets in the country, it is under their affordable category starts at 80 percent of AMI
tremendous pressure, derived from an increasing demand which sits on the cusp of “Moderate income,” while
102 hrs/week for housing combined with rising land prices and the
high cost of construction. The minimum wage in New
accommodating middle-income earners these affordable
apartments remain out of reach of the three different
60% of AMI
Low Income housing
Work Hours needed to afford Tax credit Maximum
York City in 2015 was $8.75/hr. Working at minimum categories of low-income households and the working 50% of AMI
1 Bedroom in NYC Very Low Income
30 % of income goes to housing wage one would have to work 98 hours a week to afford poor of New York City.
an average one bedroom apartment with an approximate In 2014 1.7 million New Yorkers were living at or below
rent of $1,100/month. Currently, a 400 sqft apartment the poverty line of $21,000 per annum for a family of
Income Targeted Housing is Necessary in Kips Bay rents from $2,500/month. While all aspects 30% of AMI
three. This statistic is based on the Official Poverty Extremely Low Income
of housing are challenging in these conditions, catering Measure (OPM) which, defined in the 1960s, looks at the
to the working poor is particularly taxing when the minimum income required to cover food and daily needs.
The Market Excludes infrastructure of public housing itself is overburdened
Low income residents Because of The Supplemental Poverty Measure (SPM) has since been
from huge deficits, reduced financing and fewer tax introduced (2011) by the federal government to serve
> Increasing Demand for Housing exemptions for the construction of new developments. additionally as an indicator of economic circumstances.
> Rising Land Prices It not only focuses on income but also accounts for the
Across the Affordable sector, rents are determined by the
> High Cost of Construction
Area Median Income (AMI), also known as the Median necessities of food, shelter, clothing, and utilities and Household Size 1 2 3 4
Family Income (MFI). The AMI in a specified area, is adjusted for the geographic differences in the cost of
determined by respective states, is the income earned by housing. By SPM standards, 23 percent of New Yorkers Area Median Income (AMI) NYC 2015
the family right in the middle of the income group, i.e. face income poverty. Material hardship, “the chronic or
30 31
$48,631
Manhattan
$69,659
$101,079
Murray Hill / Kips Bay
Median Incomes of NYC is Faced with record homelessness rates, the highest since million New Yorkers out of poverty. Of the $150 million
not representative of the the Depression, there is increased pressure on Affordable which they grant each year, half is dedicated to children,
neighborhood specific AMIs housing stock. In February of 2016, there were 57,000 towards education and youth programming, and the
people recorded living in shelters, 2,000 of whom have remainder to filling basic family needs, such as housing,
sufficient income to pay for low-income rent but are food, and jobs. In the past two years, the foundation has
unable to find apartments, an additional 3,000 people involved themselves in a more capital approach towards
choose to live full time on the streets. Current proposed affordable housing with the objective of stimulating
20%
pay more than
federal budget cuts to permanent housing programs
could lead to the loss of 500 shelter beds from what was
the development or preservation of affordable housing.
Affordable housing defined by the Robin Hood
50% of their available up to May 2016. In a City that is required to foundation means that a family that is making minimum
44% 36%
income
provide shelter for the homeless as a result of a landmark wage “will get by and have a decent home to live in (Bea
decision in the 1979 lawsuit, Callahan v. Carey, this is a de la Torre, 2016).”
staggering loss (Coalition for the Homeless). While New
56% of New yorkers are rent York City provides over $1 billion annually for homeless
pay more
than 30% of
burdened 20% of which are services, the federal government continues to cut funding Bea De La Torre spoke in conversation with the Healthy
their income spending more than 50% of with “12 transitional housing facilities in New York Materials Lab about Robin Hood ’s current project, New
their income on rent. City losing all of their HUD funding (Nahmias, 2016).” Stories. They are looking at opportunities with City-
Despite the struggle to accommodate this steadily owned single-story buildings with high capital needs that
growing community the federal government, based on an can take additional density, specifically public libraries.
initiative started by President Obama has made significant The public library system has 207 branches, many in
inroads in finding long-term housing solutions for one low-income neighborhoods. Robinhood plans to work
group - homeless veterans. “The Department of Housing together with the New York Public library system and the
1 in 147
and Urban Development (HUD) has reported that the City, matching City funds, up to five million dollars, to
number of veterans staying in shelters or on the streets renovate each location, and with the additional funding,
has dropped by nearly 80% since 2009... In New York leverage an opportunity to build affordable housing
More than 58,000 people are in City almost 3,000 rental assistance vouchers have been on top of each library. This is an innovative method of
homeless shelters in New York distributed in the past six years to the recorded 3,689 making land available for affordable housing which can
and at least 3,100 more sleep homeless veterans in the city in 2009 (Stewart, 2016).” be replicated in the same format with schools, hospitals,
on the streets and subways In addition, Mayor Bill de Blasio unveiled a plan in police stations, Human Resource Administration centers,
November of 2015 to invest $2.6 billion over 15 years to utilizing air rights and the vertical nature of the city.
create 15,000 new units of supportive housing aimed at
The administration
...with 52,936
affordable
various homeless populations.
secured 23,284
affordable apartments
homes financed
so far, enough One of New York City’s leading organizations dedicated While there are many types of affordable housing
and homes during for 130,000 New available in New York City, the current stock does not
R
Yorkers.
MA
evictions have which was formed 27 years ago with the goal of lifting 1 reflect the growing needs of extremely low and low-
...for those
earning less
declined 24 percent
in two years
income residents. Affordable housing for such groups is
than $24,000 becoming an increasingly scarce commodity. In New York
“The aid, care and
per year – Nearly 4,000
surged with affordable homes City there are a wide range of housing programs from
for low-income
3,500 new different eras, as outlined in the following diagram, which
support of the needy
seniors are also
apartments. underway.
Mayor De Blasio’s 10 year plan make it a complex entity. It is the scale and the variety of
the different affordable housing programs in New York
authorized construction
are public concerns and which separates it from the rest of the country.
50,000
of more than 52,600 shall be provided by the
residential units
in 2015 Skyrocketed # of construction
state and by such of its
10,000
permits because of 421-a tax
exemption program expiration
subdivisions...”
in 2016 Article XVII New York State Constitution
2010 2015
SOURCE: 2015
32 33
2. MITCHELL LAMA
Low income tenants in public housing pay 30 percent of their There is no income eligibility and the legal rent is not based on the
household income towards rent, up to the maximum rent levels a) Portbale vouchers: Funding for the program has run out and the income of the tenant. Rent regulation laws govern the rent-increases
for the apartment size. The wait time for non priority category waiting list for vouchers is currently closed, with exceptions in a of certain privately-owned apartments. Landlords can apply to
1. NYCHA
households is on average 9 years. limited number of developments. Section 8 currently supports deregulate an apartment that legally rents for $2,500 or above, and
400,000 people. where the combined household income exceeds $200,000 for two
NYCHA owns the land that the developments are built on, but b) Project-based Section 8: This program is a subsidized housing consecutive years. Landlords can only raise rents in rent-stabilized
it is highly regulated by the federal government, HUD. program for particular developments. There are approximately apartments at levels set by local rent boards and tenants cannot be
90,000 project-based Section 8 apartments in New York City. When evicted or denied the right to renew their lease, with limited
government contracts to participate in the project-based Section 8 exceptions.
program expire, landlords may be able to 'opt out' of the program
and raise rents to market levels. Rents in rent stabilized units are often still below those that are created
through expensive subsidized so-called 'affordable' housing programs.
When a tenant moves out of a Section 8 apartment the landlord has The powerful landlord lobby has gotten politicians to significantly
BUILDINGS
the option to rent at market rate. weaken rent regulation in the past 15 years, most significantly by
If the low income renter is unable to find another Section 8 allowing landlords to entirely destabilize apartments when tenants
The New York City Housing Authority (NYCHA) owns and The Section 8 program allows tenants to rent apartments in Rent stabilization is a set of laws that regulate rents and leases in
operates 177,666 public housing apartments in New York City, privately-owned buildings and pay 30 percent of their income certain privately owned apartment buildings in New York City and
53, 113 of which are located in Manhattan, housing 175,747 towards rent. Section 8 pays the difference between the tenant's some suburban counties. It was enacted in 1969 to combat a sharp rise
families in total. it guarantees permanent affordability for the portion and the full rent for the apartment. The program’s goal has in rents, and generally governs buildings of six or more units that were
3 - MITCHELL-LAMA
tenants who do not exceed the established income limits, which been to provide choice of where to live, creating economically built before 1974. There are approximately one million rent-stabilized
vary depending on family size. diverse neighborhoods as opposed to ones with concentrated apartments in New York City.
BUIDLINGS
poverty, which is how public housing is often seen.
Low income tenants in public housing pay 30 percent of their There is no income eligibility and the legal rent is not based on the
household income towards rent, up to the maximum rent levels a) Portbale vouchers: Funding for the program has run out and the income of the tenant. Rent regulation laws govern the rent-increases
for the apartment size. The wait time for non priority category waiting list for vouchers
Mitchell-Lama is currently closed,
was a middle-income housingwith exceptions
development inover
with a a of certain privately-owned apartments. Landlords can apply to
households is on average 9 years. limited number
105,000 of developments.
apartments. A program of Section 8 currently
The Limited Profit supports
Housings deregulate an apartment that legally rents for $2,500 or above, and
5 - NEW
Citizen Rent and the Disability
'AFFORDABLE HOUSING'
through expensive subsidized so-called 'affordable' housing programs.
PROGRAM
If the building was occupied prior to 1974, it is likely to be subject to
When thearent-stabilization
tenant moves out laws,ofbut
a Section 8 apartment
if the complex the landlord
was completed after has The powerful landlord lobby has gotten politicians to significantly
CONSTRUCTION
1974 tenants
the option may
to rent at face immediate
market rate. rent hikes to market-rate prices, or weaken rent regulation in the past 15 years, most significantly by
3 - MITCHELL-LAMA
Mitchell-Lam a buildings are privately owned, but under state contract eligibility criteria differs from development to development,
to keep prices affordable to moderate and middle income families. and sometimes, unit by unit. To avail of LIHTCS, units passed on to the tenant in the form of the apartments being rent stabilized
BUIDLINGS
is time limited.
size.
a) Rental buildings: Main Rent freeze programs including the Senior
CONSTRUCTION
1974 tenants may face immediate rent hikes to market-rate prices, or
rent levels for apartment size. The wait time for non-priority
to keep prices affordable to moderate and middle income families. and sometimes, unit by unit. To avail of LIHTCS, units
during the exemption period. While the exemption provides significant savings it
NYCHA owns the land that the developments are built on,
but the federal government, HUD highly regulate it. equity cooperative housing.
626 Riverside Drive, New york 335 east 27th street, New york 504 west 136th street, New york
of market-rate developments in programs such as 80/20 or on vacant land. Since 2008 the program was overhauled
53, 113 of which are located in Manhattan, housing 175,747 towards rent. Section 8 pays the difference between the tenant's some suburban counties. It was enacted in 1969 to combat a sharp rise
of the apartment. The program’s goal has been to provide of six or more units that were built before 1974.2 -There
1 - NYCHA
The New York City Housing Authority (NYCHA) owns and are
SECTION 8
The Section 8 program allows tenants to rent apartments in
4 - RENT STABILIZATION families in total. it guarantees permanent affordability for the
tenants
Rent stabilization is a set of laws that regulate rentswho do
and leases in not exceed the established income limits, which
portion and the full rent for the apartment. The program’s goal has
been to provide choice of where to live, creating economically
in rents, and generally governs buildings of six or more units that were
built before 1974. There are approximately one million rent-stabilized
Mandatory Inclusionary Zoning (MIZ). requiring the developers to set aside 20 percent of their units
operates 177,666 public housing apartments in New York City, privately-owned buildings and pay 30 percent of their income certain privately owned apartment buildings in New York City and
vary depending
to combat a sharpon
rise family size. diverse neighborhoods as opposed to ones with concentrated apartments in New York City.
the choice of where to live, creating economically diverse approximately one million rent-stabilized apartments in New
53, 113 of which are located in Manhattan, housing 175,747 towards rent. Section 8 pays the difference between the tenant's some suburban counties. It was enacted in 1969
in rents, and generally governs buildings of six or more units that were
families in total. it guarantees permanent affordability for the
tenants who do not exceed the established income limits, which
portion and the full rent for the apartment. The program’s goal has
been to provide choice of where to live, creating economically built before 1974. There are approximately one million rent-stabilized poverty, which is how public housing is often seen.
vary depending on family size. diverse neighborhoods as opposed to ones with concentrated apartments in New York City.
Low income tenants in public housing pay 30 percent of their There is no income eligibility and the legal rent is not based on the
The legal rent and eligibility criteria are not based on the
program expire, landlords may be able to 'opt out' of the program
it is highly regulated by the federal government, HUD. program for particular developments. There are approximately apartments at levels set by local rent boards and tenants cannot be
tax exemption for the construction period (up to 3 years),
and raise rents to market levels. Rents in rent stabilized units are often still below those that are created
through expensive subsidized so-called 'affordable' housing programs.
When a tenant moves out of a Section 8 apartment the landlord has The powerful landlord lobby has gotten politicians to significantly 90,000 project-based Section 8 apartments in New York City. When evicted or denied the right to renew their lease, with limited
Portable Vouchers: Funding for the program has run out, tenant’s income levels. Rent regulation laws govern the rent-
If the low income renter is unable to find another Section 8 allowing landlords to entirely destabilize apartments when tenants
and the waiting list for vouchers is currently closed, with increases of certain privately owned apartments. Landlords be available to households making less than 60 percent of through expensive subsidized so-called 'affordable' housing programs.
as an abatement.
When a tenant moves out of a Section 8 apartment the landlord has The powerful landlord lobby has gotten politicians to significantly
3 - MITCHELL-LAMA the option to rent at market rate. weaken rent regulation in the past 15 years, most significantly by
scheme currently supports 400,000 people. $2,500 or above, and where the combined household income
Companies Act in New York that operated from the mid-1950s 301 E 143rd St #3, Bronx
through the mid-1970s. The Mitchell-Lama program created both
5 - NEW
Citizen Rent Increase Exemption (SCRIE) and the Disability Rent
exceeds $200,000 for two consecutive years. Landlords can 6 - 421-a TAX EXEMPTION
Increase Exemption (DRIE). Landlords have the option of 'opting
2 - SECTION 8 4 - RENT STABILIZATION requirements are no longer the basis of the rent, even though
out' of the program at the end of their contracts.
'AFFORDABLE HOUSING'
Project-based Section 8: This program is a subsidized PROGRAM
If the building was occupied prior to 1974, it is likely to be subject to
the rent-stabilization laws, but if the complex was completed after
CONSTRUCTION
3 - MITCHELL-LAMA of the apartments being rent stabilized during the exemption
1974 tenants may face immediate rent hikes to market-rate prices, or
only Rent
raise rents in rent-stabilized apartments at levels set by
eviction. Between 1990 and 2012 the number of rental units left in the
421-a is an incentive established in 1971 that gives developers a 10-year
BUIDLINGS
stabilization is a set of laws that regulate rents and leases in
period. While the exemption provides significant savings, it is
Section 8 program allows tenants to rent apartments in limited in their ability to profit from the sale of the apartment. Instead with Low Income Housing Tax Credits (LIHTCs) or are units for affordable housing.The premise of the program was to offer developers
of vacant or underused land a real estate tax exemption for the construction
local certain
rent boards, and tenants cannot
a sharp rise be evicted or denied the
of rent, residents pay maintenance fees for the upkeep of the property. part of market-rate developments in programs such as
period (up to 3 years), followed by a 10-year-long exemption period which
privately-owned buildings and pay 30 percent of their income privately owned apartment buildings in New York City and
At the end of a contract period, usually 20 years, tenants are given the
option of converting to market-rate ownership staying in the
80/20 or Mandatory Inclusionary Zoning (MIZ).
operates as an abatement.
time-limited.
Mitchell-Lam a buildings are privately owned, but under state contract eligibility criteria differs from development to development,
to keep prices affordable to moderate and middle income families. and sometimes, unit by unit. To avail of LIHTCS, units passed on to the tenant in the form of the apartments being rent stabilized
Mitchell-Lama was a middle-income housing development with over a
portion and the apartment. The program’s goal
rightbuilt
tobefore
renew their lease,onewith limited exceptions.
in rents, and generally governs buildings of six or more units that were must be available for households making less than 60 during the exemption period. While the exemption provides significant savings it
It offered developers low-interest mortgages and tax breaks for stable percent of AMI. is time limited.
105,000 apartments. A program of The Limited Profit Housings
The suspension of the program is in part because of failure to reach an
1974. There are approximately million rent-stabilized
New York City. When these government
been to provide choice of where to live, creating economically
diverse neighborhoods ascontracts expire,
rents and affordable selling prices within reach of middle class
Once a household rents an apartment, the income eligibility agreement to ensure union-level wages for the construction workers on those
families; and submit to state or city supervision any cost increases to
the tenants. Mitchell-Lama projects must only maintain program requirements are no longer the basis of the rent, even Companies Act in New York that operated from the mid-1950s
jobs. If it reinstated it would mean increased construction costs and if it is not, it 301 E 143rd St #3, Bronx
opposed to ones with concentrated apartments in New York City.
restrictions for 20 years and owners who pay off the mortgage can though households are required to recertify their incomes may mean a drop in land prices.
through the mid-1970s. The Mitchell-Lama program created both
leave the program, putting an increased burden on the City to each year.
????????? 235 9th ave, New york
significantly by allowing landlords to entirely destabilize 'limited-equity'. Residents own the apartments they live in, but they are New affordable housing programs are typically financed program was overhauled requiring the developers to set aside 20 percent of their
program expire, landlords may be able to 'opt out' of the program limited in their ability to profit from the sale of the apartment. Instead with Low Income Housing Tax Credits (LIHTCs) or are units for affordable housing.The premise of the program was to offer developers
tenants with
landlordsno protections.
the option to rent at market rate. weaken rent regulation in the past 15 years, most significantly by eligibility criteria differs from development to development, The program was not just meant to be beneficial for the developers but also to be
Mitchell-Lam a buildings are privately owned, but8 program
under state
tenants contract
rents and affordable selling prices within reach The suspension of the program is in part because of failure to reach an
a) Portbaleof middle
Funding class
Low income tenants in public housing pay 30 percent of their There is no income eligibility and the legal rent is not based on the
household income towards rent, up to the maximum rent levels vouchers: for the program has run out and the income of the tenant. Rent regulation laws govern the rent-increases
for the apartment size. The wait time for non priority category
families; and submit to state or city supervision anyof developments.
cost increases to supports
waiting list for vouchers is currently closed, with exceptions in a of certain privately-owned apartments. Landlords can apply to
Once a household rents an apartment, the income eligibility agreement to ensure union-level wages for the construction workers on those
households is on average 9 years. limited number Section 8 currently deregulate an apartment that legally rents for $2,500 or above, and
jobs. If it reinstated it would mean increased construction costs and if it is not, it
market-rate developments, and the range of affordability
NYCHA owns the land that the developments are built on, but
the tenants. Mitchell-Lama projects must only maintain program
400,000 people.
b) Project-based Section 8: This program is a subsidized housing
where the combined household income exceeds $200,000 for two
consecutive years. Landlords can only raise rents in rent-stabilized
requirements are no longer the basis of the rent, even
it is highly regulated by the federal government, HUD. restrictions for 20 years and owners who pay off the mortgage can
program for particular developments. There are approximately apartments at levels set by local rent boards and tenants cannot be though households are required to recertify their incomes may mean a drop in land prices.
90,000 project-based Section 8 apartments in New York City. When evicted or denied the right to renew their lease, with limited
leave the program, putting an increased burden
governmenton the
contracts to City to
participate in the project-based Section 8 exceptions. each year.
groups.
accepting apartment they lose the voucher. move out, leaving subsequent tenants with no protections. low, very low and extremely low income groups.
3 - MITCHELL-LAMA
BUIDLINGS
Mitchell-Lama was a middle-income housing development with over a
105,000 apartments. A program of The Limited Profit Housings
Companies Act in New York that operated from the mid-1950s 301 E 143rd St #3, Bronx
through the mid-1970s. The Mitchell-Lama program created both
????????? 235 9th ave, New york
301 E 143rd St #3, Bronx rental housing and limited-equity cooperative housing. 237 9th ave, New york
a) Rental buildings: Main Rent freeze programs including the Senior
CONSTRUCTION
1974 tenants may face immediate rent hikes to market-rate prices, or
eviction. Between 1990 and 2012 the number of rental units left in the
program was reduced by 47 percent. 421-a is an incentive established in 1971 that gives developers a 10-year
exemption for building a multi residential project on vacant land. Since 2008 the
5 - NEW
b) Cooperative buildings: involve a form of resident-ownership called
626 Riverside Drive, units
New affordable housing programs are typically financed
New yorkhousing.The premise of the program was to offer developers
program was overhauled requiring the developers to set aside 20 percent of their
335 east 27th street, New york 504 west 136th street, New york
'AFFORDABLE HOUSING'
Mitchell-Lama program. There is no central waiting list for prospective tenants, and
The program was not just meant to be beneficial for the developers but also to be
PROGRAM
Mitchell-Lam a buildings are privately owned, but under state contract eligibility criteria differs from development to development,
to keep prices affordable to moderate and middle income families. and sometimes, unit by unit. To avail of LIHTCS, units passed on to the tenant in the form of the apartments being rent stabilized
must be available for households making less than 60 during the exemption period. While the exemption provides significant savings it
It offered developers low-interest mortgages and tax breaks for stable percent of AMI. is time limited.
rents and affordable selling prices within reach of middle class The suspension of the program is in part because of failure to reach an
agreement to ensure union-level wages for the construction workers on those
CONSTRUCTION
families; and submit to state or city supervision any cost increases to Once a household rents an apartment, the income eligibility
the tenants. Mitchell-Lama projects must only maintain program requirements are no longer the basis of the rent, even jobs. If it reinstated it would mean increased construction costs and if it is not, it
restrictions for 20 years and owners who pay off the mortgage can though households are required to recertify their incomes may mean a drop in land prices.
leave the program, putting an increased burden on the City to each year.
421-a exemption is not an affordable housing program, while it does provide 20
421-a is an incentive established in 1971 that gives developers a 10-year accommodate residents for whom a Mitchell-Lama building no longer
becomes affordable. to 35 percent affordable units in developments that avail of it, it is mainly used to
benefit market rate developments and the range of affordability often excludes
exemption for building a multi residential project on vacant land. Since 2008 the low, very low and extremely low income groups.
New affordable housing programs are typically financed program was overhauled requiring the developers to set aside 20 percent of their
with Low Income Housing Tax Credits (LIHTCs) or are units for affordable housing.The premise of the program was to offer developers
of vacant or underused land a real estate tax exemption for the construction
34 35
Thirty-three teams submitted proposals for adAPT NYC, a record number of entries for HPD
in its history. The RFP was downloaded 1,600 times in all five boroughs, nationally in Boston,
Chicago, San Francisco, Miami, and Denver, and internationally in London, Berlin, Athens,
Hong Kong, Bangalore, and Sydney.
Here are the finalists for the adAPT NYC competition with a brief outline of their submission.
“CO: Compact, Connected, Complete” submitted “Max” by Blesso Properties, Bronx Pro Group LLC
by Jonathan Rose Companies (Developer) , Curtis + HWKN and James McCullar Architects
+ Ginsberg, Grimshaw (Architects), Scape Studios
This proposal was with 56 apartments each 250 square
(landscape design) and Life Edited (Apartment
feet also highlighting the importance of building
interiors).
community beyond the walls of the apartment with
This proposal along with its 60 units, averaging in size of amenities and shared spaces of communal kitchen,
303 sq ft each having a balcony. An added component climbing wall, gym, deck, library, and vegetable garden.
to this proposal was a “Product Library” where residents
could check-out larger, bulky items for infrequent use like
chairs or cooking equipment.
http://ny.curbed.com/2013/1/23/10282334/meet-the-five-finalists-in-
nycs-micro-apartment-competition
36 37
STAKEHOLDERS DIAGRAM
The other critical team player were the architects– affordable housing throughout the city. It provides
nArchitects–a Brooklyn based architecture firm founded financing through loan and development programs and RFP Requirements
in 1999 by principals Eric Bunge and Mimi Hoang and enforces building standards by responding to housing Mortgage Lender
The funder group for Carmel Place is a small collection of only three main players,
based on three core principles—to advance conceptually code violations. As was the case with Carmel Place, the developer, the City and M&T Bank which provided the mortgage of $10.3
million. Monadnock Development provided equity, and subsidies by HPD of $1.167
driven, socially responsible and technologically innovative HPD provides low-interest loans to developers and allots million in a City loan and $1.06 million in federal HOME funds.
architecture. While housing has been a central interest publicly owned land through the RFP process. Bea de M&T
to the firm, and affordable housing would fit into their la Torre was the Assistant Commissioner of Planning, Bank Financing
The Developer must
ethos, Carmel Place is their first built affordable housing Green, and Marketing at HPD through the inception, provide equity for the
project. Monadnock Development reached out to them planning, and development of Carmel Place. In an construction and permanent
financing of the project.
being confident that would bring a fresh eye to this interview for this case study report, she explained the
unique RFP. excitement created by the RFP with submittals from Research Group
teams who were new to affordable housing design but City Agencies
Their practice covers several different types of Rosie - The developer will assist HPD
CRITERIA
FOR SELECTING EVALUATION
PROJECT + TEAM OF PROPOSAL 5c. Land Use Policy - Rezoning Process
New York is a true leader in housing policy with a series of space. Rethinking the current minimum unit size of 400
. Completeness of proposal 10% Competitive purchase price notable firsts in the nation, including its tenement laws, sqft (introduced in 1987, Quality Housing Program) for a
. Comparable development its first comprehensive zoning ordinance, and its first
public housing project. The challenge of today’s economy
single user household gave rise to a guideline of 250 - 350
sqft, as well as other resolutions which dictated building
experience 20%
Development experience,
management and capacity
is not only the preservation of what exists for middle and
low-income residents, but also in the creation of a new
height, setback and lot condition. As is the nature of a
pilot project it provides the potential for development of
. Comparable management typology of housing stock that best reflects the needs of micro-units on privately owned land.
experience 20%
Financial feasibility of
development proposal
the City’s current and projected residents.
+ + =
33
MARKET
14
UNITS FOR
8
UNITS FOR
55
UNITS
RATE AFFORDABLE HOMELESS CONSTRUCTED
UNITS HOUSING LOTTERY VETERANS
22
INCOME
TARGETED
UNITS
44 45
Zoning Districts Determine RESIDENCE DISTRICTS (R) are the most common
Dwelling Unit Density zoning districts in NYC (=75% of the city’s zoned land).
Smaller Households
To regulate the diversity in residential building forms,
the zoning resolution designates ten basic residence = Smaller Units SITE CHARACTERISTICS
districts R1-R10. The numbers refer to bulk and density ~
DETERMINE HEIGHT AND FOOTPRINT
+17UNITS
(controls that maximize size and placement of a building
and the maximum number of dwelling units permitted
on a zoning lot, respectively) with R1 having the lowest
density and R10 having the highest.
NYC Department of Panning. ZR SEC 23-22 Restricts 400
SQUARE FEET UNIT
360
SQUARE FEET UNIT
260
SQUARE FEET UNIT
the number of dwelling units that can be built in an R8 EXISTING NEW NEW
district - The maximum number of dwelling units shall ZR SEC 28-21 Restricts the size of the dwelling unit to a minimum of 400 sq. ft - A dwelling unit shall have an area of at least 400 sq
equal the maximum residential floor area permitted on floor area.
38
UNITS
55
UNITS
the zoning lot divided by a factor of 740
NYC Zoning Last Amended 02/02/2011
NYC ZONING LAST AMENDED 06/29
BY ZONING BY OVERRIDE
RESTRICTION RESTRICTION Site Characteristics 105’ 111’
Determine Height and
LOT LOCATIONS DETERMINE LOT COVERAGE
RESIDENCE DISTRICTS (R) are the most common zoning districts in NYC (=75% of the city’s zoned land). To regulate the diversity in MAXIMUM BUILDING
residential building forms, the zoning resolution designates 10 basic residence districts R1-R10. The numbers refer to bulk and density BUILDING HEIGHT
(controls that maximize size and placement of a building and the maximum number of dwelling units permitted on a zoning lot, respectively) Footprint HEIGHT WITH
OVERRIDE
with R1 having the lowest density and R10 having the highest.
Lot Locations Determine Lot Coverage NYC DEPARTMENT OF PLANNING
ZR SEC 23-22 Restricts the number of dwelling units that can be built in an R8 district - The maximum number of dwelling units shall
15’ 8~10’
equal the maximum residential floor area permitted on the zoning lot divided by a factor of 740
NYC ZONING LAST AMENDED 02/02/2011
SET BACK SET BACK
BY ZONING WITH OVERRIDE
ZR 35-22(B) AND 35-24 (B)(2)(I) focuses on maximum building height and the required setback from the street to the edge of the lot. -
Under Zoning Resolution 535-22(b), a residential building constructed on a narrow street pursuant to the Quality Housing Program in
+8
EXTRA
UNITS
PL PL
EL EL
RM RM
CA PEDE CA
T STRI T E 27
M AN S M TH S
TREE T
T
E E
AV AV
1ST 1ST
70%
MAXIMUM AREA COVERED
80%
MAXIMUM AREA COVERED
FOR INTERIOR LOT FOR CORNER LOT
ZR SEC 23-145 Regulates the maximum area that a lot can be covered, corner or interior. This site has both a corner or interior lot ZRZR 28-33
28-33 Requires
Requires plantings
plantings in the
in the area of area of thelot
the zoning zoning lot thethe
between project’s
street line andrelationship to of
the street wall thea residential
surrounding urbanconstructed
building
condition
ZR - Maximum
SEC 23-145 lot coverage
Regulates and floor area
the maximum ratio
area foraQuality
that lot canhousing buildings
Corner lot:-80%,
Corner lot: 80%,
Interior Interior
lot: 70% lot: 70% between
under the street
the Quality lineProgram
Housing and theinstreet
an R8wall of a In
district. residential
the interest of environment the override
creating a a shared was
and active recommended.
pedestrian space and strengthening
NYC ZONING LAST AMENDED 02/02/2011 thebuilding
project’s constructed
relationship tounder
the surrounding urban environment the override was recommended.
be covered, corner or interior. This site has both a corner or NYC Zoning Last Amended 02/02/2011 the Quality Housing NYC Zoning Last Amended 02/02/2011 & 09/24/2013
NYC ZONING LAST AMENDED 02/02/2011 & 09/24/2013 RESPECTIVELY
interior lot condition - Maximum lot coverage and floor area Program in an R8 district. In the interest of creating a Respectively
ratio for Quality housing buildings. shared and active pedestrian space and strengthening
14
47
AFFORDABLE APARTMENTS
60,000 APPLICATIONS
4,285
Partnership Program provides grants that fund activities
APPLICATIONS PER APARTMENT
48 49
The funding process of any affordable construction Ultimately, an affordable development is designed New York State Housing Finance Agency (HFA) offers financing from the onset. The developers also go through
is a careful balance of dollars, number of units and to increase its access to targetted income group. The tax-exempt financing to multifamily rental developments the same process. Typically, with City RFPs the land
amenities. There are a variety of ways for the funding to government helps plug the funding gap to create a viable in which at least 20 percent of the units are set aside for price is nominal, as little as one dollar because the goal
be structured, to maintain the goals of the Team, but the financial pro-forma. low-income tenants in what is commonly referred to as is maximizing affordable housing. In this case, as a pilot
framework for the financing is essentially the same across the 80/20 projects. According to the Federal Tax Code, study, the City was agreeable to reducing the percentage
cities. a minimum 20 percent of the units must be set aside of affordability to explore a new typology of housing.
for households with incomes at 50 percent or less of the
For Monadnock Development, Carmel Place is atypical
local Area Median Income (AMI), adjusted for family
too as it does not have their classic, affordable housing
size. Alternatively, 25 percent in New York City must be
structure. Their projects are typically much larger, 100
affordable to households whose income is 60 percent or
units or more. Therefore, when building on that scale,
The Main Players: “You have a building, and it less than the local AMI, adjusted for family size. There is
no added incentive in this program to go beyond these
the primary vehicle for financing is tax-exempt municipal
either makes financial sense, percentages and create more affordable units. Under
bonds, which are administered through the IRS to the
state and then administered by the state to localities
or it doesn’t so somewhere the 80/20 program, for specific periods the project’s
affordable units must remain affordable to low-income
within the state. New York City’s insatiable need for
affordable housing takes up most of that need, these
if you are going to bring the households and these units will be subject to a Regulatory
Agreement between the owner and HFA. The agency’s
become a large part of the financing depending on the
rents down, if you are going regulatory agreement assures that the maximum rent
affordability levels that are provided. The development
teams can also qualify for low-income tax credits, a
to artificially structure the for these affordable units cannot exceed 30 percent of
the applicable income limits. The remaining units in the
federal program which provides tax credits in return
M&T Bank:
mortgage of
rents in a portion or the whole project are rented at market rates.
for delivering affordable housing. City subsidies, from
different agencies, are also available and can be used to fill
$10.3 million building, there has to be some Some other methods of creating the plug-in are tax credit
programs, in which the developer can take tax credits and
the gaps.
other plug-in as a source of sell them, capital grants from the government, and grants
Monadnock rarely has construction loans or traditional
mortgages. Instead, they rely on bond financing.
financing, so it’s just done for supportive housing. In the 1980s when the City was
crippling under many financial issues, the City claimed
The bond financing requires a developer to get credit
in different ways in different land that had been abandoned and used it as an incentive,
enhancement from a lending institution, the lender teams
up with a tax credit investor who provides a lump sum of
by giving it for free to developers, to stimulate the market.
programs so there could be Whether catering to middle income or low income or very
money up front for the future stream of tax credits that
will be released over the life of the development. It is this
Carmel Place Monadnock
a plug-in of a tax credit, it low income, the program details demand information lump sum of money that is used to fund the project. The
Monadnock
Development
Development:
equity
could be a plug-in of free land on the source of finance or the incentives. The level of
income targeted in development will dictate the plug-ins
credits are in turn purchased by public or private entities
which provide credit advancement to fund such a long-
if the city owns it, it could be that are sought — the lower the AMI that a development term investment.
caters to the more plug-ins that are required to make the
a plug-in for an 80/20 where project financially viable. A significant number of projects
you are getting bond financing, are around 60 percent of AMI because that is the major
sources of financing.
HPD subsidies: and you are using the luxury The agreed land price of $500,000, even by 2013
. $1.167 million
in a City loan apartments to cross-subsidize standards, was much lower than the market rate at the
time. From the perspective of HPD, the idea was to let
. $1.06 million
in federal
HOME funds
the lower ones.” the developers leverage the value of the land at a decreased
price in order to be able to subsidize more affordable
Sarah Watson 2016
housing units. In the submittals, there was variation in
land prices. According to Bea de la Torre, some were
higher bids but only offered 20 percent affordable
housing as opposed to 40 percent. The challenge for
the City was to manage these variables, HPD has the
land valued and can use that as a basis and factor it into
50 51
SECTION 6
CERTIFICATIONS:
STRIVING FOR HEALTH AND WELLNESS
IN AFFORDABLE HOUSING
Although certification was not a primary initiative for the (New construction +35 points, Substantial Rehab and
project, the Team was required to comply with Enterprise Moderate Rehab project +30 points). There are eight
Green Communities Criteria (EGCC, 2011) as it is categories in which to achieve points, and within each
mandatory in all city-funded projects. Carmel Place is category, there is a mix of mandatory and optional points.
the first affordable development in which Monadnock • Integrative Design,
Development has sought LEED Silver, while their
• Location + Neighborhood fabric,
construction company has built LEED Silver market rate
developments for other owners. Monadnock has a goal • Site Improvements, Water Conservation,
of improving the neighborhoods within which all of its • Energy Efficiency,
housing types are built. It was through the architecture • Materials Beneficial to the Environment,
of the RFP that Monadnock realized the potential for
• Healthy Living Environment
achieving the LEED Silver standard. While pursuing
many sustainability goals in their work, this is also the • Operations + Maintenance
first residential project for which the architects will have HPD encourages all projects to go beyond the minimum
achieved this certification. set of criteria. Carmel Place’s intended optional points
“Carmel place encompassed a whole quality of life. It were 56, 21 above the recommended 35.
wasn’t just limited to a two-dimensional shape or how In filling out the checklists, the team was required
big the rooms were. It was really how people could to identify who would take responsibility for each
live in this building, live in this neighborhood how the item and what their strategy would be to achieve the
building could function and serve as a prototype for this required points. In the case of Carmel Place, these roles
type of development in the future and we thought that were divided between the developer, architect, general
encompassed many things including transit-oriented contractor, modular manufacturer, and sustainability
development, density, energy efficiency and material consultant. As the checklists are reported in two stages,
selection and affordability. It’s really about rounding out an initial submission which occurs during the design
the whole identity of the building during the RFP process phase and a final certification within 60 days of the
so that was when we decided we could feasibly get LEED project completion, it requires the team to develop their
Silver on this building (Tobias Oriwal, 2016).” strategies for health and sustainability from the onset of
The premise of the design guidelines was to “promote the project. The requirements at the beginning of the
innovative design that facilitates the development of project include an overview of the project, a project site
functional and affordable Micro-units… present a mixed- plan, a context map, the energy modeling form and the
use building whose exterior design is as innovative as its intended methods of meeting the Criteria outlined as a
interior design.” This innovation is guided by a scheme, part of the Green development plan that is generated by
The EGCC Checklist, operates nationally and informs all Enterprise Green Communities. The categories that are
RFPs issued by the City of New York and City authorized of a particular interest to us at Healthy Material Lab are
projects. It is a green building framework whose objective “Materials beneficial to the environment” and “Healthy
is to encourage healthy, sustainable and environmentally living environment” and while we would hope that these
beneficial design specifically within the affordable categories would be expanded to include a more rigorous
housing market. The overarching goal is that residents in approach to material selection and installation, the team
affordable housing will be “healthier, spend less money at Carmel Place did pursue all available points from each
on utilities, and have more opportunities through of these categories.
their connections to transportation, quality food, and
health care services (Enterprise Green Communities
Criteria, 2015).” Carmel Place complied with the 2011
checklist. The checklist is modified and gives some
additional clarifications for HPD projects in New York
City. The EGCC operates on a points system with all
projects having to adhere to the criterion’s mandatory
measures. Depending on the type of construction a
minimum number of additional points are required
52 53
The EGCC updated in October 2015, and the NYC The 2015 criteria also is supported with a guide to
Housing Preservation and Development also revised incremental costs which outline an estimate of what it
their criteria for projects which they finance. In will cost, in addition to standard construction costs, to
addition to amendments to the overlay, the significant meet the criteria. This guidance allows the design team to
new requirement is that the project architect, general provide for the additional costs in their budget from the
contractor, and developer each have to attend a “Green project’s inception but also an opportunity for overall
Communities Healthy Homes Training” which is assessment of the benefits of implementing specific
conducted by the Department of Health. This training criteria in each project.
is a three-hour seminar which focuses on the integration
of healthy building practices during building design, In terms of category name changes for the EGCC
construction and renovation as well as ongoing building “Materials beneficial to the environment” simply becomes
operations and maintenance. The key areas covered are “Materials” in the 2015 revised checklist and there are
pest management, smoke-free housing, and active design. notable changes to the lists and some mandatory elements
The Healthy Homes NYC certificate is valid for three are moved from the Healthy Living Environment to
years. Enterprise Green Communities recognizes the Materials such as
impact the built environment has on health and wellbeing • 6.6 Composite wood products that emit low no
and has restructured and included more criteria to address formaldehyde, Environmentally Preferable Flooring,
this. • 6.8 Mold prevention: Surfaces,
• 6.9 Mold prevention: Tub and Shower enclosures
and a new standard has been included
“Where you live, work, learn and • 6.10 Asthmagen-Free materials, although optional
and not required by HPD, carries a maximum of
play impacts health outcomes. 12 points. As, according to the City of New York,
Unfortunately, data shows that Asthma is the leading cause of emergency room
visits, hospitalizations and missed school days in
low-income and certain racial and New York City’s poorest neighborhoods it could
ethnic minority populations are be hugely beneficial to make this a mandatory
requirement as the EGCC is targeting the
disproportionately affected by these affordable housing market. This particular guideline
factors, and often suffer from poor recommends not installing products that contain
ingredients that are known to cause or trigger asthma
health. Low-income communities giving specific products to avoid in the categories of
often suffer from higher rates of Insulation, Flooring, Wall coverings and Composite
woods
asthma, cardiovascular disease,
diabetes, cancer, mental health
issues, and injury and death
(resulting from violence, substance
abuse, and transportation-
related incidents), relative to
higher-resourced surrounding
communities.”
Enterprise Green Communities Criteria Manual 2015,
21
54 55
CERTIFICATIONS DIAGRAM
Operations, Sustainable Water Energy & Materials & Materials & Immovation
Location + Healthy
Operations, Sustainable Water Energy & Materials & Materials & Immovation & Design
Integrative
Location + Site Water Energy Healthy Maintenance + Sites Efficiency Atmosphere Resources Resources
& Design
Integrative Neighborhood
Site Water Energy Materials Living
Maintenance + Sites Efficiency Atmosphere Resources Resources Process
1.1a Goal Setting. 3.1 Environmental Remediation 6.1 Low/No VOC Paints, Coatings 8.1 Building operations & Site Selection (1) Optimize Energy Performance (8) Innovative or Exemplary - EP
1.1a Goal Setting. 1.1b Criteria Documentation. 3.1 Environmental Remediation 6.1 Low/No VOC Paints, Coatings
and Primers. 8.1 Building operations &
maintenance (O&M) manual and Site Selection (1) Optimize Energy Performance (8) Innovative or Exemplary - EP
SSc4.1 (1)
1.1b Criteria Documentation.
1.1c Designing for project and Primers. 6.2 Low/No VOC Adhesives maintenance
and (O&M) plan.
manual and Development Density & Green Power (2)* (*TBD) SSc4.1 (1)
1.1c Designing for project 6.2 Low/No VOC Adhesives Development DensityCommunity
& Green Power (2)* (*TBD)
Connectivity (5)
performance 9 points. Sealants. and plan. 8.2 Emergency Management Community Connectivity (5)
Innovative or Exemplary - EP
Innovative or Exemplary - EP
performance 9 points.1.2a Residential Health and Sealants. 6.3 Recycled Content Material8.2 3Emergency Management
Manual. SSc5.2 (1)
1.2a Residential Health and 6.3 Recycled Contentpoints
Material 3 Manual. Alternative Transportation - public SSc5.2 (1)
well-being design: Design for max, was 5 max. 8.3 Resident manual. The Resident Alternative Transportation - public
transport access (6) Innovative or Exemplary - EP SSc2,
well-being design: Design for points max, was 5 max. 8.3 Resident manual. The Resident Construction Waste Management -
Health. 6.4 Regional Materials 4 points max, Manual should encourage green and transport access (6) Construction Waste Management -
Divert 75% (2) Innovative or Exemplary - EP(1),
Option SSc2,
Density (1)
Health. Mental health (depression, anxiety 6.4 Regional Materialswas4 points
5 max.max, Manual should encourage green
healthy and per the list of
activities Alternative Transportation - Bicycle Divert 75% (2) Option (1), Density (1)
Mental health (depression,
etc.) anxiety was 5 max. 6.5 Certified, Salvaged and healthy activities per the list of
topics. Alternative Transportation
storage- Bicycle
& changing rooms (1) Recycled content - 10% (1) Innovative - Educational program
etc.) 6.5 Certified, SalvagedEngineered
and topics. storage & changing rooms (1) Recycled content - 10% (1) Innovative - Educational
(1)* program
(*TBD)
1.2b Resident Health and well-being Woods Products 1 8.4 Resident and property staff
1.2b Resident Health action
and well-being
plan 12 points. Engineered Woods Products
point. 1 8.4 Resident and property staff review the project’s
orientation. Alternative Transportation - Parking Regional Materials - 10% (1)(1)* (*TBD)
action plan 12 points.1.3a Resilient Communities: Design point. orientation. review the project’s Alternative Transportation - Parking
Capacity (2) Regional Materials - 10% (1) Innovative (1)* (*TBD)
6.6 Composite Wood Products that green features, operations and Capacity (2)
1.3a Resilient Communities: Design
for resilience. 6.6 Composite Woodemit Products
low/nothatformaldehyde.green features, operations and
maintenance procedures, and Certified Wood - 50% of allInnovative (1)* (*TBD)LEED Accredited Professional
Site Development - Maximize open Certified Wood - 50%permanent
of all wood (1)* (*TBD)LEED Accredited Professional
for resilience. 1.3b Resilient Communities: emit low/no formaldehyde. maintenance procedures,
6.7a Environmentally Preferable and protocols.
emergency Site Development - Maximize open
space (1) permanent wood (1)* (*TBD)
1.3b Resilient Communities:
Multi-Hazard risk/Vulnerability 6.7a EnvironmentallyFlooring.
Preferable emergency protocols. space (1)
Multi-Hazard risk/Vulnerability
Assessment 15 points. Flooring. 6.7b Environmentally Preferable Heat Islands - Roof, reflective or
Assessment 15 points. 6.7b EnvironmentallyFlooring:
Preferable Heat Islands - Roof, reflective
green (1) or
Throughout Building 6 green (1)
Flooring: Throughoutpoints.
Building 6 Construction IAQ Management
points. 6.8 Mold Prevention: Surfaces. Construction IAQ Management
plan - During construction (1)
6.8 Mold Prevention:6.9 Surfaces. plan - During construction (1)
2.5 Proximity to services. Mold Prevention: Tub and Water Efficient Landscape - No
6.9 Mold Prevention:Shower
Tub andEnclosures. Construction IAQ Management
2.5 Proximity to services.
2.7 Preservation of and Access to Water Efficient Landscape - No(4)
irrigation Construction IAQ Management
Plan - Before Occupancy (1)
2.7 Preservation of and Access to6 points max. Shower Enclosures. 6.10 Asthmagen-Free materials 12 irrigation (4)
Open Space Plan - Before Occupancy (1)
Open Space 6 points 2.8 max. 6.10 Asthmagen-Freepoints
materials
max.12 Water use reduction 35% (3)
Access to Public Transportation Low Emitting Materials - Adhesives
2.8 Access to Public Transportation points max. 6.13 Recycling Storage 3 points was Water use reduction 35% (3) Low Emitting Materialsand- sealants
Adhesives
(1)
8 or 10 points. 6.13 Recycling Storage 3 points was and sealants (1)
8 or 10 points. 2.9 Improving Connectivity to the 5 points.
2.9 Improving Connectivity to the2 to 8 points. 5 points. Low Emitting Materials - Paints and
community Low Emitting Materials - Paints
coatings (1)and
community 2 to 8 points.
2.11 Brownfield Site or Adaptive coatings (1)
2.11 Brownfield Site or Adaptive
reuse building. Rehabilitate an Low Emitting Materials -
reuse building. Rehabilitate
existinganstructure that was not 7.1 Ventilation M 12 points max. Low Emitting Materials -
Composite Wood & Agrifiber
existing structure thatpreviously
was not used as housing 4 points 7.1 Ventilation M 12 points max.
7.4 Elimination of Combustion Composite Wood & Agrifiber
products (1)
previously used as housing 4 points 7.4 Elimination of Combustion
within the conditioned space 9 or products (1)
formerly 2 points.
formerly 2 points. 2.12 Access to fresh, local foods 6 within the conditioned space
11 point. 9 or Indoor Chemical & Pollutant
11 point. Indoor Chemical & Pollutant
Source Control (1)* (*TBD)
2.12 Access to fresh, points.
local foods 6 7.7 Mold Prevention. Source Control (1)* (*TBD)
points. 7.7 Mold Prevention.7.10 Integrated Pest Management.
2.14 Local Economic Development Controllability of Systems -
2.14 Local Economicand Development 7.10 Integrated Pest Management.
7.11a Beyond ADA: Universal Controllability of Systems - (1)
Community Wealth creation 6 Lighting
and Community Wealth creation 6 7.11a Beyond ADA: Universal
Design. Design the remainder of Lighting (1)
points.
points. Design. Design the remainder of
the ground-floor units and Controllability of Systems -
the ground-floor unitselevator-reachable
and units in Controllability of Systems
Thermal- comfort (1)
elevator-reachable units in Thermal comfort (1)
accordance with ICC/ANSI
accordance with ICC/ANSI
A117.1, Type B. 9 points was 2 Thermal Comfort - Design (1)
A117.1, Type B. 9 points was 2 Thermal Comfort - Design (1)
points. Daylight & Views - Views for 90%
points. 7.11b Beyond ADA: Universal Daylight & Views - Views for 90%
of spaces (1)
7.11b Beyond ADA: Universal
Design 7 or 9 points was 2 or 3 of spaces (1)
M = mandatory
M = mandatory
Design 7 or 9 points points.
points.
was 2 or 3
7.12 Active Design: Promoting
7.12 Active Design: Promoting
Physical Activity within the
Physical Activity within the
building.
building. Each rating system remains open and available for
7.13 Active Design: Staircases and
7.13 Active Design: Staircases and
Each rating system remains open
certification for atand available
least forafter the rating
six years
building circulation 10 points. certification for at least six years after the date.
rating
building circulation 107.14
points.
Interior and outdoor activity system registration close
7.14 Interior and outdoor activity system registration close date.
spaces for children and adults 9
spaces for children and adults 9
points
points 7.15 Reduce Lead hazards in
7.15 Reduce Lead hazards in buildings.
pre-1978
pre-1978 buildings. 7.16 Smoke-free building 10 points
7.16 Smoke-free building 10 points
was 9 points.
was 9 points.
56 57
The significant points changes made in Materials high poverty neighborhoods, it would be asthma. LEED is the most recognizable of green building 5. Must comply with the minimum Occupancy Rates -
certifications on a global level. USGBC, a privately run Full-time equivalent occupancy (The LEED project
. Recycled Content Material - 5 points max (2011) 3 Asthma is an environmental disease, and its prevalence is
not-for-profit manages the certification. It is third- must serve 1 or more FTE occupants)
points max (2015) related to poor housing conditions and poor indoor air
party verification for green buildings and communities,
quality. Asthma constitutes a significant public health 6. Must commit to sharing building’s energy and
. Regional Materials - 5 points max (2011) 4 points max with a mission to improve a building’s impact from
problem. “In 2014, approximately 17.7 million (7.4%) water usage data (for at least five years, beginning
(2015) a sustainability and environmental perspective by
adults and 6.3 million (8.6%) children indicated they occupancy)
evaluating performance over the life cycle of a building.
. Certified, Salvaged and Engineered Wood Products - 5 currently had asthma (CDC, 2014).”
While considered a well-meaning initiative it also has 7. Must comply with a minimum building area to site
points (2011) 1 point (2015) many detractors who claim it does not truly strive for a area ratio (the gross floor area of the project building
. Environmentally Preferable Flooring: Throughout “Asthma affects people greener community in which its certified buildings live. must be no less than 2% of the gross land area within
Building - 4 points (2011) 6 points (2016) of all races, both sexes, and all The LEED rating system offers four certification levels
the project boundary
. Recycling Storage - 5 points (2011) 3 points (2015) ages, and it affects people in for new construction—Certified, Silver, Gold, and
Platinum—that correspond to the number of credits
As with the Enterprise Green Communities criteria, all of
the primary team members —Monadnock Construction,
For Environmentally Preferable Flooring, which has been
a mandatory guideline since 2011, includes an HPD
every region of the U.S. However, accrued in five green design categories: sustainable sites, nArchitects, Capsys, Taitem Engineering—were involved
clarification that “hard surface flooring products may be asthma is seen more often among water efficiency, energy and atmosphere, materials and
resources and indoor environmental quality. LEED
in the process and each had a responsibility in their own
given area, across all categories. There are also mandatory
pre-finished environmentally preferable materials, such
as bamboo.” This overlay has been removed from the
children, women, and girls, African standards cover new commercial construction and requirements within each category, except for Innovation
major renovation projects, interiors projects and existing
2015 checklist but it is more specific in requiring that any Americans, Puerto Ricans, people building operations. Standards are under development to
& Design Process and Regional Priority. Indoor
Environmental Quality has two prerequisites - Minimum
hard surface flooring products must be either ceramic
tile or solid unfinished hardwood floors (as opposed to
in the Northeast, those living cover commercial “core & shell” construction, new home IAQ Performance and Environmental Tobacco Smoke
construction and neighborhood developments. (ETS) Control.
“unfinished hardwood floors”) and prefinished hardwood below the federal poverty line, and
Carmel Place is in the process of achieving LEED Silver®
flooring must also meet the Scientific Certification
System’s Floorscore program criteria.
those with particular work-related status which is awarded if it reaches 50-59 points, their
Resident Health and Well-being requirements were
exposures.” goal is 55 points (LEED Certified™: 40-49, LEED
Gold®: 60-79 points earned, LEED Platinum®: 80+
outlined to encourage teams to access local health data CDC National Asthma Program http://www.cdc.gov/ points earned). The maximum number of points that can
or community engagement to identify at least one asthma/pdfs/breathing_easier_brochure.pdf be achieved is 110.
relevant Resident Health Campaign. In addition, teams
were encouraged to identify the sources used, as well as Each LEED project must also meet Minimum Program
the building design and programming factors, that can As reported by the Children’s Environmental Health Requirements (MPRs), also known as the minimum
enhance the health of the residents to include at least one Center at Mount Sinai asthma rates have tripled in characteristics that a project must possess in order to
optional standard associated with the Resident Health the past three decades and become the leading cause be eligible for certification. In LEED 2009, for which
Campaign(s). of emergency room visits, hospitalizations, and school Carmel Place submitted the MPRs, are as follows:
While Enterprise Green Communities has made great absenteeism. It affects 250,000 New York children 1. Must comply with environmental laws (all
strides in developing some more comprehensive criteria and disproportionately minority children. The indoor applicable federal, state and local building-related
for built affordable housing projects, and HPD’s air pollutants that are generally found in homes and environmental laws and regulations).
particular commitment to this sector is notable, it would schools, and commonly linked to asthma, are secondhand
cigarette smoke, pesticides, molds, VOCs, insects 2. Must be a complete, permanent building or space
be encouraging to see more stringent mandates on (No building or space that is designed to move at any
specific criteria, particularly relating to indoor air quality. (cockroaches) and rodents (mice). While eliminating
VOCs and creating smoke-free buildings is critical, so point in its lifetime may seek LEED certification)
“75 substances linked to asthma are found in paints and
adhesives - two products found in most typical indoor is designing and building interiors where openings are 3. Must use a reasonable site boundary (all land that
environments (Perkins + Will, 2012).”The No/Low sealed, and there is no opportunity for insects and rodents supports the building is to be included, cannot
VOC requirements for paints, coating, primers, adhesives, to enter and flourish within the unit, building, and include land owned by another other than project
and sealants could be strictly No VOC. This change development. Using materials and products, for example, owner and any given lot may only be attributed to a
would force specifiers to look to the healthier alternatives, solid wood kitchen cabinets, as opposed to those made single LEED project building)
if this can happen through the Health Department in of composites which can harbor cockroaches, can help
combat negative health externalities. 4. Must comply with a minimum floor area
NYC and they include it on their overlay. If this case
requirement (minimum 1000 sq. ft. of gross floor
study were to identify one disease that is of grave concern
area, Camel Place has 29,000)
to New Yorkers, particularly those with children and in
58 59
SECTION 7
INNOVATION IN
HEALTH AND DESIGN Innovation also comes from each of the stakeholders
bringing their perspective on health to this job as can
be revealed in the following quotes.
BRONX
7c. Resident engagement and Community building
While post occupancy studies were not a partnership it had forged with Stage 3 Properties, which ZONE ZONE ZONE ZONE ZONE ZONE
standard practice for Monadnock Construction prior to offer services and furnishings to the units that they 1 2 3 4 5 6
Carmel Place, it is something that they are thinking about manage, under the company name of Ollie (phonetic EVACUATION CENTERS BRONX
implementing, particularly in terms of energy studies. play on all-inclusive). Carmel Place has adopted a service reference: nyc.gov/hurricanezones
ZONE ZONE ZONE ZONE ZONE ZONE
1 2 3 4 5 6
They do however, offer warranties on all of their work package that accompanies the rentals, it is available to EVACUATION CENTERS
reference: nyc.gov/hurricanezones
and keep Post Occupancy Repair (POR) logs to record all residents but offered at cost ($163/month) for the
any performance issues or problematic equipment. This affordable units, and has been donated to the units for MANHATTAN
in turn becomes a reference catalogue of unsuccessful the formerly homeless veterans. It is a business model
materials and products to be avoided in future jobs. that has been developed over the past ten years by two QUEENS
Enterprise Green Communities mandate that a building properties which the owners regard as a housing solution
maintenance manual, which addresses maintenance platform for rental units, they met with 400 developers STATEN
ISLAND
schedules, must be created and the updated 2015 version over the course of two to three years, it was at this time
expands this to include maintenance guidance. The most that they first met Monadnock Development. In 2012
recent EGCC has a new category (8.2) for an emergency Monadnock Development reached out to Ollie to get
management manual which outlines how to respond to involved in managing Carmel Place. “Bledsoe (owner)
an emergency, pertinent for Carmel Place as it resides say’s Stage 3’s work on outfitting micro units isn’t just
in zone 5 of the flood zone areas for New York City. about living in a small space, but about living life well in a QUEENS
More critically it is adjacent to and directly west of flood small space (Rhodes, 2015).”
zone 1, the grounds of Bellevue hospital. A resident
manual is also mandatory as is resident and property staff For the developer, Ollie provides space layout, interior
MANHATTAN
y
orientation. In addition, the 2015 version of the criteria design, sources and installs furniture, leases and operates
Broadwa
Qu
ee
states that it should encourage green and healthy activities the space for them and the arrangement is either fee
ns
in order for residents to fully appreciate the benefits that based or operates as a master lease model depending on
M
id
to
Ave
these design measures bring. Although the criteria refers the development and the degree that they are involved
wn
to “green cleaning guidelines” the “green” focus is more in the development. The mission of Stage 3 Properties
5th
Tu
n
E2
ne
specifically on energy efficiency and water conservation. is to provide a better quality of life on a personal level
BROOKLYN
9th
l
Madison St
The 2015 criteria expands the property orientation to through the in-apartment services they offer - WiFi,
Square
include residents and staff in addition to the property Cable, furniture, and Housekeeping - weekly tidys and Park Carmel Place
manager. These areas of expansion in the EGCC are monthly deep cleans. They have also partnered with an E2
6th Flood Zone 5 LONG
encouraging and it is our hope that the assessment and app based service Hello Alfred that can also run errands St ISLAND
education of building products, and requirements such as laundry pick-up, grocery shopping and mailing CITY
for their maintenance, will become an increasingly packages. On the communal level Ollie offers events and
ve
Ave
nA
significant part of the process for all stakeholders involved. get-togethers in the buildings within which they operate Kips Bay
e
rk
gto
STATEN
riv
and between buildings, so that an Ollie member can join
Pa
xin
RD
The governing body for LEED, USGBC, does require networking opportunities—pot luck dinners, games
ISLAND East River
Le
FD
that Energy performance data is shared for 5 years nights, outdoor activities—in other neighborhoods. Each
Ave
beyond the completion of a project but it does not have building has a community manager who creates social
3rd
Ave
the resources to monitor projects further. Although programming to bring the residents together. Tenants
LEED status can be revoked if at any point the minimum also get membership to Mangnises, a club which caters to
2nd
Ave
program requirements are not being made. It is millennials offering curated social events, work spaces and E1
4th
recommended to use green cleaning products but there reduced priced hotel rooms in different cities. This may BROOKLYN
1st
St
are no recommendations for products, similar to chemical be the one part of the package that could exclude some of
content in paints and sealants, the onus is on the owner the tenants as the member base for Mangnises is 21 to 35. Stuyvesant
to specify the products and to implement methods of It will be interesting to see as the company grows if the Right: Flood Plans Town
( reference: nyc.gov/
cleaning and schedules. “all-inclusiveness” it promises will be all-inclusive to the hurricane zones )
What makes Carmel Place currently unique in the arena residents!
of affordable housing developments in the city is the 500 ft
67
MATERIALS
LIST
1. WOOD 1. WOOD
Division 6 Division 6
. Engineered Wood Flooring: Kars, . Typical Habitable Space & Kitchen Floor
Serrant County, Ash
. Wood Flooring: Kaswell, Micro edge . 8th Floor Community Room Floor
grain, Maple Ground Floor residential Recreation
Space
. Wood Base: Poplar, painted . Ground Floor Residential Recreation
space, typical Unit Kitchen, Habitable
space, Entry area and closet to all
The Material List Location apartments, *th Floor Community Room
. Solid Wood Sill: Maple, Satin Poly to
1. WOOD
match adjacent flooring 1. WOOD
Division 6 . Wall Paneling: Kaswell, Prefinished
Division 6 . Cellar Residential Recreation Space,
. Engineered WoodPly-Type w/2-6-1 . Typical Habitable Space & Kitchen
Flooring: Kars, Ground
Floor Floor Foyer & Lobby Walls
Serrant County, Ash
. IPE Roof Pavers,
. Wood Flooring: Kaswell, Micro edge Tile Tech Pavers,
. 8th Floor Community Room Floor . 8th Floor Exterior
grain, Maple Natural Wood Ground Floor residential Recreation
Space
. Wood Base: Poplar, painted . Ground Floor Residential Recreation
space, typical Unit Kitchen, Habitable
2. PLASTICS AND space, Entry area and closet to all2. PLASTICS
COMPOSITES AND COMPOSITES
Division 10 apartments, *th Floor CommunityDivision
Room 10
. Solid Wood Sill: Maple, Satin Poly to
match adjacent flooring
. Wall Paneling: Kaswell, Prefinished . Cellar Residential Recreation Space,
Ply-Type w/2-6-13. THERMAL AND MOISTURE 3. THERMAL AND MOISTURE
Ground Floor Foyer & Lobby Walls
. IPE Roof Pavers,PROTECTION
Tile Tech Pavers, . 8th Floor Exterior PROTECTION
Natural Wood Division 7 Division 7
. Insulation: Foamular 400/600/1000 XPS
2. PLASTICS ANDrigid foam insulation,2. PLASTICS AND COMPOSITES
COMPOSITES
Division 10 Division 10
Johns Manville Unfaced/Foil Faced
Formaldehyde Free Fiber
3. THERMAL AND MOISTURE
Glass
3. THERMAL AND MOISTURE
PROTECTION Insulation Enhanced PROTECTION
with Bio Based
Division 7 BindeR. ThermafiberDivisionContinuous
7
. Insulation: Foamular 400/600/1000 XPS
Insulation
rigid foam insulation,
Rain Barrier 45
Johns Manville Unfaced/Foil Faced
Formaldehyde Free Fiber Glass
4. FINISHES
Insulation Enhanced - Wall
with Bio Based Boards 4. FINISHES - Wall Boards
BindeR. Thermafiber Continuous
Division
Insulation Rain Barrier 45
9 Division 9
TYPE A (30 UNITS) . Wall/ceiling/Damp/Wet Location . Throughout
302 SF (VARIES) Gypsum
4. FINISHES - Wall Boards Board: Gold4.Bond Brand
FINISHES - WallEXP
Boards
Division 9 Sheathing, Division 9
notTYPE
to scale
A (30 UNITS) . Wall/Ceiling
. Wall/ceiling/Damp/Wet Location Gypsum Board: Wall Gold
. Throughout . Throughout where fire wall needed
302 SF (VARIES) Gypsum Board: Gold Bond Brand EXP
Bond Brand Fire Shield Gypsum
Sheathing,
not to scale . Wall/Ceiling Gypsum Board: Wall Gold . Throughout where fire wall needed
Bond Brand Fire Shield Gypsum
68 69
The Material List Location The Material List The Material List
Location Location The Material List Location
MATERIALS LIST
WHAT WORKS
Glen-Gery Facade of the building. In the LEED NC v3 Credits Kars- Serrant County Within the Apartment Units- Living, “Woodlock” connection avoids Using a “Woodlock” connected
Kitchen and Hall adhesive, Low VOC flooring throughout- such as Kars
FACADES
Brick following colors- White, Light Grey, Engineered Wood Strip Flooring
WOOD
is recommended. Kaswell’s T&G
Dark Grey, Black. connection requires additional
adhesive for installation.
Kaswell- Micro Grain Edge Game Room and Lobby Forest Stewardship Council
Certified.
Engineered Wood Flooring
is 1” mineral wool on the exterior resilient glass fibers bonded with A locally quarried granite would
Foamular bio-based binder, Pental Quartz
STONE
of the wall be a better alternative.
30% post consumer recycled content, Engineered Stone
Green Guard Gold Certified.
Benjamin Moore Interior Unit Walls and Ceilings, Cradle to Cradle Certified Silver DUNN EDWARDS is a similar
paint which is Ethlyene Glycol Tretford Carpet Low VOC. Shaw is an good local
Ultra Spec 500 Corridor Walls, qualifies for LEED v4 Credit
CARPET
alternative.
PAINTS
free and is a LEED gold certified 538 Silver Birch The product uses phthalate-free
Bike and Tenant Storage Ceiling, Zero VOC PVC and the manufacturers have
manufacturing Facility but not
Doors and Frames very low wastage.
as affordable as Benjamin
Aluminium Soffit Moore.
Apartment Unit Bathroom Walls. Concerns: glazes may contain heavy DAL TILE is a locally produced Designtex Vinyl Upholstery There are no certifications for this In general, using Vinyl is not
UPHOLSTRY
Merola Tile metals, importing from Thailand ceramic tile with LEED product.
requires additional transportation recommended
Soda Blanco certification. Soda Blanco is now
TILES
discontinued.
Flavour Paper Silver Wallpaper PVC-free, FSC certified, 10% Investigate chemical content of Tile Tech Pavers 8th Floor Exterior The product can be left unfinished IPE is a threatened species.
WALLPAPER
EXT. FLOOR
recycled content, locally produced in dyes used in wallpaper. in its natural state to weather to a
Silver Mylar Wallpaper Brooklyn. IPE Deck Tiles
silver grey color.
Koroseal Steele and Tuxedo Grey Wallpaper Contains recycled content Product is not LEED certified.
Patty Madden Zircon, Sazi
Textures
The Zinsser Co. Adhesive used for installing This product helps prevent Mold and Investigate chemical content
ADHESIVES
SECTION 8
CONCLUSION
2007 - 2030
+ 1M NEW YORKERS
= 9.1 MILLION
+ + =
38 55 33
MARKET
14
UNITS FOR
8
UNITS FOR
55
UNITS
UNITS UNITS
BY ZONING BY OVERRIDE RATE AFFORDABLE HOMELESS CONSTRUCTED
RESTRICTION RESTRICTION UNITS HOUSING LOTTERY VETERANS
22
RESIDENCE DISTRICTS (R) are the most common zoning districts in NYC (=75% of the city’s zoned land). To regulate the diversity in
CARMEL PLACE
residential building forms, the zoning resolution designates 10 basic residence districts R1-R10. The numbers refer to bulk and density
(controls that maximize size and placement of a building and the maximum number of dwelling units permitted on a zoning lot, respectively)
with R1 having the lowest density and R10 having the highest. INCOME
NYC DEPARTMENT OF PLANNING TARGETED
UNITS
ZR SEC 23-22 Restricts the number of dwelling units that can be built in an R8 district - The maximum number of dwelling units shall
equal the maximum residential floor area permitted on the zoning lot divided by a factor of 740
NYC ZONING LAST AMENDED 02/02/2011
• MICRO
• MODULAR
• SHARED AMENITIES
• PRIORITIZE LIGHT + AIR
74 75
8b. Strategies for building healthier, affordable housing in New York City.
Affordable Housing in New York City is a genuine The Cost Paradox
struggle for people living in poverty. It is critical to keep Most building products that are healthy and certified tend
the stories of all of the NYC residents that struggle to find to be more expensive. The demand for healthier products
and maintain their homes at the forefront. We must not shows an immediate increase in the cost of the product
lose sight of the living conditions that should be a right putting affordable housing in a tight spot. For a building
to each of them. To do this, we must expand the notion to be healthy and affordable, picking expensive products
of health; encompassing the health of the neighborhood, is not the only solution. Informed design decisions
the health of the individuals, of every age, who inhabit whether it is water-based finishes for the furniture,
each unit and the surrounding built environment. porcelain tiles in the bathroom to the day-lit stairwells
Healthier building design decisions should join the list of and open communal spaces accumulate to provide a
essentials when creating all housing- daylight, air, access healthier environment.
to transportation, access to green space and creating an
active building environment. Design and the materials Stakeholder Collaboration and Innovation
that we employ must meet the aspirations of all groups
Innovation has been central to this case study, and it
regardless of social standing and economics. As in the
is clear that for this level of innovation to be realized,
case of Carmel Place, changes need to be made through a
a collaboration between all stakeholders was essential.
collaborative effort from all levels through better policy,
From trying to use prefabricated shipping containers to
planning, design, and material choices. The following five
changing laws and regulation for rezoning the land to the
broad takeaways should be considered while planning
architect’s effort to be sensitive with their design, it all
healthier affordable housing in New York City.
adds up to a well-designed building product. While it was
Changing Policy and Zoning Regulation not prescribed that this be the healthiest built project, it
is evident that the architects focused on health and well-
The location of Carmel Place is crucial for an affordable being in a manner that translated, collectively, into astute
housing project. Locating the building in a neighborhood choices throughout the development.
with access to public transportation, healthcare, and open
spaces is vital. Carmel Place is a compelling example of Changing the Identity of Affordable Housing
forward thinking in the City’s re-examining of the current
nArchitects brought in their perspective to designing
zoning regulations to accommodate more homes for the
for modular housing and the material choices, thinking
working poor and underserved city residents providing
in terms of a cohesively well-designed building and not
access to better jobs and a healthier neighborhood.
framing it as a typical ‘affordable’ housing project where
Council Member Mendez should be commended for her
lesser materials might be used. Instead, the architects’
advocacy for low-income residents and particularly the
used products they typically specified. For a project that
formerly homeless veterans to be accommodated in this
has a 40 percent affordable housing component, the
project and it is this dedication by City officials which will
same materials and finishes have been used throughout
help ensure that the most vulnerable members of society
the housing. Also, so that the building is more cohesive
can have these opportunities.
as a whole, regulations also include requirements for
Avoiding Environmental Jargon fair distribution of views, access to shared spaces and
appliance of equal sizes. These small design decisions go a
To incorporate the best building materials and product long way in creating social equity within these projects.
alternatives certification becomes a key factor. It is
currently the only driver unless the criteria are prescribed
by the developer or funder of a project, to ensure that
materials and products are considered in a way that is It is heartening to note that a city with such pressures
meaningful to human health. The vague language around on affordable housing over the course of its history
environment-friendly building products and unclear continues to evaluate what can be done to serve all of its
details of their certification on websites are definitely citizens equally. Innovation, stakeholder collaboration
discouraging. For an affordable building project to be and conscious effort from the designers is the call of the
healthy in 2019, conscious time and effort need to be hour. The work for healthier affordable housing is just
undertaken by architects and designers to research and beginning and demands the same dedication from all
specify better building products. sectors from manufacturing to installation.
76 77
SECTION 9
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