Judgment Nunc Pro Tunc
Judgment Nunc Pro Tunc
Judgment Nunc Pro Tunc
The sole issue is whether or not the Court of Appeals acted with grave abuse of
discretion amounting to lack of jurisdiction in refusing to grant petitioner’s motion for
clarificatory judgment.
It must be noted, as narrated above, that the Decision of the Court of Appeals had
already become final and executory at the time that the motion for clarificatory judgment
was filed. With regards to FINAL JUDGMENTS, this Court has pronounced that:
… nothing is more settled in the law than that when a final judgment becomes
executory, it thereby becomes immutable and unalterable. The judgment may no longer
be modified in any respect, even if the modification is meant to correct what is perceived
to be an erroneous conclusion of fact or law, and regardless of whether the modification
is attempted to be made by the Court rendering it or by the highest Court of the land.
The only recognized exceptions are the correction of clerical errors or the making of so-
called nunc pro tunc entries which cause no prejudice to any party, and, of course,
where the judgment is void.22
As a GENERAL RULE, therefore, final and executory judgments are immutable and
unalterable except under the three exceptions named above: a) clerical errors; b) nunc
pro tunc entries which cause no prejudice to any party; and c) void judgments.
In the present case, petitioner claims the second exception, i.e., that her motion for
clarificatory judgment is for the purpose of obtaining a nunc pro tunc amendment of the
final and executory Decision of the Court of Appeals.
NUNC PRO TUNC JUDGMENTS have been defined and characterized by this Court in
the following manner:
The office of a judgment nunc pro tunc is to record some act of the court done at a
former time which was not then carried into the record, and the power of a court to
make such entries is restricted to placing upon the record evidence of judicial action
which has been actually taken. It may be used to make the record speak the truth,
but not to make it speak what it did not speak but ought to have spoken. If the
court has not rendered a judgment that it might or should have rendered, or if it
has rendered an imperfect or improper judgment, it has no power to remedy
these errors or omissions by ordering the entry nunc pro tunc of a proper
judgment. Hence a court in entering a judgment nunc pro tunc has no power to
construe what the judgment means, but only to enter of record such judgment as
had been formerly rendered, but which had not been entered of record as
rendered. In all cases the exercise of the power to enter judgments nunc pro tunc
presupposes the actual rendition of a judgment, and a mere right to a judgment will not
furnish the basis for such an entry. (15 R. C. L., pp. 622-623.)
The object of a judgment nunc pro tunc is not the rendering of a new judgment
and the ascertainment and determination of new rights, but is one placing in
proper form on the record, the judgment that had been previously rendered, to
make it speak the truth, so as to make it show what the judicial action really was,
not to correct judicial errors, such as to render a judgment which the court ought
to have rendered, in place of the one it did erroneously render, nor to supply
nonaction by the court, however erroneous the judgment may have been.
(Wilmerding vs. Corbin Banking Co., 28 South., 640, 641; 126 Ala., 268.)
A NUNC PRO TUNC ENTRY in practice is an entry made now of something which was
actually previously done, to have effect as of the former date. Its office is not to
supply omitted action by the court, but to supply an omission in the record of
action really had, but omitted through inadvertence or mistake. (Perkins vs.
Haywood, 31 N. E., 670, 672.)
It is competent for the court to make an entry nunc pro tunc after the term at which the
transaction occurred, even though the rights of third persons may be affected. But
entries nunc pro tunc will not be ordered except where this can be done without injustice
to either party, and as a nunc pro tunc order is to supply on the record something
which has actually occurred, it cannot supply omitted action by the court . . . (15
C. J., pp. 972-973.)23
From the above characterization of a nunc pro tunc judgment it is clear that the
judgment petitioner sought through the motion for clarificatory judgment is outside its
scope. Petitioners did not allege that the Court of Appeals actually took judicial action
and that such action was not included in the Court of Appeals’ Decision by
inadvertence. A nunc pro tunc judgment cannot correct judicial error nor supply
nonaction by the court.24
Since the judgment sought through the motion for clarificatory judgment is not a nunc
pro tunc one, the general rule regarding final and executory decisions applies. In this
case, no motion for reconsideration having been filed after the Court of Appeals
rendered its decision on June 29, 1995 and an entry of judgment having been made on
July 17, 1996, the same became final and executory and, hence, is no longer
susceptible to amendment. It, therefore, follows that the Court of Appeals did not act
arbitrarily nor with grave abuse of discretion amounting to lack of jurisdiction when it
issued the aforementioned Resolution denying petitioner’s motion for clarificatory
judgment and the Resolution denying petitioner’s motion for reconsideration.
Nevertheless, for purposes of guiding the parties in the execution of the aforesaid
Decision of the CA, without altering the same, the following should be noted:
The Court of Appeals pronounced in its Decision that the contract between the parties is
an equitable mortgage. Since the contract is characterized as a mortgage, the
provisions of the Civil Code governing mortgages apply. Article 2088 of the Civil Code
states:
The creditor cannot appropriate the things given by way of pledge or mortgage, or
dispose of them. Any stipulation to the contrary is null and void.
The essence of pacto commissorio, which is prohibited by Article 2088 of the Civil
Code, is that ownership of the security will pass to the creditor by the mere default of
the debtor (Guerrero v. Yñigo, et al., 96 Phil. 37, 41-42; Puig v. Sellner, et al., 45 Phil.
286, 287 – 88) …25
The private respondents do not appear to have caused the foreclosure of the mortgage
much less have they purchased the property at a foreclosure sale. Petitioner, therefore,
retains ownership of the subject property. The right of ownership necessarily includes
the right to possess, particularly where, as in this case, there appears to have been no
availment of the remedy of foreclosure of the mortgage on the ground of default or non-
payment of the obligation in question.
WHEREFORE, the petition for certiorari is DISMISSED. The parties are directed to
proceed upon the basis of the final Decision of the Court of Appeals, dated June 29,
1995, in CA-G.R. CV No. 39025, that the contract in question was an equitable
mortgage and not a sale.
G.R. No. 197654, August 30, 2017
DECISION
LEONEN, J.:
was not entitled to the entire monetary award because he had partially
recovered from his injuries.13 The Motion was denied with finality in the
Resolution dated August 8, 2007.14 Entry of judgment was made on October
3, 2007.15
On February 1, 2008, Stephen and his parents moved for the execution of
the judgment16 before the Regional Trial Court of Makati to which Mercury
Drug and Del Rosario filed an opposition.17
The Regional Trial Court granted the Motion for Execution in the
Order18 dated July 21, 2008.
On August 26, 2008, Mercury Drug and Del Rosario moved to quash the Writ
of Execution21 as it allegedly contravened the tenor of the judgment. They
also moved for the inhibition of Presiding Judge22 Gina M. Bibat-
Palamos.23 Pending the resolution of these motions, the sheriff began to
garnish Mercury Drug and Del Rosario's bank accounts.24 Mercury Drug and
Del Rosario filed an urgent motion to defer the implementation of the Writ of
Execution.25 All three (3) motions were denied by the Regional Trial
Court.26 Mercury Drug and Del Rosario then moved for reconsideration but
their motion was denied.27
On December 18, 2008,30 Mercury Drug and Del Rosario filed a Petition for
Certiorari31 before the Court of Appeals. They argued that the Regional Trial
Court committed grave abuse of discretion in allowing the execution of the
judgment despite clerical errors in the computation of life care cost and loss
of earning capacity.32
In its January 20, 2011 Decision,33 the Court of Appeals denied the Petition
for Certiorari holding that the Regional Trial Court did not commit grave
abuse of discretion.34 The Court of Appeals found that "the perceived
error in the computation of the award and [its] correction" entailed
a substantial amendment of the judgment sought to be
enforced.35 Under the doctrine on immutability of judgments, courts
are precluded from altering or modifying a final and executory
judgment.36
Mercury Drug and Del Rosario moved for reconsideration but their Motion
was denied in the Reso1ution37 dated July 6, 2011.
On September 1, 2011, Mercury Drug and Del Rosario (petitioners) filed this
Petition for Review on Certiorari38 before this Court to which Stephen and his
parents (respondents) filed a Comment.39 Petitioners then filed a Rep1y40 on
September 25, 2013.41
In the Resolution42 dated December 11, 2013, this Court gave due course to
the Petition and required both parties to submit their respective memoranda.
The parties filed their respective Memoranda on March 14, 2014.43
Petitioners assert that the dispositive portion of the September 29, 2004
Decision and the corresponding Writ of Execution varied the tenor of the
judgment. They point out, in particular, that the amounts of life care cost
and loss of earning capacity reflected in the dispositive portion and the writ
of execution do not correspond to those stated in the body of the decision.44
On the other hand, respondents assert that petitioners are prohibited from
questioning the propriety of the monetary awards under the doctrine of
immutability of final judgments.57 There are no clerical errors in the
computation of the two (2) monetary awards.58 Respondents contend that
the reduction of these amounts would amount to a substantial amendment
of a final and executory judgment.59
Respondents add that petitioners are estopped from raising the issues in the
present Petition because they have been considered and passed upon by this
Court.60 Lastly, respondents disagree that the two (2) monetary awards
should be paid on installment basis.61 The dispositive portion of the
judgment sought to be enforced is silent regarding the manner of
payment.62 Hence, Rule 39, Section 9(a) of the Rules of Court63 should
govern.64
This case presents the following issues for this Court's resolution:
First, whether or not the case falls under any of the exceptions to the
doctrine of immutability of judgments. Subsumed in this issue is whether or
not a clerical error exists that would warrant the modification of the
dispositive portion of the judgment;65
The rationale behind the rule was further explained in Social Security
System v. Isip,71 thus:
(2) [T]he so-called nunc pro tunc entries which cause no prejudice to any
party;
Similarly, in Spouses Mahusay v. B.E. San Diego, Inc.,91 the lower court
amended its decision to include payment of "all penalties and interest due on
the unpaid amortizations" under the contracts to sell.92 The modification,
according to this Court) was not a substantial amendment of the
judgment,93 thus:
There was nothing substantial to vary, considering that the issues between
the parties were deemed resolved and laid to rest, It is unn1istakably clear
that petitioners do not deny the execution of the Contracts to Sell and, in
fact, admit their liability for the unpaid amortizations of the lots purchased. .
. There was a compelling reason for the CA to clarify its original Decision to
include the payment of all penalties and interest due on the unpaid
amortizations, as provided in the contracts. Considering that the validity of
the contracts was never put in question, and there is nothing on record to
suggest that the same may be contrary to law, morals, public order, or
public policy, there is nothing unlawful in the stipulation requiring the
payment of interest/penalty at the rate agreed upon in the contract of the
parties.94 (Citation omitted)
In determining whether there are clerical errors or ambiguities in the
dispositive portion of the judgment that should be rectified, courts should
refer primarily to "the court's findings of facts and conclusions of law as
expressed in the body of the decision."95 The parties' pleadings may also be
consulted if necessary.96
I.B
"Nunc pro tunc" is a Latin phrase that means "now for then."97 A
judgment nunc pro tunc is made to enter into the record an act previously
done by the court, which had been omitted either through inadvertence or
mistake.98 It neither operates to correct judicial errors nor to "supply omitted
action by the court."99 Its sole purpose is to make a present record of a
"judicial action which has been actually taken."100
....
If the court has omitted to make an order, which it might or ought to have
made, it cannot, at a subsequent term, be made nunc pro tunc. According to
some authorities, in all cases in which an entry nunc pro tunc is made, the
record should show the facts which authorize the entry, 'but other courts
hold that in entering an order nunc pro tunc the court is not confined to an
examination of the judges minutes, or written evidence, but may proceed on
any satisfactory evidence, including parol testimony. In the absence of a
statute or rule of court requiring it, the failure of the judge to sign the
journal entries or the record does not affect the force of the order grante[d].
....
The object of a judgment nunc pro tunc is not the rendering of a new
judgment and the ascertainment and determination of new rights, but is one
placing in proper form on the record, the judgment that had been previously
rendered, to make it speak the truth, so as to make it show what the judicial
action really was, not to correct judicial errors, such as to render a judgment
which the court ought to have rendered, in place of the one it did
erroneously render, nor to supply nonaction by the court, however
erroneous the judgment may have been.102 (Emphasis supplied, citations
omitted)
The exercise of issuing nunc pro tunc orders or judgments is narrowly
confined to cases where there is a need to correct mistakes or omissions
arising from inadvertence so that the record reflects judicial action, which
had previously been taken. Furthermore, nunc pro tunc judgments or orders
can only be rendered if none of the parties will be prejudiced.103
Parties seeking the issuance of nunc pro tunc judgments or orders must
allege and prove that the court took a particular action and that the action
was omitted through inadvertence.104 On the other hand, courts must ensure
that the matters sought to be entered are supported by facts or data.105
This may be accomplished by referring to the records of the case. This
requirement was emphasized in Lichauco, thus:
[F]or the entry of a nunc pro tunc order, it is required that the record
present some visible data of the order which it is sought to be supplied by
said nunc pro tunc order, whether it is the data referring to the. whole of the
order or merely limited to such portion thereof, that the part lacking from
the record constitutes a necessary part, an inevitable and ordinary
consequence of the portion appearing in the record.106
Hence, courts cannot render a judgment of order nunc pro tunc in the
absence of data regarding the judicial act sought to be recorded.
In Lichauco, this Court invalidated the nunc pro tunc order issued by the trial
court because there was "no data, partial or integral, in the record regarding
the judicial act . . . in question."107 There was no visible data appearing in
the case records to establish that the trial court actually approved the lease
contract in dispute.108
I.C
Void judgments produce "no legal [or] binding effect."112 Hence, they are
deemed non-existent.113 They may result from the "lack of jurisdiction over
the subject matter" or a lack of jurisdiction over the person of either of the
parties.114 They may also arise if they were rendered with grave abuse of
discretion amounting to lack or excess of jurisdiction.115
In Gomez v. Concepcion,116 this Court explained the nature and the effects of
void judgments, thus:
A void judgment is in legal effect no judgment. B[y] it no rights are divested.
From it no rights can be obtained. Being worthless in itself, all proceedings
founded upon, it [is] equally worthless. It neither binds nor bars any one. All
acts performed under it and all claims flowing out of it are void.117
A void judgment never acquires the status of a final and executory
judgment.118 Parties may, therefore, challenge them without running afoul of
the doctrine of immutability of judgment. A direct attack may be brought
either through a petition for annulment of judgment under Rule 47 of the
Rules of Court or through a petition for certiorari under Rule 65 of the Rules
of Court.119 A void judgment may also be challenged collaterally "by assailing
its validity in another action where it is invoked."120
I.D
....
In the present cases, the execution or existence of the alleged deed of sale
of 4 March 1975 cannot be considered a supervening event that will alter the
finality and the executory nature of the decisions in question. The records
show that Luz Javier filed the complaint for rescission of the Deed of
Absolute Sale of 8 March 1972 on 5 August 1976. All throughout the
proceedings from the lower court to the appellate courts in 1976 (specifically
during the lifetime of Luz Javier, who died on 9 June 1980), to this Court in
1987, Ursula and the legal heirs remained silent about the existence of the
alleged deed of sale of 4 March 1975.134 (Citations omitted)
Aside from these well-known exceptions, several cases have also been
excluded from the application of the doctrine of immutability of judgment in
the interest of substantial justice. The exception sometimes applied when a
party's liberty is involved or when there are special and compelling
circumstances.135 For instance, judgments of conviction that have attained
finality were modified to correct an erroneous penalty previously imposed.136
I.E
In the present case, petitioners assert that the case falls under the first
exception: that clerical errors attended the computation of the amounts
awarded as life care cost and loss of earning capacity.138 The resolution of
the present petition would, therefore, require a comparison between the
dispositive portion and the body of the judgment.
The dispositive portion of the September 29, 2004 Decision provided:
WHEREFORE, judgment is rendered finding defendants Mercury Drug
Corporation, Inc. and Rolando del Rosario, jointly and severally liable to pay
plaintiffs Spouses Richard Y. Huang and Carmen G. Huang, and Stephen
Huang the following amounts:
2. As compensatory damages:
a. Twenty[-]Three Million Four Hundred Sixty[-]One Thousand, and
Sixty-Two Pesos (P23,461,062.00) for life care cost of Stephen;
SO ORDERED.139
On the other hand, the pertinent portion of this decision stated:
Drs. Renato Sibayan, Eduardo Jamora, Evelyn Dy and Teresita Sanchez
testified regarding the massive injuries suffered by plaintiff Stephen and
expenses that plaintiff will continue to incur. (TSN, July 5, 1999; TSN April
26, 1999, TSN, April 19, 1999; and TSN, March 26, 1999).
Accordingly, the defendants must not only pay for the actual expenses
incurred by plaintiffs for the hospitalization and medical treatment of
Stephen, they must also pay plaintiffs for the natural and probable expenses
which the plaintiffs will in the future likely incur as a result of the injuries he
suffered. In 1997[,] Stephen[']s average monthly expense was P21,500.00
and for 1998 it was for P16,280.00 more or less, (TSN, p. 11, January 11,
1999). It is expected that he will continue to incur these expenses for the
rest of his life. The chance of Stephen regaining his normal ability to walk
and perform the most basic body movements is remote. Thus, he shall be
dependent financially and physically on the care, assistance, and support of
his family throughout his life. Based on the actuarial computation of the
remaining years that Stephen is expected to live, the life care cost will
amount to P23,461,062.00 more or less. Plaintiffs must be compensated
(Exhibits ZZ, ZZ-4 to ZZ-6).
Also part of the damages sustained by plaintiffs is the loss or in the least,
impairment of Stephen's earning capacity. The massive injury Stephen
sustained disabled him from engaging in those pursuits and occupations for
which, in the absence of said injury, he would have qualified. To determine
how much to be awarded for decreased earning capacity, the health of the
injured party, and his mental and physical ability to maintain himself before
the injury as compared with his condition in this respect afterwards have to
be considered. The rule necessarily permits an inquiry into the capacity of
plaintiff prior to the injury, including his physical condition, and his ability to
labor or follow his usual vocation, his age, his state of health, and his
probable life expectancy. The plaintiff's ability and disposition to labor or his
business or professional habits may also be taken into consideration . . .
At the time of [the] accident, Stephen is a bright young man of 17, fourth
year high school, a member of his school's varsity basketball team. He
passed the entrance examination of the University of the Philippines, De La
Salle University, and the University of Asia and the Pacific. In the actuarial
study presented by plaintiff's witness, Aida Josef, she projected that
Stephen's life expectancy is only up to age 48.37 or more or less 20 years
after the accident. Had Stephen not met the accident, he would have
continued his studies, finished his course in time, embarked on a banking
career, initially earned a monthly income of at least P15,000.[00], gotten
married, raised children, and become a productive member of society. Based
on her actuarial study, Ms. Josef opined that due to serious physical injuries
which caused him to be paraplegic for life, Stephen lost the opportunity to
do all [of] the above. Stephen stood to suffer loss of his earning capacity in
the total amount of P41,982,764.00 from year 2003 to year 2004 (Exhibit[s]
YY, ZZ and XX with submarkings). However, considering the speculation
involved, this Court places the loss or impairment of Stephen's earning
capacity to a conservative amount of Ten Million Pesos, for which he must be
compensated.140 (Emphasis supplied)
In this case, there are no clerical errors or ambiguities regarding the
computation of life care cost and loss of earning capacity awarded to
respondent Stephen. The amounts indicated in the dispositive portion of the
judgment faithfully correspond to the findings of fact and conclusions of the
trial court.
These findings and conclusions were even affirmed by this Court in Mercury
Drug Corporation,144 thus:
Petitioners are also liable for all damages which are the natural and probable
consequences of the act or omission complained of. The doctors who
attended to respondent Stephen are one in their prognosis that his chances
of walking again and performing basic body functions are nil. For the rest of
his life, he will need continuous rehabilitation and therapy to prevent further
complications such as pneumonia, bladder and rectum infection, renal
failure, sepsis and severe bed sores, osteoporosis and fractures, and other
spinal cord injury-related conditions. He will be completely dependent on the
care and support of his family. We thus affirm the award of P23,461,062.00
for the life care cost of respondent Stephen Huang, based on his average
monthly expense and the actuarial computation of the remaining years that
he is expected to live; and the conservative amount of P10,000,000.00, as
reduced by the trial court, for the loss or impairment of his earning capacity,
considering his age, probable life expectancy, the state of his health, and his
mental and physical condition before the accident. He was only seventeen
years old, nearly six feet tall and weighed 175 pounds. He was in fourth year
high school, and a member of the school varsity basketball team. He was
also class president and editor-in-chief of the school annual. He had shown
very good leadership qualities. He was looking forward to his college life,
having just passed the entrance examinations of the University of the
Philippines, De La Salle University, and the University of Asia and the Pacific.
The University of Sto. Tomas even offered him a chance to obtain an athletic
scholarship, but the accident prevented him from attending the basketball
try-outs. Without doubt, he was an exceptional student. He excelled both in
his academics and extracurricular undertakings. He is intelligent and
motivated, a go-getter, as testified by Francisco Lopez, respondent Stephen
Huang's godfather and a bank executive. Had the accident not happened, he
had a rosy future ahead of him. He wanted to embark on a banking career,
get married and raise children. Taking into account his outstanding abilities,
he would have enjoyed a successful professional career in banking. But, as
Mr. Lopez stated, it is highly unlikely for someone like respondent to ever
secure a job in a bank. To his knowledge, no bank has ever hired a person
suffering with the kind of disability as Stephen Huang's.145 (Citations
omitted)
There being no clerical errors or ambiguities in the dispositive portion or
body of the judgment, the amounts awarded as life care cost and loss of
earning capacity stand. There is no reason to disturb the trial court's findings
and conclusions on the matter.
This Court notes that the amendments sought by petitioners affect the very
substance of the controversy. While it appears on the surface of the Petition
that they merely seek the clarification of the judgment, a careful review of
petitioners' assertions and arguments reveal their true intention of appealing
the merits of the case. This cannot be done without violating the doctrine on
immutability of judgments. A correction pertaining to the substance of the
controversy is not a clerical error.
II
Another effect of a final and executory judgment is that winning litigants are
entitled to the satisfaction of the judgment through a writ of execution.
In this case, the Writ of Execution154 issued by the Regional Trial Court
neither varied nor departed from the terms of the judgment in any manner.
It was faithful to what the trial court decreed, thus:
You are commanded to demand from MERCURY DRUG CORPORATION and
ROLANDO J. DEL ROSARIO at #7 Mercury Avenue, Libis, Quezon City and C.
Valle Street, Dolores, Taytay, Rizal, respectively, the judgment obligors, the
immediate payment in full of the sums of TWO MILLION NINE HUNDRED
SEVENTY[-]THREE THOUSAND PESOS (P2,973,000.00), Philippine Currency,
as actual damages; TWENTY[-]THREE MILLION FOUR HUNDRED SIXTY[-
-]ONE THOUSAND, AND SIXTY[-]TWO PESOS (P23,461,062.00) for life care
cost of Stephen; TEN MILLION PESOS (P10,000,000.00) as and for lost or
impaired earning capacity of Stephen; ONE MILLION PESOS (P1,000,000.00)
as moral damages; TWO MILLION PESOS (P2,000,000.00) as exemplary
damages; and ONE MILLION PESOS (P1,000,000.00) as attorney's fees and
litigation expense, together with your lawful fees for service of this
execution, which SPOUSES RICHARD Y. HUANG & CARMEN G. HUANG and
STEPHEN G. HUANG, the judgment obligees, recovered in this case against
said judgment obligors, and to tender the same to said judgment obligees
and return this writ, with the lawful fees, to this Court within thirty (30) days
from the date of receipt hereof with your proceedings indorsed thereon.155
III
The case not falling within any of the exceptions to the doctrine of
immutability of judgments, it becomes the court's ministerial duty to issue a
writ of execution, which must "conform to that ordained or decreed in the
dispositive part of the decision."156 The manner of execution of a judgment
cannot depend upon the choice or discretion of a party.157
In this case, the judgment did not indicate, in any manner, that the amounts
of life care cost and loss of earning capacity should be paid in installments or
amortized. There is nothing in the decision that would substantiate
petitioners' assertion that life care cost and loss of earning capacity were
awarded as judicial support.
SO ORDERED.