HART-Law, Liberty, and Morality
HART-Law, Liberty, and Morality
HART-Law, Liberty, and Morality
MORALITY
H. L.A. Hart
I
The Legal Enforcement of Morality, I
Conspiracy to Corrupt Public Morals, 6
Prostitution and Homosexuality, 13
Positive and Critical Morality, 17
II
The Use and Abuse of Examples, 25
Paternalism and the Enforcement of Morality, 30
The Moral Gradation of Punishment, 34
Private Immorality and Public Indecency, 38
The Moderate and the Extreme Thesis, 48
III
Varieties of Enforcement, 53
Retribution and Denunciation, 6o
The Preservation of Morality and Moral Conservatism, 69
Moral Populism and Democracy, 77
Conclusion, 81
Selected Bibliography, 85
Index,87
I
2
vey when he uses the expressions "law" or "legal system"?
Or should it rather aim to provide, by marking off certain
social phenomena from others, a classification useful or
illuminating for theoretical purposes?
A third question concerns the possibility and the forms
of the moral criticism of law. Is law open to moral criti-
cism? Or does the admission that a rule is a valid legal
rule preclude moral criticism or condemnation of it by ref-
erence to moral standards or principles? Few perhaps of
this audience would find any contradiction or paradox in
the assertion that a rule of law was valid and yet conflicted
with some binding moral principle requiring behaviour
contrary to that demanded by the legal rule. Yet in our
own day Kelsen 1 has argued that there is a logical contra-
diction in such an assertion, unless it is interpreted merely
as an autobiographical statement or psychological report
by the speaker of his divergent inclinations both to obey
the law and to disobey it by following the moral principle.
Within this third question there are many subordinate
ones. Even if we admit, as most would, the possibility of
a moral criticism of law, we may ask whether there are
any forms of moral criticism which are uniquely or ex-
clusively relevant to law. Does criticism in terms of Justice
exhaust all the relevant forms? Or does "good law" mean
something different from and wider than "just law"? Is
1 Hans Kelsen, General Theory of Law and State, pp. 374-76,
407-10.
3
Justice, as Bentham seems to have thought, merely a name
for the efficient distribution of Utility or Welfare, or is it
otherwise reducible to them? Plainly the adequacy of Util-
itarianism as a moral critique of social institutions is in
issue here.
The fourth question is the subject of these lectures. It
concerns the legal enforcement of morality and has been
formulated in many different ways: Is the fact that cer-
tain conduct is by common standards immoral sufficient
to justify making that conduct punishable by law? Is it
morally permissible to enforce morality as such? Ought
immorality as such to be a crime?
To this question John Stuart Mill gave an emphatic
negative answer in his essay On Liberty one hundred years
ago, and the famous sentence in which he frames this an-
swer expresses the central doctrine of his essay. He said,
"The only purpose for which power can rightfully be ex-
ercised over any member of a civilised community against
his will is to prevent harm to others." 2 And to identify the
many different things which he intended to exclude, he
added, "His own good either physical or moral is not a
sufficient warrant. He cannot rightfully be compelled to
do or forbear because it will be better for him to do so,
because it will make him happier, because in the opinions
of others, to do so would be wise or even right." 3
This doctrine, Mill tells us, is to apply to human beings
2 On Liberty, Chapter 1. 3 /bid.
4
only "in the maturity of their faculties": it is not to apply
to children or to backward societies. Even so, it has been
the object of much academic criticism on two different,
and indeed inconsistent, grounds. Some critics have urged
that the line which Mill attempts to draw between actions
with which the law may interfere and those with which
it may not is illusory. "No man is an island"; and in an
organised society it is impossible to identify classes of ac-
tions which harm no one or no one but the individual who
does them. Other critics have admitted that such a divi-
sion of actions may be made, but insist that it is merely
dogmatic on Mill's part to limit legal coercion to the class
of actions which harm others. There are good reasons, so
these critics claim, for compelling conformity to social mo-
rality and for punishing deviations from it even when these
do not harm others.
I shall consider this dispute mainly in relation to the
special topic of sexual morality where it seems prima facie
plausible that there are actions immoral by accepted stand-
ards and yet not harmful to others. But to prevent mis-
understanding I wish to enter a caveat; I do not propose
to defend all that :Mill said; for I myself think there may
be grounds justifying the legal coercion of the individual
other than the prevention of harm to others. But on the
narrower issue relevant to the enforcement of morality
Mill seems to me to be right. It is of course possible simply
to assert that the legal enforcement by society of its ac-
5
cepted morality needs no argument to justify it, because it
is a morality which is enforced. But Mill's critics have not
fallen back upon this brute assertion. They have in fact ad-
vanced many different arguments to justify the enforce-
ment of morality, but these all, as I shall attempt to show,
rest on unwarranted assumptions as to matters of fact, or
on certain evaluations whose plausibility, due in large
measure to ambiguity or vagueness or inaccuracy of state-
ment, dwindles (even if it does not altogether vanish)
when exposed to critical scrutiny.
6
cepted morality needs no argument to justify it, because it
is a morality which is enforced. But Mill's critics have not
fallen back upon this brute assertion. They have in fact ad-
vanced many different arguments to justify the enforce-
ment of morality, but these all, as I shall attempt to show,
rest on unwarranted assumptions as to matters of fact, or
on certain evaluations whose plausibility, due in large
measure to ambiguity or vagueness or inaccuracy of state-
ment, dwindles (even if it does not altogether vanish)
when exposed to critical scrutiny.
6
which we are all vastly disturbed. But whatever its cause,
this movement of judicial opinion has gone far. Last year
the House of Lords in the case of Shaw v. Director of
Public Prosecutionl conjured up, from what many had
thought was its grave the eighteenth century, the concep-
tion (itself a creature of the Star Chamber) that "a con-
spiracy to corrupt public morals" is a common law offence.
As a result of this decision the prosecuting authorities in
England can now face their complex problems equipped
with Lord Mansfield's dictum of 1774 which some of the
judges in Shaw's case invoked in their speeches.
Whatever is contra bonos mores et decorum the prin-
ciples of our laws prohibit and the King's Court as the
general censor and guardian of the public morals is
bound to restrain and punish.5
Of course the penal code of California, like that of many
states of the Union, includes in its calendar of crimes a con-
spiracy to injure public morals, and it may seem strange to
Americans to hear the recognition of this offence by the
English House of Lords represented as a new development.
But Americans are accustomed, as the English are not, to
the inclusion among their statutes of much legal lumber in
the form of penal provisions no longer enforced, and I am
assured that, in California at least, the provision making
a conspiracy to corrupt public morals a crime may safely
4 (r96r) 2 A.E.R. 446. (r962) A.C. 223.
''Jones v. Randall ( r774). Lofft. at p. 385.
7
be regarded as a dead letter. This is now not so with the
English, and both the use actually made of the law in
Shaw's case and the future use envisaged for it by the
House of Lords are worth consideration.
The facts in Shaw's case are not such as to excite sym-
pathy for the accused. What Shaw had done was to com-
pose and procure the publication of a magazine called the
Ladies Directory giving the names and addresses of pros-
titutes, in some cases nude photographs, and an indication
in code of their practices. For this Shaw was charged and
found guilty of three offences: ( 1) publishing an obscene
article, (2) living on the earnings of the prostitutes who
paid for the insertion of their advertisements in the Ladies
Directory, (3) conspiring to corrupt public morals by
means of the Ladies Directory.
All this may seem a somewhat ponderous three-handed
engine to use merely to ensure the conviction and impris-
onment of Shaw; but English law has always preferred the
policy of thorough. The judges in the House of Lords
not only raised no objection to the inclusion of the charge
of conspiracy to corrupt public morals, but with one dis-
sentient (Lord Reid) they confirmed the prosecution's con-
tention that this was an offence still known to English law
and insisted that it was a salutary thing that this should be
so. They made indeed an excursion, rare for English
judges, into the area of policy in order to emphasise this.
To show the contemporary need for the newly resusci-
8
tated penal law one of the judges (Lord Simonds), a
former Lord Chancellor, made the following remarkable
statement:
When Lord Mansfield speaking long after the Star
Chamber had been abolished said that the Court of
King's Bench was the custos morum of the people and
had the superintendency of offences contra bonos mores,
he was asserting, as I now assert, that there is in that
Court a residual power, where no statute has yet inter-
vened to supersede the common law, to superintend
those offences which are prejudicial to the public wel-
fare. Such occasions will be rare, for Parliament has
not been slow to legislate when attention has been suffi-
ciently aroused. But gaps remain and will always re-
main, since no one can foresee every way in which the
wickedness of man may disrupt the order of society.
Let me take a single instance ... Let it be supposed
that at some future, perhaps early, date homosexual
practices between adult consenting males are no longer
a crime. Would it not be an offence if even without
obscenity such practices were publicly advocated and
encouraged by pamphlet and advertisement? Or must
we wait till Parliament finds time to deal with such
conduct? I say, my Lords, that if the common law is
powerless in such an event then we should no longer
do her reverence. But I say that her hand is still pow-
erful and that it is for her Majesty's Judges to play the
part which Lord Mansfield pointed out to them. 6
"Shaw v. Director of Public Prosecutions ( 1961) 2 A.E.R. at
pp. 452-53. ( 1962) A.C. at p. 268.
9
This is no doubt a fine specimen of English judicial rhet-
oric in the baroque manner. Later judges may dismiss
much of it as obiter dictum. But the interpretation given
by the House of Lords to the exceedingly vague and indeed
obscure idea of corrupting public morals has fashioned a
very formidable weapon for punishing immorality as such.
For it is clear from the form of direction to the jury which
the House of Lords approved in this case that no limits are
in practice imposed by the need to establish anything which
would be ordinarily thought of as a "conspiracy" or as "cor-
ruption." These strong words have, as Lord Reid said, been
"watered down," and all that has to be established is that
the accused agreed to do or say something which in the
opinion of a jury might "lead another morally astray." 7
There need moreover be no approach to the "public" nor
need the morality in question be "public" in any sense other
than being the generally accepted morality.
Legal writers in England have not yet worked out the
relation between this vastly comprehensive common law
offence and those statutes which define certain specific of-
fences concerned with sexual morality. But it is certainly
arguable that the prosecuting authorities may now avail
themselves of this common law offence to avoid the restric-
tions imposed by statute or statutory defences. Thus the
statute 8 under which the publishers of D. H. Lawrence's
IO
Lady Chatterley's Lover were unsuccessfully prosecuted
in England last year provides that the interests of sci-
ence, literature, and art or learning shall be taken into
consideration, and if it is proved that on these grounds pub-
lication is justified as being for the public good, no offence
under the statute is committed. Evidence as to these merits
was accordingly received in that case. Had the publishers
been charged with conspiring 'to corrupt public morals, the
literary or artistic merits of the book would have been irrel-
evant, and the prosecution might very well have succeeded.
In the same way, though Parliament in recent legislation
has refrained from making prostitution itself a crime, as
distinct from soliciting in a street or public place,9 it seems
that it is open to the Courts under the doctrine of Shaw's
case to do what Parliament has not done. Some apprehen-
sion that it may be so used has already been expressed. 10
The importance attached by the judges in Shaw's case
to the revival of the idea that the Courts should function
as the custos morum or "the general censor and guardian
of the public manners" may be gauged from two things.
The first is that this revival was plainly a deliberate act of
policy; for the antique cases relied upon as precedents
plainly permitted, even under the rigorous English doc-
II
trine of precedent, a decision either way. Secondly, the
judges seemed willing to pay a high price in terms of the
sacrifice of other values for the establishment-or re-estab-
lishment-of the Courts as custos morum. The particular
value which they sacrificed is the principle of legality which
requires criminal offences to be as precisely defined as pos-
sible, so that it can be known with reasonable certainty be-
forehand what acts are criminal and what are not. As a
result of Shaw's case, virtually any cooperative conduct is
criminal if a jury consider it ex post facto to have been
immoral. Perhaps the nearest counterpart to this in mod-
ern European jurisprudence is the idea to be found in Ger-
man statutes of the Nazi period that anything is punish-
able if it is deserving of punishment according "to the
fundamental conceptions of a penal law and sound popular
feeling." 11 So while Mill would have shuddered at the law
laid down in Shaw's case as authorising gross invasions of
individual liberty, Bentham12 would have been horrified at
its disregard of the legal values of certainty and its exten-
sion of what he termed "ex post facto law." 13
12
PROSTITUTION AND HOMOSEXUALITY
20
may ask for and give explanations of these practices or
may attempt to demonstrate their value.
It is salutary to inquire precisely what it is that is prima
facie objectionable in the legal enforcement of morality;
for the idea of legal enforcement is in fact less simple than
is often assumed. It has two different but related aspects.
One is the actual punishment of the offender. This char-
acteristically involves depriving him of liberty of move-
ment or of property or of association with family or
friends, or the infliction upon him of physical pain or even
death. All these are things which are assumed to be wrong
to inflict on others without special justification, and in fact
they are so regarded by the law and morality of all devel-
oped societies. To put it as a lawyer would, these are things
which, if they are not justified as sanctions, are delicts or
wrongs.
The second aspect of legal enforcement bears on those
who may never offend against the law, but are coerced
into obedience by the threat of legal punishment. This
rather than physical restrictions is what is normally meant
in the discussion of political arrangements by restrictions
on liberty. Such restrictions, it is to be noted, may be
thought of as calling for justification for several quite dis-
tinct reasons. The unimpeded exercise by individuals of
free choice may be held a value in itself with which it is
prima facie wrong to interfere; or it may be thought valu-
able because it enables individuals to experiment-even
21
with living-and to discover things valuable both to them·
selves and to others. But interference with individual
liberty may be thought an evil requiring justification for
simpler, utilitarian reasons; for it is itself the infliction of
a special form of suffering-often very acute-on those
whose desires are frustrated by the fear of punishment.
This is of particular importance in the case of laws enforc·
ing a sexual morality. They may create misery of a quite
special degree. For both the difficulties involved in the re·
pression of sexual impulses and the consequences of re·
pression are quite different from those involved in the ab.
stention from "ordinary" crime. Unlike sexual impulses,
the impulse to steal or to wound or even kill is not, except
in a minority of mentally abnormal cases, a recurrent and
insistent part of daily life. Resistance to the temptation to
commit these crimes is not often, as the suppression of
sexual impulses generally is, something which affects the
development or balance of the individual's emotional life,
happiness, and personality.
Thirdly, the distinction already made, between positive
morality and principles of critical morality, may serve to
dissipate a certain misunderstanding of the question and
to clarify its central point. It is sometimes said that the
question is not whether it is morally justifiable to enforce
morality as such, but only which morality may be enforced.
Is it only a utilitarian morality condemning activities
which are harmful to others? Or is it a morality which
22
also condemns certain activities whether they are harmful
or not? This way of regarding the question misrepresents
the character of, at any rate, modern controversy. A utili~
tarian who insists that the law should only punish activities
which are harmful adopts this as a critical principle, and,
in so doing, he is quite unconcerned with the question
whether a utilitarian morality is or is not already accepted
as the positive morality of the society to which he applies
his critical principles. If it is so accepted, that is not, in his
view, the reason why it should be enforced. It is true that
if he is successful in preaching his message to a given soci~
ety, members of it will then be compelled to behave as
utilitarians in certain ways, but these facts do not mean
that the vital difference between him and his opponent is
only as to the content of the morality to be enforced. For
as may be seen from the main criticisms of Mill, the Utili~
tarian's opponent, who insists that it is morally permissible
to enforce morality as such, believes that the mere fact that
certain rules or standards of behaviour enjoy the status of
a society's positive morality is the reason-or at least part
of the reason-which justifies their enforcement by law.
No doubt in older controversies the opposed positions were
different: the question may have been whether the state
could punish only activities causing secular harm or also
acts of disobedience to what were believed to be divine
commands or prescriptions of Natural Law. But what is
crucial to the dispute in its modern form is the significance
to be attached to the historical fact that certain conduct, no
matter what, is prohibited by a positive morality. The utili-
tarian denies that this has any significance sufficient to
justify its enforcement; his opponent asserts that it has.
These are divergent critical principles which do not differ
merely over the content of the morality to be enforced, but
over a more fundamental and, surely, more interesting
lSSUe.
II
33
moralism is important as a form of a more general error.
It is too often assumed that if a law is not designed to pro-
tect one man from another its only rationale can be that it
is designed to punish moral wickedness or, in Lord Dev-
lin's words, "to enforce a moral principle." Thus it is often
urged that statutes punishing cruelty to animals can only
be explained in that way. But it is certainly intelligible,
both as an account of the original motives inspiring such
legislation and as the specification of an aim widely held
to be worth pursuing, to say that the law is here concerned
with the suffering, albeit only of animals, rather than with
the immorality of torturing them.13 Certainly no one who
supports this use of the criminal law is thereby bound in
consistency to admit that the law may punish forms of im-
morality which involve no suffering to any sentient being.
34
moralism is important as a form of a more general error.
It is too often assumed that if a law is not designed to pro-
tect one man from another its only rationale can be that it
is designed to punish moral wickedness or, in Lord Dev-
lin's words, "to enforce a moral principle." Thus it is often
urged that statutes punishing cruelty to animals can only
be explained in that way. But it is certainly intelligible,
both as an account of the original motives inspiring such
legislation and as the specification of an aim widely held
to be worth pursuing, to say that the law is here concerned
with the suffering, albeit only of animals, rather than with
the immorality of torturing them.13 Certainly no one who
supports this use of the criminal law is thereby bound in
consistency to admit that the law may punish forms of im-
morality which involve no suffering to any sentient being.
34
harm. He claimed that certain principles "universally ad-
mitted and acted upon as regulating the amount of punish-
mentm5 showed this to be the case. His argument is simply
this. When the question is how severely an offender should
be punished, an estimate of the degree of moral wickedness
involved in the crime is always relevant. This is why the
strength of temptation, diminishing the moral guilt, in
most cases operates in mitigation of punishment; whereas
if the object of legal punishment were simply to prevent
harmful acts this would not be so.
A judge has before him two criminals, one of whom
appears from the circumstances of the case to be igno-
rant and depraved, and to have given way to a very
strong temptation under the influence of the other, who
is a man of rank and education, and who committed
the offence of which both are convicted under com-
paratively slight temptation. I will venture to say that
if he made any difference between them at all every
judge on the English bench would give the first man
a lighter sentence than the second.16
There is, of course, little doubt that Stephen here accu-
rately portrays conventional views, frequently applied by
Courts in administering the criminal law, though perhaps
with less agreement now than when Stephen wrote. Cer-
tainly many who would protest against the legal enforce-
ment of sexual morality might yet admit or even insist that
35
greater wickedness should aggravate, and lesser wicked-
ness should mitigate, the severity of punishment. But from
this fact Stephen, like many others, inferred too much. He
claimed that if we attach importance to the principle that
the moral difference between offences should be reflected
in the gradation of legal punishments, this showed that the
object of such punishment was not merely to prevent acts
"dangerous to society" but "to be a persecution of the
grosser forms of vice.m 7 And if the object of the criminal
law is (or includes) "promoting virtue" and "preventing
vice," 18 it follows, he thought, that "it ought to put a re-
straint upon vice not to such an extent merely as is neces-
sary for definite self-protection but generally on the ground
that vice is a bad thing.m 9 So we may make punishable by
law actions which are condemned by society as immoral,
even if they are not harmful.
Surely this argument is a non sequitur generated by
Stephen's failure to see that the questions "What sort of
conduct may justifiably be punished?" and "How severely
should we punish different offenses?" are distinct and in-
dependent questions. There are many reasons why we
might wish the legal gradation of the seriousness of crimes,
expressed in its scale of punishments, not to conflict with
common estimates of their comparative wickedness. One
reason is that such a conflict is undesirable on simple utili-
17 Liberty, Equality, Fraternity, p. 162.
18 Ibid., p. 159. 19 Ibid., pp. 147-48.
tarian grounds: it might either confuse moral judgments
or bring the law into di~repute, or both. Another reason
is that principles of justice or fairness between different
offenders require morally distinguishable offences to be
treated differently and morally similar offences to be
treated alike. These principles are still widely respected,
although it is also true that there is a growing disinclina-
tion to insist on their application where this conflicts with
the forward-looking aims of punishment, such as preven-
tion or reform. But those who concede that we should at-
tempt to adjust the severity of punishment to the moral
gravity of offences are not thereby committed to the view
that punishment merely for immorality is justified. For
they can in perfect consistency insist on the one hand that
the only justification for having a system of punishment is
to prevent harm and only harmful conduct should be pun-
ished, and, on the other, agree that when the question of
the quantum of punishment for such conduct is raised, we
should defer to principles which make relative moral
wickedness of different offenders a partial determinant of
the severity of punishment.
It is in general true that we cannot infer from principles
applied in deciding the severity of punishment what the
aims of the system of punishment are or what sorts of con-
duct may justifiably be punished. For some of these prin-
ciples, e.g·, the exclusion of torture or cruel punishments,
may represent other values with which we may wish to
37
compromise, and our compromise with them may restrict
the extent to which we pursue the main values which jus~
tify punishment. So if in the course of punishing only
harmful activities we think it right (for either of the two
reasons distinguished above) to mark moral differences
between different offenders, this does not show that we
must also think it right to punish activities which are not
harmful. It only shows that, in the theory of punishment,
what is in the end morally tolerable is apt to be more com-
plex than our theories initially suggest. We cannot usually
in social life pursue a single value or a single moral aim, un-
troubled by the need to compromise with others.
39
valid marriage. None of this is illegal; but if he goes
through a ceremony of marriage, the law steps in not
merely to declare it invalid but to punish the bigamist.
Why does the law interfere at this point, leaving the
substantial immorality of sexual cohabitation alone? Vari-
ous answers have been given to this question. Some have
suggested that the purpose of the legal punishment of
bigamy is to protect public records from confusion, or to
frustrate schemes to misrepresent illegitimate children as
legitimate. The American Law Institute suggests in its
commentary on the draft Model Penal Code that bigamous
adultery, even where it does not involve deception, might
call for punishment because it is a public affront and provo-
cation to the first spouse, and also because cohabitation
under the colour of matrimony is specially likely "to result
in desertion, non-support, and divorce." 2 ' These, it is
urged, are harms to individuals which the criminal law
may properly seek to prevent by punishment.
Some at least of these suggested grounds seem more in-
genious than convincing. The harms they stress may be
real enough; yet many may still think that a case for pun-
ishing bigamy would remain even if these harms were un-
likely to result, or if they were catered for by the creation of
specific offences which penalized not the bigamy but, for
example, the causing of false statements to be entered into
official records. Perhaps most who find these various justi-
21 Seep. 220.
fications of the existing law unconvincing but still wish to
retain it would urge that in a country where deep religious
significance is attached to monogamous marriage and to
the act of solemnizing it, the law against bigamy should
be accepted as an attempt to protect religious feelings from
offence by a public act desecrating the ceremony. Again
as with the two previous examples, the question is whether
those who think that the use of the criminal law for these
purposes is in principle justified are inconsistent if they
also deny that the law may be used to punish immorality
as such.
I do not think that there is any inconsistency in this
combination of attitudes, but there is a need for one more
important distinction. It is important to see that if, in the
case of bigamy, the law intervenes in order to protect re-
ligious sensibilities from outrage by a public act, the biga-
mist is punished neither as irreligious nor as immoral but
as a nuisance. For the law is then concerned with the of-
fensiveness to others of his public conduct, not with the
immorality of his private conduct, which, in most countries,
it leaves altogether unpunished. In this case, as in the case
of ordinary crimes which cause physical harm, the protec-
tion of those likely to be affected is certainly an intelligible
aim for the law to pursue, and it certainly could not be
said of this case that "the function of the criminal law is to
enforce a moral principle and nothing else." It is to be
noted that Lord Devlin himself, unlike his defender Dean
Rostow, seems to attend to this distinction; for he does not
include bigamy in his list of crimes which the principles of
the Wolfenden Report would compel us to reject. This is
not an oversight, for he specifically says of those which are
included in the list that "they are all acts which can be done
in private and without offence to others." 22
It is perhaps doubtful whether Mill's principles as
stated in the essay On Liberty would have allowed the
punishment of bigamy, where no deception was involved,
on the ground that it was a public act offensive to religious
feelings. For although it is clear that he thought considera-
tion might be due to the "feelings" as well as to the "in-
terests" of others, and an act causing offence to feelings
might deserve at least moral blame, he both asserts this and
qualifies it in language which is notoriously very difficult
to interpret. He seems to have thought that blame and
punishment for offence to feelings were justified only if at
least two conditions were satisfied: first that some close
association or special relationship existed between the
parties making consideration an obligation to "assignable"
individuals; and secondly that the harm should not be
"merely contingent" or "constructive." 23
43
viously punished simply because it was forbidden by ac-
cepted religion or morality. Thus any denial of the truths
of the Christian religion was once punished in England as
blasphemy, whereas now it is only punishable if it is made
in an offensive or insulting manner, likely to cause a breach
of the peace. Those who support this modern form of the
punishment of blasphemy are not, of course, committed to
belief in the religion of those whose feelings are thereby
protected from insult. They may indeed quite consistently
oppose any attempt to enforce conformity with that or any
religion.
In sexual matters a similar line generally divides the
punishment of immorality from the punishment of inde-
cency.~The Romans distinguished the province of the Cen-
sor, concerned with morals, from that of the Aedile, con-
cerned with public decency, but in modern times perhaps
insufficient attention has been given to this distinction. 24
Indeed, Lord Simonds in his speech in the House of Lords
in Shaw's case went out of his way to profess indifference
to it.
It matters little what label is given to the offending act.
To one of your Lordships it may appear an affront to
public decency, to another considering that it may suc-
ceed in its obvious intention of provoking libidinous
desires it will seem a corruption of morality. 25
24 But see "The Censor as Aedile," Times Literary Suppl., Au-
gust 4, 196r.
25 ( 1961) 2 A.E.R. at 452.
44
But the distinction is in fact both clear and important.
Sexual intercourse between husband and wife is not im-
moral, but if it takes place in public it is an affront to
public decency. Homosexual intercourse between consent-
ing adults in private is immoral according to conventional
morality, but not an affront to public decency, though it
would be both if it took place in public. But the fact that
the same act, if done in public, could be regarded both as
immoral and as an affront to public decency must not blind
us to the difference between these two aspects of conduct
and to the different principles on which the justification of
their punishment must rest. The recent English law re-
lating to prostitution attends to this difference. It has not
made prostitution a crime but punishes its public manifesta-
tion in order to protect the ordinary citizen, who is an un-
willing witness of it in the streets, from something of-
fensive.
It may no doubt be objected that too much has been
made in this discussion of the distinction between what is
done in public and what is done in private. For offence to
feelings, it may be said, is given not only when immoral
activities or their commercial preliminaries are thrust upon
unwilling eyewitnesses, but also when those who strongly
condemn certain sexual practices as immoral learn that
others indulge in them in private. Because this is so, it is
pointless to attend to the distinction between what is done
privately and what is done in public; and if we do not at-
45
tend to it, then the policies of punishing men for mere im-
morality and punishing them for conduct offensive to the
feelings of others, though conceptually distinct, would not
differ in practice. All conduct strongly condemned as im-
moral would then be punishable.
It is important not to confuse this argument with the
thesis, which I shall later examine, that the preservation of
an existing social morality is itself a value justifying the use
of coercion. The present argument invokes in support of
the legal enforcement of morality not the values of morality
but Mill's own principle that coercion may be justifiably
used to prevent harm to others. Various objections may be
made to this use of the principle. It may be said that the
distress occasioned by the bare thought that others are of-
fending in private against morality cannot constitute
"harm," except in a few neurotic or hypersensitive persons
who are literally "made ill" by this thought. Others may
admit that such distress is harm, even in the case of normal
persons, but argue that it is too slight to outweigh the
great misery caused by the legal enforcement of sexual
morality.
Although these objections are not without force, they
are of subsidiary importance. The fundamental objection
surely is that a right to be protected from the distress which
is inseparable from the bare knowledge that others are
acting in ways you think wrong, cannot be acknowledged
by anyone who recognises individual liberty as a value.
For the extension of the utilitarian principle that coercion
may be used to protect men from harm, so as to include
their protection from this form of distress, cannot stop
there. If distress incident to the belief that others are doing
wrong is harm, so also is the distress incident to the belief
that others are doing what you do not want them to do.
To punish people for causing this form of distress would
be tantamount to punishing them simply because others
object to what they do; and the only liberty that could
coexist with this extension of the utilitarian principle is
liberty to do those things to which no one seriously objects.
Such liberty plainly is quite nugatory. Recognition of in-
dividual liberty as a value involves, as a minimum, accept-
ance of the principle that the individual may do what he
wants, even if others are distressed when they learn what
it is that he does-unless, of course, there are other good
grounds for forbidding it. No social order which accords
to individual liberty any value could also accord the right
to be protected from distress thus occasioned.
Protection from shock or offence to feelings caused by
some public display is, as most legal systems recognise,
another matter. The distinction may sometimes be a fine
one. It is so, in those cases such as the desecration of vener-
ated objects or ceremonies where there would be no shock
or offence to feeling, if those on whom the public display
is obtruded had not subscribed to certain religious or moral
beliefs. Nonetheless the use of punishment to protect those
47
made vulnerable to the public display by their own beliefs
leaves the offender at liberty to do the same thing in pri-
vate, if he can. It is not tantamount to punishing men
simply because others object to what they do.
49
by weaken society ? The moderate thesis requires, if the
punishment of the act is to be justified, an affirmative
answer at least at the second level. The extreme thesis does
not require an affirmative answer at either level.
Lord Devlin appears to defend the moderate thesis. I
say "appears" because, though he says that society has the
right to enforce a morality as such on the ground that a
shared morality is essential to society's existence, it is not
at all clear that for him the statement that immorality
jeopardizes or weakens society is a statement of empirical
fact. It seems sometimes to be an a priori assumption, and
sometimes a necessary truth and a very odd one. The most
important indication that this is so is that, apart from one
vague reference to "history" showing that "the loosening
of moral bonds is often the first stage of disintegration," 30
no evidence is produced to show that deviation from ac-
cepted sexual morality, even by adults in private, is some-
thing which, like treason, threatens the existence of society.
No reputable historian has maintained this thesis, and
there is indeed much evidence against it. As a proposition
of fact it is entitled to no more respect than the Emperor
Justinian's statement that homosexuality was the cause of
earthquakes. 31 Lord Devlin's belief in it, and his apparent
indifference to the question of evidence, are at points trace-
able to an undiscussed assumption. This is that all moral-
30 The Enforcement of Morals, pp. 14-15.
31 Novels, 77 Cap. 1 and 141.
so
ity-sexual morality together with the morality that for-
bids acts injurious to others such as killing, stealing, and
dishonesty-forms a single seamless web, so that those who
deviate from any part are likely or perhaps bound to devi-
ate from the whole. It is of course clear (and one of the
oldest insights of political theory) that society could not
exist without a morality which mirrored and supplemented
the law's proscription of conduct injurious to others. But
there is again no evidence to support, and much to refute,
the theory that those who deviate from conventional sexual
morality are in other ways hostile to society.
There seems, however, to be central to Lord Devlin's
thought something more interesting, though no more con-
vincing, than the conception of social morality as a seamless
web. For he appears to move from the acceptable proposi-
tion that some shared morality is essential to the existence
of any society to the unacceptable proposition that a society
is identicaP 2 with its morality as that is at any given mo-
ment of its history, so that a change in its morality is tanta-
mount to the destruction of a society. The former propo-
sition might be even accepted as a necessary rather than an
empirical truth depending on a quite plausible definition of
society as a body of men who hold certain moral views in
common. But the latter proposition is absurd. Taken
strictly, it would prevent us saying that the morality of a
32 See, for this important point, Richard Wollheim, "Crime, Sin,
)2
III
VARIETIES OF ENFORCEMENT
53
necessary for the very existence of society and is justified
for that reason.
The extreme thesis has many variants, and it is not al-
ways clear which of them its advocates are concerned to
urge. According to some variants, the legal enforcement of
morality is only of instrumental value: it is merely a means,
though an indispensable one, for preserving morality,
whereas the preservation of morality is the end, valuable
in itself, which justifies its legal enforcement. According
to other variants, there is something intrinsically valuable
in the legal enforcement of morality. What is common to
all varieties of the extreme thesis is that, unlike the moder-
ate thesis, they do not hold the enforcement of morality or
its preservation to be valuable merely because of their bene-
ficial consequences in securing the existence of society.
It is to be observed that Lord Devlin hovers somewhat
ambiguously between one form of the extreme thesis and
the moderate thesis. For if we interpret his crucial state-
ment that the preservation of a society's morality is neces-
sary for its existence as a statement of fact (as the analogy
with the suppression of treason suggests we should), then
the continued existence of society is something distinguish-
able from the preservation of its morality. It is, in fact, a
desirable consequence of the preservation of its morality,
and, on the assumption that the enforcement of morality
is identical with or required for its preservation, this de-
sirable consequence justifies the enforcement of morality.
54
So interpreted, Lord Devlin is an advocate of the moderate
thesis and his argument is a utilitarian one. The objection
to it is that his crucial statement of fact is unsupported by
evidence; it is Utilitarianism without benefit of facts. If,
on the other hand, we interpret his statement that any
immorality, even in private, threatens the existence of soci-
ety, not as an empirical statement but as a necessary truth
(as the absence of evidence suggests we should), then the
continued existence of a society is not something different
from the preservation of its morality; it is identical with it.
On this view the enforcement of morality is not justified
by its valuable consequences in securing society from dis-
solution or decay. It is justified simply as identical with or
required for the preservation of the society's morality. This
is a form of the extreme thesis, disguised only by the tacit
identification of a society with its morality which I criti-
cised in the last lecture.
Stephen is, I think, a more consistent defender of cer-
tain forms of the extreme thesis than Lord Devlin is of the
moderate one. But before we consider the argument it is
important to recall the complexities contained in the ap-
parently simple notion of the legal enforcement of any
kind of conduct. We have already distinguished two as-
pects of enforcement: the first is that of coercion and con-
sists in securing, by the threat of legal punishment, that
people do or abstain from doing what the law enjoins or
forbids; the second is that of the actual punishment of
55
those who have broken the law. Besides these forms of
enforcement there are others which it is important not to
overlook in considering the legal use of "force." Thus steps
may be taken which render disobedience to the law im-
possible or difficult, and so frustrate it rather than punish it.
An example of this well known in England is the power
given to officials by the Obscene Publications Act of 1857 to
seize and destroy obscene publications; and in some juris-
dictions the law authorises the physical closing of prem-
ises used as brothels. A further distinguishable aspect of
legal enforcement is the use of pressure to induce those
actually engaged in breaking the law or threatening to do
so to desist. The fact that the means of pressure used are
also used for punishment should not blind us to the differ-
ence. The most common form in England and America
of this method of enforcement is the imprisonment, until
they submit, of those who refuse to comply with a Court's
order, and the "cease and desist orders" under which a
daily-mounting fine is imposed as long as disobedience
lasts. No doubt the first of these is usually presented as a
form of punishment for "contempt of Court." An apology
as well as obedience to the Court is usually required to
terminate imprisonment for contempt, but its primary use
is as a form of pressure available to those interested in se-
curing compliance with the law.
These distinctions are important for present purposes,
because the extreme thesis that the legal enforcement of
morality is justified not by its consequences but as a value
in itself may need separate consideration with regard to
different aspects of enforcement. Moreover, reflection on
these different aspects will force us to question the assump-
tion, certainly made by Lord Devlin and possibly also by
Stephen, that the enforcement of a morality and its preser-
vation are identical or at least necessarily connected.
Enforcement as coercion.-I£ we consider the first as-
pect of enforcement, namely, coercion by threats, a very
great difference is apparent between inducing persons
through fear of punishment to abstain from actions which
are harmful to others, and inducing them to abstain from
actions which deviate from accepted morality but harm
no one. The value attached to the first is easy to under-
stand; for the protection of human beings from murder or
violence or others forms of injury remains a good what-
ever the motives are by which others are induced to abstain
from these crimes. But where there is no harm to be pre-
vented and no potential victim to be protected, as is often
the case where conventional sexual morality is disregarded,
it is difficult to understand the assertion that conformity,
even if motivated merely by fear of the law's punishment,
is a value worth pursuing, notwithstanding the misery and
sacrifice of freedom which it involves. The attribution of
value to mere conforming behaviour, in abstraction from
both motive and consequences, belongs not to morality but
to taboo. This does not mean that we cannot intelligibly
57
attribute value to lives dedicated to ideals of chastity or
self-denial. Indeed, the achievement of self-discipline not
only in sexual matters but in other fields of conduct must
on any theory of morality be a constituent of a good life.
But what is valuable here is voluntary restraint, not sub-
mission to coercion, which seems quite empty of moral
value.
It may of course be argued that, though for these reasons
legally enforced conformity is of no value in itself, it is yet
indispensable as a means of teaching or maintaining a mo-
rality which is for the most part practised voluntarily.
"The fact that men are hanged for murder is one great rea-
son why murder is considered so dreadful a crime.m There
is nothing self-contradictory in such theories that the threat
of legal punishment is required to create or maintain the
voluntary practice of morality. But these are theories re-
quiring the support of empirical facts, and there is very
little evidence to support the idea th'lt morality is best
taught by fear of legal punishment. Much morality is cer-
tainly taught and sustained without it, and where morality
is taught with it, there is the standing danger that fear of
punishment may remain the sole motive for conformity.
Enforcement as punishment.-The second aspect of
legal enforcement consists not in the threat but in the
ss
actual infliction of punishment on offenders. If we ask
what value this can have where the conduct punished is
not harmful, the most obvious answer is a retributive
"theory" of punishment: the claim that what justifies the
infliction of punishment is not that it has beneficial conse-
quences on society or on the person punished, but that pain
is morally the appropriate or "fitting" return for moral
evil done. I cannot here undertake a full-scale examina-
tion of this theory of punishment, but I will draw atten-
tion to one salient point. A theory which does not attempt
to justify punishment by its results, but simply as some-
thing called for by the wickedness of a crime, is certainly
most plausible, and perhaps only intelligible, where the
crime has harmed others and there is both a wrongdoer
and a victim. Even the most faithful adherents of utili-
tarian doctrine must have felt tempted at times to acknowl-
edge the simple claim that it is right or just that one who
has intentionally inflicted suffering on others should him-
self be made to suffer. I doubt if anyone, reading the rec-
ords of Auschwitz or Buchenwald, has failed to feel the
powerful appeal of this principle; perhaps even the most
reflective of those who supported the punishment of the
criminals concerned were moved by this principle rather
than- by the thought that punishment would have bene-
ficial future consequences. But the strength of this form
of retribution is surely dependent on there being a victim
as well as an offender; for where this is the case, it is pos-
59
sible to conceive of the punishment as a measure designed
to prevent the wrongdoer prospering whf'n his victims
suffer or have perished. The principles requiring this to
be done are certainly analogous to those of justice or fair-
ness in the distribution of happiness and suffering-prin-
ciples which permeate other areas of morality. I should not
myself argue that even this analogy is sufficient. Yet it is
certainly something which should prevent our dismissing
all retributive theory out of hand. But where there is no
victim but only a transgression of a moral rule, the view
that punishment is still called for as a proper return for
the immorality lacks even this support. Retribution here
seems to rest on nothing but the implausible claim that in
morality two blacks make a white: that the evil of suffer-
ing added to the evil of immorality as its punishment makes
a moral good.
6o
sible to conceive of the punishment as a measure designed
to prevent the wrongdoer prospering whf'n his victims
suffer or have perished. The principles requiring this to
be done are certainly analogous to those of justice or fair-
ness in the distribution of happiness and suffering-prin-
ciples which permeate other areas of morality. I should not
myself argue that even this analogy is sufficient. Yet it is
certainly something which should prevent our dismissing
all retributive theory out of hand. But where there is no
victim but only a transgression of a moral rule, the view
that punishment is still called for as a proper return for
the immorality lacks even this support. Retribution here
seems to rest on nothing but the implausible claim that in
morality two blacks make a white: that the evil of suffer-
ing added to the evil of immorality as its punishment makes
a moral good.
6o
tion of the grosser forms of vice." 2 It is not, indeed, easy
to disentangle from his arguments any very precise account
of the values which he thought the legal enforcement of
morality constituted or secured. The most prominent-
and to many the most distasteful-feature of his thought
on these matters is his general insistence on the legitimacy
or "healthiness" 3 of hatred or resentment for the criminal
and the desire for revenge on him. It is easy to conclude
from his emphasis on this theme that Stephen relies for his
positive case on a simple and indeed crude form of retribu-
tive theory: that punishment of the criminal is justified
because "the feeling of hatred and the desire of vengeance
are important elements in human nature which ought in
such cases to be satisfied in a regular public and legal
manner." 4
Stephen's insistence on the legitimacy of hatred and of
the wish for revenge is certainly central in his whole out-
look on punishment, and later English judges have at-
tached similar importance to them. The former Lord
Chief Justice of England, Lord Goddard, in the last de-
bate on capital punishment in the House of Lords, said,
"I do not see how it can be either non-Christian or other
than praiseworthy that the country should be willing to
avenge crime." 5 But it would not be fair to Stephen to
2 Liberty, Equality, Fraternity, p. 162.
3 Ibid., PP· I62, r6s. 4 Ibid., p. I62.
6r
present this form of retributive theory as the whole of his
doctrine; for there is at least one other element woven into
his arguments. This I shall call, for reasons which will ap-
pear, the denunciatory element. Though Stephen himself
does not distinguish this from his own form of retributive
theory, it is worth isolating for scrutiny, because it figures
largely in the conception of the function and justification
of punishment which is even today characteristic of the
English judiciary and is shared by many conservative Eng-
lish and American lawyers.
It is important for the understanding of Stephen's views
on the legal enforcement of morality to notice that he, like
Lord Devlin, assumes that the society to which his doctrine
is to apply is marked by a considerable degree of moral
solidarity, and is deeply disturbed by infringements of its
moral code. Just as for Lord Devlin the morality to be en-
forced by law must be "public," in the sense that it is gen-
erally shared and identifiable by the triple marks of "in-
tolerance, indignation, and disgust," 6 so for Stephen "you
cannot punish anything which public opinion as expressed
in the common practice of society does not strenuously and
unequivocally condemn ... To be able to punish a moral
majority must be overwhelming.m It is possible that in
mid-Victorian England these conditions were satisfied in
s P. 165.
9 A Histo1·y of the Criminal Law of England, II, 81-82.
echoed. Thus in our own day Lord Denning in his evi-
dence to the Royal Commission on Capital Punishment
said:
The punishment for grave crimes should adequately re-
flect the revulsion felt by the majority of citizens for
them. It is a mistake to consider the object of punish-
ment as being deterrent or reformative or preventive
and nothing else. The ultimate justification of any
punishment is not that it is a deterrent but that it is
the emphatic denunciation by the community of a
crime and from this point of view there are some mur-
ders which in the present state of opinion demand the
most emphatic denunciation of all, namely the death
penalty.10
66
The first of these criticisms concerns a matter of fact
already mentioned: the assertion that legal enforcement
does operate in the manner supposed to maintain an ex-
istent social morality requires evidence in support, and at
least in relation to sexual morality there is little to be found.
No doubt the issues here are quite complex: in any full
investigation of the part played by legal prohibition in sus-
taining the conviction that conduct is morally wrong, we
should have to distinguish between various types of immo-
rality. Some, like fornication, though they may be quite
sincerely condemned morally, represent temptations to a
majority of men; others, such as incest or homosexuality,
are practices for which most men may feel aversion and
disgust. In relation to the latter, it would be very surpris-
ing if legal prohibition were a significant factor in pre-
serving the general sense that the practice is immoral. For
if there is on these matters what Lord Devlin calls general
"intolerance, indignation, and disgust" and Stephen calls
"an overwhelming moral majority" (and only where these
exist do they think legal punishment of immorality is jus-
tifiable), the conviction that such practices are morally
wrong is surely inseparable in the mind of the majority
from instinctive repulsion and the deep feeling that they
are "unnatural." The notion that the overwhelming moral
majority would or even could change heart morally and
shed these deep instinctive feelings, if the State did not
reflect in legal punishment their moral views on homo-
sexuality, seems fantastic and is quite at variance with the
experience of those countries where homosexuality be-
tween consenting adults in private is not legally punished.
Of course this is not to deny that where the law forbids
these practices there will be some who abstain from them
only from fear of punishment or because, in Stephen's
phrase, they respect the law's "solemn ratification" of ex-
istent social morals however much it frustrates their own
instincts. But their abstention on these grounds contributes
nothing to the general sense that these practices are mor-
ally wrong.
The real solvent of social morality, as one critic of Lord
Devlin has pointed out,11 is not the failure of the law to
endorse its restrictions with legal punishment, but free
critical discussion. It is this-or the self-criticism which it
engenders-that forces apart mere instinctive disgust from
moral condemnation. If in our own day the "overwhelm-
ing moral majority" has become divided or hesitant over
many issues of sexual morality, the main catalysts have
been matters to which the free discussion of sexual morals,
in the light of the discoveries of anthropology and psy-
chology, has drawn attention. These matters are very di-
verse: they include the harmless character of much sexual
deviation, the variety of different sexual moralities in dif-
ferent societies, the connection between restrictive sexual
morality and harmful repression. Though few now think
11 Wollheim, "Crime, Sin, and Mr. Justice Devlin," p. 40.
68
it justifiable to prohibit free discussion on account of its
impact on prevalent social morality, Stephen was well
aware that his general doctrine committed him to this. He
quite frankly stated that he had no objection to it in prin-
ciple but thought that when he wrote it was no longer
practicable.12
73
utilitarian and rationalist critics, never regarded the simple
assertion that these were things of value as adequate. In-
stead they deployed theories of human nature and of his-
tory in support of their position. Burke's principal argu-
ment, expressed in terms of the "wisdom of the ages" and
the "finger of providence," is in essence an evolutionary
one: the social institutions which have slowly been devel-
oped in the course of any society's history represent an ac-
commodation to the needs of that society which is always
likely to be more satisfactory to the mass of its members
than any ideal scheme of social life which individuals could
invent or any legislator could impose. For Hegel the value
of the established institutions of any particular society
rested on an elaborate metaphysical doctrine, not easily
comprehensible and certainly not capable of adequate state-
ment in the single sentence which I devote to it here. In
outline, it is the doctrine that the history of human soci-
eties is a process by which the Absolute Spirit manifests
itself and that each stage in this development is a rational
or even a logical step and so a thing of value.
However questionable this background of theory in any
particular case may be, it is yet there for rational criticism,
acceptance or rejection; it prevents the assertion of the
value of social institutions being ~erely dogmatic. The
assertion will stand or fall with the general theories de-
ployed in its support. It should, however, be remembered
that an evolutionary defence of tradition and custom such
74
as Burke made against the rationalist revolutionary or critic
affords little support for the enforcement by law of social
morality. In Burke, perhaps because he was a Whig, how-
ever conservative, the value of established institutions re-
sides in the fact that they have developed as the result of
the free, though no doubt unconscious, adaptation of men
to the conditions of their lives. To use coercion to main-
tain the moral status quo at any point in a society's history
would be artificially to arrest the process which gives social
institutions their value.
This distinction between the use of coercion to enforce
morality and other methods which we in fact use to pre-
serve it, such as argument, advice, and exhortation, is both
very important and much neglected in discussions of the
present topic. Stephen, in his arguments against Mill/ 3
seems most of the time to forget or to ignore these other
methods and the great importance which Mill attached to
them. For he frequently argues as if Mill's doctrine of
liberty meant that men must never express any convictions
concerning the conduct of their fellow citizens if that con-
duct is not harmful to others. It is true that Mill believed
that "the state or the public" is not warranted ((for the pur-
poses of repression or punishment"14 in deciding that such
conduct is good or bad. But it is not true that he thought
that concerning such conduct or "the experiments in liv-
13Liberty, Equality, Fraternity, pp. 126-42.
u Ibid., p. 137; On Liberty, Chapter 5·
75
ing" which it represents "no one else has anything to say
to it."'" Nor did he think that society could "draw a line
where education ends and perfect moral indifference be-
gins."10 In making these ill-founded criticisms Stephen not
only misunderstood and so misrepresented Mill, but he
showed how narrowly he himself conceived of morality
and the processes by which it is sustained. For Mill's con-
cern throughout his essay is to restrict the use of coercion,
not to promote moral indifference. It is true he includes
in the coercion or "constraint" of which he disapproves not
only legal enforcement of morality but also other peremp-
tory forms of social pressure such as moral blame and de-
mands for conformity. But it is a disastrous misunder-
standing of morality to think that where we cannot use
coercion in its support we must be silent and indifferent.
In Chapter 4 of his essay Mill takes great pains to show the
other resources which we have and should use:
It would be a great misunderstanding of this doctrine
to suppose that it is one of selfish indifference which
pretends that human beings have no business with each
others conduct in life and that they should not concern
themselves about the well-doing or well-being of one
another unless their own interest is involved .... Hu-
man beings owe to each other help to distinguish the
better from the worse and encouragement to choose the
former and avoid the latter.
15 Liberty, Equality, Fmternity, p. 141.
16 /bid., p. 170.
Discussion, advice, argument-all these, since they leave
the individual "the final judge," may according to Mill be
used in a society where freedom is properly respected. We
may even "obtrude" on another "considerations to aid his
judgment and exhortations to strengthen his will.m 7 We
may in extreme cases "warn" him of our adverse judg-
ment or feelings of distaste and contempt. We may avoid
his company and caution others against it. Many might
think that Mill here comes perilously near to sanctioning
coercion even though he regards these things as "strictly
inseparable from the unfavourable judgments of others"' 8
and never to be inflicted for the sake of punishment. But
if he erred in that direction, it is certainly clear that he
recognised the important truth that in morality we are not
forced to choose between deliberate coercion and indiffer-
ence.
77
Discussion, advice, argument-all these, since they leave
the individual "the final judge," may according to Mill be
used in a society where freedom is properly respected. We
may even "obtrude" on another "considerations to aid his
judgment and exhortations to strengthen his will.m 7 We
may in extreme cases "warn" him of our adverse judg-
ment or feelings of distaste and contempt. We may avoid
his company and caution others against it. Many might
think that Mill here comes perilously near to sanctioning
coercion even though he regards these things as "strictly
inseparable from the unfavourable judgments of others"' 8
and never to be inflicted for the sake of punishment. But
if he erred in that direction, it is certainly clear that he
recognised the important truth that in morality we are not
forced to choose between deliberate coercion and indiffer-
ence.
77
tionable that they should do so. For Mill, these dangers
were part of the price to be paid for all that is so valuable
in democratic government. He thought the price certainly
worth paying; but he was much concerned to remind the
supporters of democracy of the danger and the need for
vigilance. "The limitation of the power of government
over individuals loses none of its importance when the
holders of power are regularly accountable to the com-
munity-that is to the strongest party therein.m 9 So in-
sistent was Mill on this theme that, as Morley said, his
essay was in a sense "one of the most aristocratic books
that ever was written." 2° Certainly Mill's doctrine con-
trasts very sharply with the emphasis placed by Stephen
on the importance in moral matters of public opinion, and
on the function of punishment as an "expression of the
moral sentiment of the public." Morley indeed said, as
Stephen tells us in his Preface/ 1 that where Mill would
protect the minority from coercion by the majority, Ste-
phen's principles would expose them to it.,
Stephen repudiated Morley's charge, and it was perhaps
unfair. For though Stephen's disclaimer is not very easy
to reconcile with his insistence on the importance of "the
overwhelming moral majority," it may well be that his
complex position does not reduce to anything so simple as
19 On Liberty, Chapter 1.
20 Quoted in the Preface to Liberty, Equality, Fraternity, p. xv.
21 Ibid., p. xvii.
the view that a popular demand for coercion or legal pun-
ishment was justified simply because it was popular or the
cry of the majority. Nonetheless, Mill's fear that such a
doctrine might spread with democracy is surely justified.
It seems fatally easy to believe that loyalty to democratic
principles entails acceptance of what may be termed moral
populism: the view that the majority have a moral right
to dictate how all should live. This is a misunderstanding
of democracy which still menaces individual liberty, and I
shall devote the remainder of this lecture to identifying
the confusion on which it rests. 22
The central mistake is a failure to distinguish the ac-
ceptable principle that political power is best entrusted to
the majority from the unacceptable claim that what the
majority do with that power is beyond criticism and must
never be resisted. No one can be a democrat who does not
accept the first of these, but no democrat need accept the
second. Mill and many others have combined a belief in
22 There are vestiges of this confusion in Lord Devlin's latest
79
a democracy as the best-or least harmful-form of rule
with the passionate conviction that there are many things
which not even a democratic government may do. This
combination of attitudes makes good sense, because, though
a democrat is committed to the belief that democracy is
better than other forms of government, he is not commit-
ted to the belief that it is perfect or infallible or never to
be resisted. To support this last conclusion we need a fur-
ther premise, going far beyond the simple assertion that it
is better to entrust political power to the majority than to
a selected class. This further premise must be some variant,
secular or otherwise, of the identification of vox populi
with vox Dei. One variant, which has been frequently re-
ferred to in these lectures, is the view that positive morality
supported by an overwhelming moral majority is immune
from criticism.
It is not, of course, surprising that these confusions have
been made or that they survive even in democracies like
the United States, where the rights of individuals are pro-
So
tected to some extent from majorities by a written consti-
tution; or in England, where for long the elected member
of Parliament has been considered to be the representative
but not the delegate of his constituents. For there are in
the actual working of democracy many forces likely to
encourage the belief that the principle of democratic rule
means that the majority are always right. Even the most
high-minded politician may want to stay in office, and a
pliant or passive attitude to what the majority thinks right
makes this easier than a stern adherence to the theory that
his duty is to do what he thinks right, and then to accept
his dismissal if he cannot persuade the majority to retain
him. But what is understandable as a temptation to elected
legislators may yet be regretted in those not under a similar
temptation. Whatever other arguments there may be for
the enforcement of morality, no one should think even
when popular morality is supported by an "overwhelming
majority" or marked by widespread "intolerance, indigna-
tion, and disgust" that loyalty to democratic principles re-
quires him to admit that its imposition on a minority is
justified.
CONCLUSION
8r
tected to some extent from majorities by a written consti-
tution; or in England, where for long the elected member
of Parliament has been considered to be the representative
but not the delegate of his constituents. For there are in
the actual working of democracy many forces likely to
encourage the belief that the principle of democratic rule
means that the majority are always right. Even the most
high-minded politician may want to stay in office, and a
pliant or passive attitude to what the majority thinks right
makes this easier than a stern adherence to the theory that
his duty is to do what he thinks right, and then to accept
his dismissal if he cannot persuade the majority to retain
him. But what is understandable as a temptation to elected
legislators may yet be regretted in those not under a similar
temptation. Whatever other arguments there may be for
the enforcement of morality, no one should think even
when popular morality is supported by an "overwhelming
majority" or marked by widespread "intolerance, indigna-
tion, and disgust" that loyalty to democratic principles re-
quires him to admit that its imposition on a minority is
justified.
CONCLUSION
8r
ginning assumed that anyone who raises, or is willing to
debate, the question whether it is justifiable to enforce
morality, accepts the view that the actual institutions of
any society, including its positive morality, are open to
criticism. Hence the proposition that it is justifiable to
enforce morality is, like its negation, a thesis of critical
morality requiring for its support some general critical
principle. It cannot be established or refuted simply by
pointing to the actual practices or morality of a particular
society or societies. Lord Devlin, whose thesis I termed
the moderate thesis, seems to accept this position, but I
have argued that the general critical principle which he
deploys, namely, that a society has the right to take any
step necessary for its preservation, is inadequate for his
purpose. There is no evidence that the preservation of a
society requires the enforcement of its morality "as such."
His position only appears to escape this criticism by a con-
fused definition of what a society is.
I have also assumed from the beginning that anyone
who regards this question as open to discussion necessarily
accepts the critical principle, central to all morality, that
human misery and the restriction of freedom are evils; for
that is why the legal enforcement of morality calls for jus-
tification. I then endeavoured to extricate, and to free from
ambiguity of statement, the general principles underlying
several varieties of the more extreme thesis that the en-
forcement of morality or its preservation from change were
valuable apart from their beneficial consequences in pre-
serving society. These principles in fact invite us to con-
sider as values, for the sake of which we should restrict
human freedom and inflict the misery of punishment on
human beings, things which seem to belong to the pre-
history of morality and to be quite hostile to its general
spirit. They include mere outward conformity to moral
rules induced simply by fear; the gratification of feelings
of hatred for the wrongdoer or his "retributory" punish-
ment, even where there has been no victim to be avenged
or to call for justice; the infliction of punishment as a sym-
bol or expression of moral condemnation: the mere insu-
lation from change of any social morality however repres-
sive or barbarous. No doubt I have not proved these things
not to be values worth their price in human suffering and
loss of freedom; it may be enough to have shown what it
is that is offered for the price.
SELECTED BIBLIOGRAPHY
GENERAL
LEGAL MATERIAL
86
INDEX
88