Dixon2005 PDF
Dixon2005 PDF
Dixon2005 PDF
Abstract
Mechanical behaviour of the waste body controls many aspects of landfill lining system
design and performance, including stability issues and integrity of the geosynthetic and
mineral lining components. Knowledge of the likely ranges of waste mechanical properties is
required to assess potential modes of failure and hence to design the landfill engineering
measures. This paper provides a summary of measurement and interpretation issues for the
key engineering parameters used to define: unit weight, compressibility, shear strength, lateral
stiffness, in situ horizontal stress and hydraulic conductivity. The topic of waste mechanics is
developing rapidly and many papers have been published on waste mechanics, reporting
results from both laboratory and in situ studies. Although waste is heterogeneous, many of the
studies show that municipal solid waste has mechanical properties that vary in a consistent
and predictable way (e.g. with respect to stress state and method of placement). An
internationally agreed classification system and test standards are required to allow
interpretation of published results. This will lead to development of appropriate constitutive
models for waste and hence to optimization of landfill designs by considering waste/lining
system interaction in full.
r 2005 Elsevier Ltd. All rights reserved.
0266-1144/$ - see front matter r 2005 Elsevier Ltd. All rights reserved.
doi:10.1016/j.geotexmem.2004.11.002
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1. Introduction
Waste
Waste Shearing of liner
Failure
into waste
Liner Liner
slope failure including waste Differential settlement
∗ Waste provides loads ∗ Waste provides loads
Waste Waste
Waste
? Waste
Loss of protection
Shear failure of
material liner
Geotextile
Liner
∗ Stresses in settement of waste Geomembrane
∗ Stresses in waste, stiffness and strength
Waste
Differential
Bulging of mineral liner settlement
due to lack of support Shearing of
mineral liner
Shearing of liner Waste
Table 1
Engineering properties of MSW required for design
Subgrade stability X X X
Subgrade integrity X X X X
Waste slope stability X X X X
Shallow slope liner stability X X X X
Shallow slope liner integrity X X X X X
Steep slope liner stability X X X X
Steep slope liner integrity X X X X X
Cover system integrity X X X
Drainage system integrity X X
Leachate/gas well integrity X X X X X X
each of the main engineering properties. References are made to key publications,
methods of measurement and calculation are summarized, and where possible,
typical ranges of values are given.
100%
90%
Part of composition [weight-%]
80%
70%
60%
50%
40%
The current understanding of waste behaviour is far from being complete. For
engineering the disposal of waste, researchers and practitioners have relied on their
knowledge of the behaviour of soils. Although this has been helpful to some extent,
there is an increasing realization that behaviour of waste should be considered in the
context of a separate discipline of waste mechanics (also referred to as waste
geotechnics). As a starting point, it is appropriate to compare some of the results
from preliminary and novel studies on waste properties available in the literature
with those of geological and engineered materials, e.g. granular soils, peat, reinforced
soil. Similarities and differences in measured behaviour can then lead to the
development of laboratory and field tests specifically for obtaining engineering
properties of MSW. An increasing number of international researchers are
investigating engineering behaviour of waste and its interaction with engineered
containment systems.
Evaluating the engineering properties and hence behaviour of MSW bodies is
challenging due to the variety of materials present. It is preferable to undertake
testing on real materials in an undisturbed state. However, this is not always
possible. Undisturbed samples cannot be taken and therefore laboratory tests have
to be on disturbed material that is re-compacted into test apparatus. MSW can be
highly structured material resulting from the method of placement and this structure
will be destroyed. In addition, variation in composition between samples can be
extreme, making it difficult to quantify the contribution to behaviour of the different
components of waste or mechanisms of behaviour. It is also difficult to
systematically change the proportion of waste constituents in order to investigate
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the role each plays. This is required in order to evaluate the impact of future changes
in waste composition. Additional considerations are the very large size of test
apparatus required to accommodate large particles, and health and safety
requirements that dictate tests on real waste have to be carried out in a controlled
laboratory environment. These are both expensive to construct and operate. An
additional major factor is that engineering properties of waste vary with time due to
the degradation process. At present there are no internationally accepted standard
sampling and testing procedures for waste materials. In addition, there is presently
no accepted guidance on selection of appropriate values of the engineering
parameters for use in design, or agreed approaches for assessing waste behaviour
as part of the design process.
There are a number of general waste classification systems in common use, and
these have been developed to provide information for specific end uses, e.g. re-
cycling/waste minimization, assessment of biodegradation potential and calorific
value. However, for assessment of engineering behaviour a classification is required
that groups waste constituents in terms of their mechanical properties. In a typical
landfill there will be three distinct phases present—solid, liquid and gas. There may
also be a need to distinguish between mobile liquid in large drainable pores and
liquid in small pores (inter-particle), and liquid that is trapped, absorbed or
otherwise bound to the solid fraction (intra-particle). The information required to
classify waste components can be summarized as:
Table 2
Overview of existing classification systems
Further work is required to trial this classification on a range of waste types and to
relate classifications to mechanical behaviour of the waste body.
As shown in Table 1, knowledge of unit weight is required for all aspects of landfill
design, and therefore it is surprising that so few detailed studies have been
conducted. Unit weight values vary significantly both between sites and within a
single site. MSW has highly variable components, types and amounts of cover soil
differ between sites, the percentage of inert and industrial wastes varies and
placement procedures play an important role, as do environmental conditions (e.g.
rainfall). Common difficulties in assessing MSW unit weight have been summarized
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by Fassett et al. (1994) as: separation of the contribution of daily soil cover; assessing
the changes in unit weight with time and depth; the majority of reported values
reflect waste near or at the surface; and obtaining data on the moisture content of the
waste. Fassett et al. (1994) considered that the following factors should be recorded
along with measured unit weights: MSW composition including daily cover and
moisture content; method and degree of compaction; the depth at which the unit
weight was measured; and the age of the waste. The form of the unit weight
measurement should also be recorded and noted by those using the data. Values can
be given as dry unit weight (sample could have been artificially dried), bulk unit
weight (some moisture present but waste not saturated) and saturated unit weight. In
most studies it is the bulk unit weight that is measured and reported.
Unit weight can be estimated and measured using several techniques. These are
summarized in Table 3. Methods based on direct field measurement are considered
to be the most reliable as the influence of waste placement is considered as is the
overburden stress in some methods. Most of the information in the literature relates
to recently placed waste at low overburden stresses.
As with soils, the unit weight is affected by compaction effort and layer thickness,
the depth of burial (i.e. overburden stress) and the amount of liquid present
(moisture content). Unlike soils, the unit weight also varies significantly because of
large variations in the waste constituents (e.g. size and density), state of
decomposition and degree of control during placement (such as thickness of daily
cover or its absence). It is generally believed that initially the unit weight of waste is
very much dependent on waste composition, the daily cover and the degree of
compaction during placement. But as the waste becomes older the unit weight
becomes more dependent on the depth of burial, the degree of decomposition and
climatic conditions. Although unit weight can vary significantly over short distances,
this is not necessarily a major concern in design. Unit weight is used to calculate
vertical and horizontal stresses. Average values of unit weight are acceptable in most
design scenarios (e.g. average values of vertical stress acting on a basal geomembrane
are used to design geotextile protection layers).
Waste components have a controlling influence on the average unit weight of the
waste mass. Individual waste components have a wide range of particle unit weights
and these can change with time. Components may have voids within them in
addition to those between components. This results in a significant percentage of
waste particles behaving differently to soil particles due to their high compressibility.
Degradation of components with organic content will result in a loss of mass,
N. Dixon, D.R.V. Jones / Geotextiles and Geomembranes 23 (2005) 205–233
Table 3
Methods for measuring unit weight
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Field Large-scale replacement density measurements Reliable but tests are all at low vertical stresses Gotteland et al. (2002)
from waste surface
Replacement density measurement in boreholes Reliable and data obtained for a range of vertical Kavazanjian et al., (1995)
stresses
Gamma ray logging of boreholes Variable results due to range of particle types —
Direct measurement of vertical stresses within Reliable and shows changes related to vertical Gourc et al. (2001)
waste body stress
Calculation from landfill volume and weight of Average values obtained are of little use —
waste materials
Laboratory Measurement of large-size samples Disturbed sample but large size and range of Powrie and Beaven (1999)
vertical stresses possible
Measurement of small-size samples Disturbed often pre-treated and sorted, —
unreliable
Measurement of individual component weights Time consuming and often inaccurate —
and percentages present in sample
213
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changes in size and alteration of the mechanical properties (i.e. compressibility and
shear strength). It will also change the density of the component. As a waste body
degrades, void ratio reduces and hence a volume reduction occurs. Although there
are few field measurements in degraded waste it is generally believed that
degradation results in an increase in waste density, and hence unit weight.
2.4. Compaction
2.5. Depth
Unit weight of waste varies with effective stress, which is a function of depth.
Fig. 3 produced by Powrie and Beaven (1999) shows the variation in dry density,
saturated density and density at field capacity with vertical effective stress. The data
was obtained by compressing samples of waste in a large diameter cylindrical tests
Table 4
Statistical summaries of bulk unit weight data for fresh waste (Fassett et al., 1994)
Table 5
Bulk unit weights from international literature
Fig. 3. Relationships between density and average vertical stress. Trend lines shown are based on average
measured values (after Powrie and Beaven, 1999).
chamber. One of the implications of this work, in terms of the waste density
achieved, is that compaction at the tipping face can have a similar effect to the burial
of the waste by several meters of overburden (Powrie et al., 1998). Due to the
difficulties and costs involved there are few field measurements of unit weight
variation with depth. Gourc et al. (2001) present initial data obtained during filling
of the Torcy landfill in France. The results shown in Fig. 4, as bulk unit weight
against overburden stress, demonstrate a clear trend of increasing unit weight with
stress level.
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Band of measured
values for point A
Band of measured
values for point B
Fig. 4. Bands of measured bulk unit weights plotted against vertical stress (after Gourc et al., 2001).
Moisture content of waste depends on the initial waste composition, local climatic
conditions, operating conditions, rate of decomposition and organic content. On
exposure to water, the unit weight of any constituent absorbing water would increase
(e.g. that of food waste, garden refuse, paper, textiles) due to increased moisture
content of the intra-particle voids. These increases in individual particle unit weight
are added to the increase in bulk unit weight resulting from increased leachate in the
void spaces between particles of waste to produce increases in the bulk unit weight of
the waste mass. Therefore, older waste would be expected to have a higher bulk unit
weight than fresh waste. Although there is limited field evidence to support this
proposed mechanism, the data from investigations such as those described by
Kavazanjian (2001) provide some corroboration. Daily cover soils play an important
role in controlling the amount and distribution of precipitation that enters waste.
They result in highly structured waste bodies (i.e. horizontal layers of waste bounded
by often low permeability layers of cover soils) and this can cause large spatial
variations in the moisture content of waste. The phasing of final cap construction
also influences the evolution of moisture content changes. Addition of liquid wastes
and re-circulation of leachate will both have a fundamental influence on the
magnitude and distribution of moisture contents, and hence on the magnitude and
distribution of bulk unit weight.
3. Compressibility
The compressibility of MSW has been studied for many decades. Studies of
settlement have been conducted to improve the efficiency of waste placement, predict
final settlement profiles for the cap and to enable assessment of interaction between
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side slope barrier systems and the settling waste body (Section 1.1). This section
provides a brief summary of methods used to calculate settlements and, where
possible, ranges of typical values. Readers interested in more detailed information on
settlements are recommended to review the key technical papers by Fassett et al.
(1994), Manassero et al. (1996), Oweis and Khera (1998) and Gourc et al. (1998).
To take into account stress-dependent unit weight, the overburden pressure can be
calculated using
X
n
s¼ gi zi , (2)
i¼1
where unit weight, g; is assumed to be constant within a given layer i and n is the
number of layers.
Table 6
Waste compression mechanisms (Manassero et al., 1996) and factors controlling magnitude of settlement
Physical compression and creep (mechanical Initial composition of waste (grading, particle
distortion, bending, crushing and re-orientation shape, material properties of components, e.g.
of particles) metal, paper)
Raveling settlement (migration of small particles Initial density and voids ratio
into voids between large particles) Layer thickness
Collapse of containers and bridging components Type, thickness and number of cover soil layers
(physical/chemical changes such as corrosion Stress history (pre- and post-filling mechanical
oxidation) treatment)
Decomposition settlement (biodegradation of Leachate levels and fluctuations
organic components) Environmental controlled factors (moisture
Settlement of subgrade under applied waste content, temperature, gas generation)
loading Compressibility of subgrade
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(excluding any contribution from the subgrade) is made up from two main
components; primary compression (dp) and secondary compression (ds)
dt ¼ dp þ ds . (3)
Primary compression includes physical compression of particles (distortion, bending,
crushing and particle orientation) and consolidation (significant for saturated waste
bodies). In most wastes, physical compression will occur immediately on application
of load (i.e. in response to placement of overlying layers of waste). Therefore,
primary compression will occur in a period of a few days to a few weeks and hence
can be considered to be short term. Incrementally linear compression models can be
used to calculate primary settlements (Section 3.3).
Secondary compression includes all creep effects (i.e. mechanical compression
under constant stress) and those relating to degradation (both chemical and
biological). Creep effects include time-dependent particle distortion (i.e. bending,
crushing), particle reorientation and raveling. Degradation includes collapse of
containers due to a change in strength (e.g. corrosion) and degradation of organic
compounds. Degradation potential of components is discussed by Landva and
Clarke (1990) and is a key element of any classification system. Biodegradation is the
main component of secondary compression in MSW landfills. Many methods have
been proposed to characterize and predict secondary compression. The degradation
process is influenced by a range of interrelated factors, all of which vary spatially
within a landfill and with time (e.g. moisture content, temperature and stress level).
Present methods of prediction are simplistic and many rely on curve fitting
techniques. A brief introduction to calculation methods is provided in Section 3.4.
Secondary compression occurs throughout the active life of the landfill and is usually
the main component of total settlement.
7000
Drai ned co nstrained modulus, D' (kPa) Gotteland et al. (2001)
6000 Powrie & Beaven (1999);
Beaven & Powrie (1995)
Landva et al. (2000)
5000
Dixon et al. (2004)
4000
3000
2000
1000
0
0 50 100 150 200 250 300 350 400 450 500
Mean vertical effective stress (kPa)
Fig. 5. Constrained modulus vs. stress level (after Dixon et al., 2004). J Gotteland et al. (2001); & Powrie
and Beaven (1999); Beaven and Powrie (1995); W Landva et al. (2000) and E Dixon et al. (2004).
The compression index (Cc) can also be used to relate increments of strain to
increments of stress change (see Fassett et al., 1994). Primary compression will occur
during waste placement. As the thickness of the waste increases the stiffness of the
waste will also increase with depth. Constrained modulus is therefore not a constant
but depends upon the level of mean stress in the layer under consideration. The
compression of each layer is calculated separately using the relevant D value and the
total primary compression is calculated as the sum of the individual layers (Eq. (5)).
If the waste layer is saturated, the final primary compression will still be calculated
using D but it will take place over an extended period, controlled by the permeability
of the waste layer and length of the drainage path (i.e. standard consolidation
theory). Note that D ¼ 1=mv where mv is the coefficient of compressibility in m2/kN.
Fig. 5 shows a summary of constrained moduli values for MSW related to stress level
(Dixon et al., 2004). This data can be used to estimate primary compression.
Table 7
Secondary compression parameters for MSW material (after Oweis and Khera, 1998)
Material Ca
There is some field data obtained from long-term settlement monitoring studies
to support this approximation. Oweis and Khera (1998) published values of Ca
for a range of waste materials obtained from the literature. Table 7 shows selected
values from their summary and demonstrates the problems of trying to use one Ca
value for the entire period of secondary compression. As the rate of degradation is
unlikely to be constant with time, it is not surprising that Ca is not a constant.
Gourc et al. (1998) provide a comprehensive review of available calculation methods.
Fassett et al. (1994) and Manassero et al. (1996) both give useful summaries
of secondary compression data. Settlement prediction techniques based on modelling
the biodegradation process are under development and appear promising
(e.g. McDougall and Pyrah, 2001).
Due to the heterogeneous nature of landfill constituents and their varied rates of
decomposition, differential settlements occur. The problem is further complicated by
the fact that adjacent cells are completed at different times and filling often takes
place on top of older waste deposits. Differential settlements are important as they
can jeopardize the stability of the final cap and integrity of geosynthetic elements
(e.g. geomembranes) and mineral layers (e.g. compacted clay barriers).
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4. Shear strength
Field Back analysis of slope failures Adequate information seldom available (e.g. pore Koerner and Soong (2000)
pressures, shape and position of shear surface)
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Back analysis of cutting slope Large deformations observed but not shear failure Singh and Murphy (1990),
experiments Cowland et al. (1993)
Back analysis of existing stable slopes Changing waste composition means past experience is Gotteland et al. (2002)
not a guide to future performance
In situ direct shear tests Difficult to perform and results relate to low levels of e.g. Jessberger and Kockel
stress (1993)
SPT, CPT and vane tests No clear relationship between penetration resistance
and MSW shear strength, could provide useful
information in degraded more soil like materials
Laboratory Triaxial compression Disturbed samples, peak shear strength not obtained Jessberger (1994), Grisolia
due to compression and densification of sample et al. (1995b)
Direct shear Large device required (e.g. 1 1 1 m), disturbed Kolsch (1995), Gotteland
samples, large displacements required to mobiles peak et al. (2001)
shear strength
Simple shear Large device required, disturbed samples, useful Kavazanjian et al. (1999)
information on shear stiffness (used in seismic analyses)
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The majority of the studies included in this review obtained strengths from direct
shear box tests and back-analyses of failures. Those requiring more detailed
information should read Manassero et al. (1996), Jones et al. (1997) and
Kavazanjian (2001) all of which provide summaries of shear strength parameters
from the literature. Table 9 gives waste shear strength parameters summarized by
Jones et al. (1997) although it is by no means a comprehensive summary. It is
included to demonstrate the wide variation in values that can be obtained. Given the
large range of possible wastes and the difficulties involved in measuring shear
strength, the large scatter is not surprising.
Manassero et al. (1996) suggested that the failure envelope shown in Fig. 6 could
be used as a starting point in design if no site-specific data is available. Design values
of c and f are defined according to three distinct zones:
Zone A: corresponding to very low stress (0 kPapsvo20 kPa) where the MSW
behaviour can be described as being only cohesive. In this case, c ¼ 20 kPa:
Table 9
Examples of measured shear strength parameters from the literature (Jones et al., 1997)
c0 (kPa) f0 (1)
400
Envelope from literature reported by
Jones et al. (1997)
Suggested design line c' = 5 kPa
φ'= 25˚ reported by Jones et al. (1997)
Suggested design line based on
North American studies (Kavazanjian 2001)
300 Suggested design (Manassero et al. 1996)
Shear Stress [kPa]
200
100
0
0 100 200 300 400
Normal Stress [kPa]
Fig. 6. Suggested MSW shear strength envelopes for design (after Jones et al., 1997).
Knowledge of shear strength is required in order to assess waste and lining system
slope stability. Landfill failures tend to be controlled by shear surfaces forming along
interfaces within the liner system or within weak underlying soils. However, failures
do occur entirely within the waste mass, and those that are controlled by weak zones
and interfaces still often have a section of the shear surface forming in the waste.
Therefore, while it is important to evaluate weak interfaces and/or poor foundation
materials it is also necessary to estimate the strength properties of waste when
conducting stability analyses. Waste slope design and assessment is presently based
substantially on experience (i.e. ‘‘x’’ degree angle slopes have been stable for ‘‘y’’ years
therefore this angle can be used for new slopes). Summaries of results from
international research are also presently used in design as discussed above. An
approach based on past experience is flawed for two reasons: (i) MSW slope failures
do occur; and (ii) The constituents, and hence mechanical properties, of new MSW
are constantly changing. In addition, mechanical properties of MSW change with
time due to the degradation process and a slope could become unstable tens of years
after its formation. The design of safe waste slopes in both the short- and long term is
critical to the management of sites and hence optimization of the landfill construction
process, and ensuring the required performance of the lining components. Many of
the failures recorded in the literature are of temporary waste slopes.
5. Lateral stiffness
Elastic parameters such as shear modulus (G), Young’s modulus (E) and Poisson’s
ratio (n) can be used to quantify the response of a material to a change in stress (i.e.
calculate strains). The parameters are related, as is the constrained modulus (D)
introduced previously, and an example of their interdependence is given by
E
G¼ . (8)
2ð1 þ nÞ
In situ measurement of such parameters is required. Waste placement methods,
waste type and depth of burial will have a fundamental influence on the measured
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values. Tests on disturbed samples will not provide representative results. The
measured values are dependent on, and therefore can be related to, other physical
properties such as density and stress level.
800
700
Total Pressure at Cavity
400
300
200 2Gur
100
Unload/reload loops
0
0 4 8 12 16 20
100 -
Average Radial Dispalcement (mm)
Fig. 8. Shear modulus vs. maximum stress at start of unload/reload loops for fresh and partially degraded
MSW-SBP are self-boring pressuremeter test and HPD are high-pressure dilatometre tests.
as expected for a drained particulate material. Although there are no other studies in
the literature to corroborate these results, the systematic and consistent behaviour
observed provides confidence in the validity of the measured trends.
the generation of horizontal stresses. Landva et al. (2000) have produced the only
results from a laboratory study of MSW. They conclude that K0 values in the order
of 0.35–0.4 would be typical for fresh MSW and that K0 would be expected to
increase towards a value of 0.5 if less reinforcing material was present. If the
degradation process destroys reinforcing material, these results indicate that K0
values, and hence horizontal stresses, will increase with time. To date, this has not
been substantiated by field measurements.
An estimation of K0 values have been made using results from pressuremeter tests.
The preliminary results from the study are shown in Fig. 9 (Dixon and Jones, 1998).
It can be seen that there is no clear relationship between K0 and depth. This is due to
disturbance caused by insertion of the pressuremeter (i.e. changing the values of
4
Height of Waste Above Measuring Point (m)
10
12
14
16
Measurement made using a
pair of horizontal and vertical
18 pressure cells
Calculated from SBP tests
20
Fig. 9. Coefficient of earth (waste) pressure at rest measured using pairs of pressure cells (Dixon et al.,
2004) and calculated from self-boring pressuremeter tests (Dixon and Jones, 1998) vs. depth of burial.
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horizontal stress being measured) and the heterogeneous nature of the waste tested.
However, the results do appear to be suggesting that higher values than those
obtained by Landva et al. (2000) might be applicable for in situ material. Dixon et al.
(2004) report direct measurements of horizontal stresses in MSW. Pairs of pressure
cells were buried in waste at a range of depths to measure vertical and horizontal
stresses as part of a study of steep slope lining system performance. The preliminary
measurements have been used to calculate waste pressure coefficient values (Kw),
which can be interpreted as K0 values (Dixon et al., 2004), and these are also shown
in Fig. 9. As with the pressuremeter test results, values consistently higher than those
proposed by Landva et al. (2000) are indicated.
7. Hydraulic properties
Acknowledgements
This paper has been based on part of a Golder Associates (UK) Ltd/
Loughborough University report entitled: ‘Stability of landfill lining systems:
Report No. 1 literature review, R&D Technical Report P1-385’ produced for the
England and Wales Environment Agency, dated January 2003. The support of Steve
Storey, Richard Moss and Darren Legge, who comprised the Environment Agency
steering committee for the R&D project, is gratefully acknowledged. Thanks are due
to Andrew Connell for his help in producing the report.
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